Law

Communications Act 2003

United Kingdom · statute

Ask the law about thisMore laws of United KingdomFor machines: Markdown

Open at the publisher →

In force since 2026-04-06, as the publisher states.

Copy read on 2026-11-08. The page it was read from

Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

sha256 012879610a9d57c1daa96898410bf2f7690cb05c4e992f8b8ca6e86b2216696a

Contents: 729 provisions
  1. Title and introductory text
  2. 1 Functions and general powers of OFCOM
  3. 2 Transfer of functions of pre-commencement regulators
  4. 2A Statement of strategic priorities
  5. 2B Duties of OFCOM in relation to strategic priorities
  6. 2C Consultation and parliamentary procedure
  7. 3 General duties of OFCOM
  8. 4 Duties in relation to certain regulatory functions
  9. 4A ... European Commission recommendations for harmonisation
  10. 5 Directions in respect of networks and spectrum functions
  11. 6 Duties to review regulatory burdens
  12. 7 Duty to carry out impact assessments
  13. 8 Duty to publish and meet promptness standards
  14. 9 Secretary of State’s powers in relation to promptness standards
  15. 10 Duty to encourage availability of easily usable apparatus
  16. 11 Duties to promote media literacy
  17. 11A Regulated services: media literacy strategy and media literacy statement
  18. 12 Duty to establish and maintain Content Board
  19. 13 Functions of the Content Board
  20. 14 Consumer research
  21. 15 Duty to publish and take account of research
  22. 16 Consumer consultation
  23. 17 Membership etc. of the Consumer Panel
  24. 18 Committees and other procedure of the Consumer Panel
  25. 19 Power to amend remit of Consumer Panel
  26. 20 Advisory committees for different parts of the United Kingdom
  27. 21 Advisory committee on elderly and disabled persons
  28. 22 Representation on international and other bodies
  29. 23 Directions for international purposes in respect of broadcasting functions
  30. 24 Provision of information to the Secretary of State
  31. 24A Provision of information before publication
  32. 24B Provision of information to assist in formulation of policy
  33. 25 Information requested by EU bodies
  34. 26 Publication of information and advice for consumers etc.
  35. 27 Training and equality of opportunity
  36. 28 General power to charge for services
  37. 28A International recognition of satellite frequency assignments: power to charge fees
  38. 29 Secretary of State guarantees for OFCOM borrowing
  39. 30 Transfers of property etc. from pre-commencement regulators
  40. 31 Transitional functions and abolition of pre-commencement regulators
  41. 32 Meaning of electronic communications networks and services
  42. 32A Meaning of number-based interpersonal communications service
  43. 33 Advance notification to OFCOM
  44. 34 Designations and requirements for the purposes of s. 33
  45. 35 Notification of contraventions of s. 33
  46. 35A Penalties for contravention of section 33
  47. 36 Confirmation decision for contravention of s. 33
  48. 37 Penalties for contravention of s. 33
  49. 38 Fixing of charges
  50. 39 Supplemental provision about fixing charges
  51. 40 Notification of non-payment of charges
  52. 41 Penalties for non-payment of charges
  53. 42 Suspending service provision for non-payment
  54. 43 Enforcement of directions under s. 42
  55. 44 Duty of OFCOM to keep publicly accessible register
  56. 45 Power of OFCOM to set conditions
  57. 46 Persons to whom conditions may apply
  58. 47 Test for setting or modifying conditions
  59. 48 Procedure for setting, modifying and revoking conditions
  60. 48A Consultation for section 45 conditions
  61. 48B EU consultation for section 45 conditions
  62. 48C Delivery of copies of notifications etc. in respect of section 45 conditions
  63. 49 Directions and approvals for the purposes of a s. 45 condition
  64. 49A Consultation for directions, approvals and consents
  65. 49B EU consultation for directions, approvals and consents
  66. 49C Delivery of copies of notifications etc. in respect of directions, approvals and consents
  67. 50 Delivery of copies of notifications etc.
  68. 51 Matters to which general conditions may relate
  69. 52 Conditions relating to customer interests
  70. 53 Approval of codes of practice for the purposes of s. 52
  71. 54 Approval of dispute procedures for the purposes of s. 52
  72. 55 Orders by OFCOM in the absence of conditions under s. 52
  73. 56 The National Telephone Numbering Plan
  74. 56A Conditions for limitations on allocation of telephone numbers
  75. 57 Conditions to secure access to telephone numbers
