The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023
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Change 1
17 Regulation (EU) No 600/2014
(1) Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 is amended as follows. (2) In Article 4 (waivers for equity instruments)— (a) in paragraph 1(a), omit the final sentence; (b) in paragraph 1(b)(i), omit “, subject to the conditions set out in Article 5”. (3) In the following provisions, for “5(3A)”, in each place where it occurs, substitute “14(6D)”— (a) in Article 9 (waivers for non-equity instruments), paragraph 4A; (b) in Article 11 (authorisation of deferred publication), paragraph 2A; (c) in Article 21 (post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives), paragraph 4A.
17 Regulation (EU) No 600/2014
(1) Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 is amended as follows. (2) In Article 4 (waivers for equity instruments)— (a) in paragraph 1(a), omit the final sentence; (b) in paragraph 1(b)(i), omit “, subject to the conditions set out in Article 5”. (3) In the following provisions, for “5(3A)”, in each place where it occurs, substitute “14(6D)”— (a) in Article 9 (waivers for non-equity instruments), paragraph 4A; (b) in Article 11 (authorisation of deferred publication), paragraph 2A; (c) in Article 21 (post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives), paragraph 4A.
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