The Occupational Pension Schemes (Collective Money Purchase Schemes) (Extension to Unconnected Multiple Employer Schemes and Miscellaneous Provisions) Regulations 2025
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Change 1
15 Risk notices - scheme proprietor: unconnected multiple employer schemes
In section 29 (risk notices)— (a) after subsection (1) insert— (1A) Where the scheme is an unconnected multiple employer scheme the Pensions Regulator may give a risk notice to the scheme proprietor if the Regulator considers that— (a) there is an issue of concern in relation to the scheme, and (b) the scheme will breach the authorisation criteria, or is likely to breach them, if the issue is not resolved. ; (b) in subsection (2), after “the scheme” insert “or (as the case may be) the scheme proprietor”; (c) in subsection (4), after “trustees” insert “or the scheme proprietor”; (d) after subsection (4) insert— (4A) Where risk notices relating to the same issue of concern have been issued to the trustees of the scheme and the scheme proprietor, the reference in subsection (4) to the proposals in a resolution plan is to be read as a reference to the proposals in the resolution plans of the trustees and the scheme proprietor taken together. ; (e) in subsection (5)— (i) in the words before paragraph (a), after “trustees” insert “or (as the case may be) the scheme proprietor”; (ii) in paragraph (a), after “concern” insert “(whether alone or together with the proposals in another resolution plan relating to the same issue of concern)”; (iii) in paragraph (b), after “trustees” insert “or the scheme proprietor”; (f) in subsection (6), after “trustees” insert “or the scheme proprietor”; (g) in subsection (7)— (i) after “trustees”, in the first place it occurs, insert “or the scheme proprietor”; (ii) after “trustees”, in the second place it occurs, insert “or (as the case may be) the scheme proprietor”; (h) in subsection (11)— (i) in the opening words, after “trustee” insert “or a scheme proprietor”; (ii) in paragraph (a) after “(1)” insert “, (1A)”.
15 Risk notices - scheme proprietor: unconnected multiple employer schemes
In section 29 (risk notices)— (a) after subsection (1) insert— (1A) Where the scheme is an unconnected multiple employer scheme the Pensions Regulator may give a risk notice to the scheme proprietor if the Regulator considers that— (a) there is an issue of concern in relation to the scheme, and (b) the scheme will breach the authorisation criteria, or is likely to breach them, if the issue is not resolved. ; (b) in subsection (2), after “the scheme” insert “or (as the case may be) the scheme proprietor”; (c) in subsection (4), after “trustees” insert “or the scheme proprietor”; (d) after subsection (4) insert— (4A) Where risk notices relating to the same issue of concern have been issued to the trustees of the scheme and the scheme proprietor, the reference in subsection (4) to the proposals in a resolution plan is to be read as a reference to the proposals in the resolution plans of the trustees and the scheme proprietor taken together. ; (e) in subsection (5)— (i) in the words before paragraph (a), after “trustees” insert “or (as the case may be) the scheme proprietor”; (ii) in paragraph (a), after “concern” insert “(whether alone or together with the proposals in another resolution plan relating to the same issue of concern)”; (iii) in paragraph (b), after “trustees” insert “or the scheme proprietor”; (f) in subsection (6), after “trustees” insert “or the scheme proprietor”; (g) in subsection (7)— (i) after “trustees”, in the first place it occurs, insert “or the scheme proprietor”; (ii) after “trustees”, in the second place it occurs, insert “or (as the case may be) the scheme proprietor”; (h) in subsection (11)— (i) in the opening words, after “trustee” insert “or a scheme proprietor”; (ii) in paragraph (a) after “(1)” insert “, (1A)”.
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