  76. 58 Conditions about allocation and adoption of numbers
  77. 59 Telephone numbering conditions binding non-providers
  78. 60 Modification of documents referred to in numbering conditions
  79. 61 Withdrawal of telephone number allocations
  80. 62 Numbering reorganisations
  81. 63 General duty as to telephone numbering functions
  82. 64 Must-carry obligations
  83. 65 Obligations to be secured by universal service conditions
  84. 66 Designation of universal service providers
  85. 67 Subject-matter of universal service conditions
  86. 68 Tariffs etc. for universal services
  87. 69 Directories and directory enquiry facilities
  88. 70 Review of compliance costs: universal service conditions
  89. 71 Sharing of burden of universal service obligations
  90. 72 Report on sharing mechanism: universal service obligations
  91. 72A Review of universal service order
  92. 72B Broadband download speeds: duty to give direction under section 72A
  93. 72C Duty to review certain tariffs that are not universal service tariffs
  94. 72D Social tariff conditions: procedure
  95. 72E Consultation by OFCOM on proposed recommendation
  96. 72F Social tariff conditions: general
  97. 72G Review of compliance costs: social tariff conditions
  98. 72H Sharing of burden of social tariff obligations
  99. 72I Report on sharing mechanism: social tariff obligations
  100. 73 Permitted subject-matter of access-related conditions
  101. 74 Specific types of access-related conditions
  102. 74A Access-related conditions in certain cases involving use of radio spectrum
  103. 74B Review of access-related conditions
  104. 75 Conditional access systems and access to digital services
  105. 76 Modification and revocation of conditions imposed under s. 75
  106. 76A Information about electronic communications apparatus available for shared use
  107. 77 Imposition of privileged supplier conditions
  108. 78 Circumstances required for the setting of SMP conditions
  109. 79 Market power determinations
  110. 80 Proposals for identifying markets and for market power determinations
  111. 80A Consultation for market identifications and market power determinations
  112. 80B EU consultation for market identifications and market power determinations
  113. 81 Delivery of copies of notifications under sections 79 and 80A
  114. 82 European Commission’s powers in respect of proposals
  115. 83 Special rules for transnational markets
  116. 84 Review of services market identifications and determinations
  117. 84A Timing of services market identifications and determinations
  118. 85 Review of apparatus market identifications and determinations
  119. 86 Cases where review required
  120. 87 Conditions about network access etc.
  121. 88 Conditions about network access pricing etc.
  122. 89 Conditions about network access in exceptional cases
  123. 89A Functional separation
  124. 89B Functional separation conditions: matters to be considered by OFCOM
  125. 89C Obligation to notify OFCOM of voluntary separation
  126. 90 Conditions about carrier selection and pre-selection
  127. 91 Conditions about regulation of services etc. for end-users
  128. 91A SMP services conditions: wholesale-only undertakings
  129. 92 Conditions about leased lines
  130. 93 Conditions about apparatus supply
  131. 93A Notification to OFCOM of proposed commitments
  132. 93B Notification of proposed commitments relating to very high capacity network
  133. 93C Giving effect to commitments decision
  134. 93D Modification of commitments
  135. 94 Notification of contravention of SMP apparatus conditions
  136. 95 Enforcement notification for contravention of conditions
  137. 96 Penalties for contravention of conditions
  138. 96A Notification of contravention of condition other than SMP apparatus condition
  139. 96B Penalties for contravention of conditions
  140. 96C Enforcement of notification under section 96A
  141. 97 Amount of penalty under s. 96 or 96A
  142. 98 Power to deal with urgent cases
  143. 99 Confirmation of directions under s. 98
  144. 100 Suspending service provision for contraventions of conditions
  145. 100A Suspending service provision for breach of SMP services condition
  146. 101 Suspending apparatus supply for contraventions of conditions
  147. 102 Procedure for directions under ss. 100 and 101
  148. 103 Enforcement of directions under ss. 98, 100 , 100A and 101
  149. 104 Civil liability for breach of conditions or confirmation decision
  150. 105 Consideration and determination of network access questions
  151. 105A Duty to take security measures
  152. 105B Duty to take specified security measures
  153. 105C Duty to take measures in response to security compromises
