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In force since 2024-11-06, as the publisher states.
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Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.
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2024 No. 1115 FINANCIAL SERVICES AND MARKETS The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2024 Made 6th November 2024 Laid before Parliament 7th November 2024 Coming into force in accordance with regulation 2 The Treasury make these Regulations in exercise of the powers conferred by sections 83(1) and (2) and 84(2) of the Financial Services and Markets Act 2023.
Propose a change(1) These Regulations may be cited as the Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2024. (2) These Regulations extend to England and Wales, Scotland and Northern Ireland.
Propose a change(1) The following regulations come into force on 1st December 2024— (a) regulation 1 (citation and extent) (b) regulation 2 (commencement) (c) regulation 3 (amendment of Regulation (EU) No 600/2014); (d) regulations 5(1), (2), (3) and (4) (amendment of Commission Delegated Regulation (EU) 2017/567); (e) regulation 6 (amendment of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017); (f) regulation 7 (amendment of the Data Reporting Services Regulations 2024). (2) Regulation 5(5) (amendment of Commission Delegated Regulation (EU) 2017/567) comes into force on 30th June 2025. (3) Regulation 4 (amendment of the Bank Recovery and Resolution (No. 2) Order 2014) comes into force on 1st December 2025.
Propose a changeIn Article 22 of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (providing information for the purposes of transparency and other calculations), in paragraph 1, after “imposed by” insert “or under”.
Propose a change(1) The Bank Recovery and Resolution (No. 2) Order 2014 is amended as follows. (2) In article 2, in paragraph (1), in paragraph (a)(iv) of the definition of “conditions for early intervention”, after “Financial Instruments” insert “, or rules made under them”. (3) In article 220A (modified application of the Companies Act 2006), in paragraph (5), in modified section 307B(2)(a)(ii) of the Companies Act 2006, for “one or more of” substitute “a requirement imposed by or under”.
Propose a change(1) Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions is amended as follows. (2) In Article 5 (assessment of liquidity of equity instruments by the competent authorities), in paragraph 6, omit “9 or ”. (3) Omit Articles 6 to 11. (4) Omit Article 16. (5) Omit Articles 17 and 18.
Propose a changeIn regulation 29(2) of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 in the definition of “position”, for “an EEA State” substitute “the United Kingdom”.
Propose a changeIn regulation 2(1) of the Data Reporting Services Regulations 2024— (a) in the definition of “APA”, after “pursuant to” insert “, or pursuant to rules made by virtue of,”; (b) in the definition of “CTP”, after “listed in” insert “, or listed in rules made by virtue of,”; (c) in paragraph (a) of the definition of “data reporting service”, after “pursuant to” insert “, or pursuant to rules made by virtue of,”.
Propose a change