The Financial Services and Markets Act 2000 (Exemptions from Financial Promotion General Requirement) Regulations 2023
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3 Exemptions from the general requirement relating to financial promotion approval
Section 55NA(1) (general requirement relating to financial promotion approval) of the Act does not apply to the giving of approval of the content of a communication by an authorised person (“A”) ... where the content of the communication is prepared by— (a) A, (b) an unauthorised person, where both A and that unauthorised person are members of the same group, or (c) an unauthorised person, where that unauthorised person is an appointed representative of A, in relation to any regulated activity comprised in the carrying on of the business for which A, as that unauthorised person’s principal, has accepted responsibility.
3 Exemptions from the general requirement relating to financial promotion approval
Section 55NA(1) (general requirement relating to financial promotion approval) of the Act does not apply to the giving of approval of the content of a communication by an authorised person (“A”) ... where the content of the communication is prepared by— (a) A, (b) an unauthorised person, where both A and that unauthorised person are members of the same group, or (c) an unauthorised person, where that unauthorised person is an appointed representative of A, in relation to any regulated activity comprised in the carrying on of the business for which A, as that unauthorised person’s principal, has accepted responsibility.
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