  154. 105D Duty to take specified measures in response to security compromise
  155. 105E Codes of practice about security measures etc
  156. 105F Issuing codes of practice about security measures
  157. 105G Withdrawing codes of practice about security measures
  158. 105H Effects of codes of practice about security measures
  159. 105I Duty to explain failure to act in accordance with code of practice
  160. 105J Duty to inform users of risk of security compromise
  161. 105K Duty to inform OFCOM of security compromise
  162. 105L Powers of OFCOM to inform others of security compromise
  163. 105M General duty of OFCOM to ensure compliance with security duties
  164. 105N Power of OFCOM to assess compliance with security duties
  165. 105O Power of OFCOM to give assessment notices
  166. 105P Assessment notices: urgency statements
  167. 105Q Assessment notices: applications in respect of urgency statements
  168. 105R Assessment notices: information about entering premises
  169. 105S Enforcement of security duties
  170. 105T Enforcement of security duties: amount of penalties
  171. 105U Enforcement of security duties: proposal for interim steps
  172. 105V Enforcement of security duties: direction to take interim steps
  173. 105W Civil liability for breach of security duties
  174. 105X Relationship between security duties and certain other duties etc
  175. 105Y Statement of policy on ensuring compliance with security duties
  176. 105Z OFCOM reports on security
  177. 105Z1 Designated vendor directions
  178. 105Z2 Further provision about requirements
  179. 105Z3 Consultation about designated vendor directions
  180. 105Z4 Notice of designated vendor directions
  181. 105Z5 Variation and revocation of designated vendor directions
  182. 105Z6 Notice of variation and revocation of designated vendor directions
  183. 105Z7 Designated vendor directions: plans for compliance
  184. 105Z8 Designation notices
  185. 105Z9 Further provision about designation notices
  186. 105Z10 Variation and revocation of designation notices
  187. 105Z11 Laying before Parliament
  188. 105Z12 Monitoring of designated vendor directions
  189. 105Z13 Reports made under monitoring directions
  190. 105Z14 Power of OFCOM to give inspection notices
  191. 105Z15 Inspection notices: further provision
  192. 105Z16 Inspection notices: information about entering premises
  193. 105Z17 Inspection notices: enforcement of compliance
  194. 105Z18 Notification of contravention
  195. 105Z19 Amount of penalty
  196. 105Z20 Enforcement of notification
  197. 105Z21 Enforcement of penalty
  198. 105Z22 Urgent enforcement direction
  199. 105Z23 Urgent enforcement direction: confirmation
  200. 105Z24 Urgent enforcement direction: enforcement
  201. 105Z25 Requirement not to disclose
  202. 105Z26 Enforcement of requirement not to disclose
  203. 105Z27 Power of Secretary of State to require information etc
  204. 105Z28 Restrictions on imposing information requirements
  205. 105Z29 Enforcement of information requirements etc
  206. 106 Application of the electronic communications code
  207. 107 Procedure for directions applying code
  208. 108 Register of persons in whose case code applies
  209. 109 Restrictions and conditions subject to which code applies
  210. 110 Enforcement of restrictions and conditions
  211. 110A Penalties for contravention of code restrictions
  212. 111 Confirmation decision for contravention of code restrictions
  213. 111A Power to deal with urgent cases
  214. 111B Confirmation of direction under section 111A
  215. 112 Penalties for contravention of code restrictions
  216. 113 Suspension of application of code
  217. 114 Procedure for directions under s. 113
  218. 115 Modification and revocation of application of code
  219. 116 Notification of cessation by person to whom code applies
  220. 117 Transitional schemes on cessation of application of code
  221. 118 Compulsory acquisition of land etc.
  222. 119 Power to give assistance in relation to certain proceedings
  223. 120 Conditions regulating premium rate services
  224. 120A Procedure for setting, modifying and revoking premium rate services conditions
  225. 121 Approval of code for premium rate services
  226. 122 Orders by OFCOM in the absence of a code under s. 121
  227. 123 Enforcement of s. 120 conditions
  228. 124 Suspending service provision for contraventions of s. 120 conditions
  229. 124A Obligation to notify subscribers of copyright infringement reports
  230. 124B Obligation to provide copyright infringement lists to copyright owners
  231. 124C Approval of code about the initial obligations
  232. 124D Initial obligations code by OFCOM in the absence of an approved code
  233. 124E Contents of initial obligations code
  234. 124F Progress reports
  235. 124G Obligations to limit internet access: assessment and preparation
  236. 124H Obligations to limit internet access
  237. 124I Code by OFCOM about obligations to limit internet access
  238. 124J Contents of code about obligations to limit internet access
  239. 124K Subscriber appeals
  240. 124L Enforcement of obligations
  241. 124M Sharing of costs
  242. 124N Interpretation
  243. 124O Notification of failure in relation to internet domain registry
  244. 124P Appointment of manager of internet domain registry
  245. 124Q Functions of manager etc
  246. 124R Application to court to alter constitution of internet domain registry
  247. 124S Mobile phone providers' duty to enable billing limits to be applied
  248. 124T Enforcement of duty to enable billing limits to be applied
  249. 124U Rights of end-users in relation to contract termination
  250. 124V Further rights relating to bundled contracts
  251. 124W Enforcement of obligations of providers under sections 124U and 124V
  252. 125 Dishonestly obtaining electronic communications services
  253. 126 Possession or supply of apparatus etc. for contravening s. 125
  254. 127 Improper use of public electronic communications network
  255. 128 Notification of misuse of networks and services
  256. 129 Enforcement notifications for stopping persistent misuse
  257. 130 Penalties for persistent misuse
  258. 131 Statement of policy on persistent misuse
  259. 132 Powers to require suspension or restriction of a provider’s entitlement
  260. 133 Enforcement of directions under s. 132
  261. 134 Restrictions in leases and licences
  262. 134A OFCOM reports on infrastructure etc
  263. 134AA Additional OFCOM reports on infrastructure etc
  264. 134AB Publication of information required for purpose of preparing reports
  265. 134AC Use of reports
  266. 134B Networks and services matters
  267. 134C OFCOM reports on internet domain names
  268. 134D Comparative overviews of quality and prices
  269. 135 Information required for purposes of certain OFCOM functions
  270. 136 Information required for related purposes
  271. 137 Restrictions on imposing information requirements
  272. 137A Information required from communications providers
  273. 137B Section 137A: confidential matters
  274. 138 Notification of contravention of information requirements
  275. 139 Penalties for contravention of information requirements
  276. 139ZA Higher penalties for certain contraventions
  277. 139A Enforcement of notification under section 138
  278. 139B Power to deal with urgent cases
  279. 139C Confirmation of direction under section 139B
  280. 140 Suspending service provision for information contraventions
  281. 141 Suspending apparatus supply for information contraventions
  282. 142 Procedure for directions under ss. 140 and 141
  283. 143 Enforcement of directions under ss. 140 and 141
  284. 144 Offences in connection with information requirements
  285. 145 Statement of policy on information gathering
  286. 146 Provision of information by OFCOM
  287. 146A Rights of third parties to use information without charge
  288. 147 Repeal of provisions of Telecommunications Act 1984
  289. 148 Powers of local authorities in connection with networks
  290. 149 Grants by Department of Enterprise, Trade and Investment
  291. 150 Grants by district councils
  292. 150A Proposals of EU significance
  293. 151 Interpretation of Chapter 1
  294. 152 General functions of OFCOM in relation to radio spectrum
  295. 153 United Kingdom Plan for Frequency Authorisation
  296. 154 Duties of OFCOM when carrying out spectrum functions
  297. 155 Advisory service in relation to interference
  298. 156 Directions with respect to the radio spectrum
  299. 157 Procedure for directions under s. 156
  300. 158 Special duty in relation to television multiplexes
  301. 159 Grant of recognised spectrum access
  302. 160 Effect of grant of recognised spectrum access
  303. 161 Charges in respect of grants of recognised spectrum access
  304. 162 Conversion into and from wireless telegraphy licences
  305. 163 Payments for use of radio spectrum by the Crown
  306. 164 Limitations on authorised spectrum use
  307. 165 Terms etc. of wireless telegraphy licences
  308. 166 Exemption from need for wireless telegraphy licence
  309. 167 Bidding for wireless telegraphy licences
  310. 168 Spectrum trading
  311. 169 Variation and revocation of wireless telegraphy licences
  312. 170 Wireless telegraphy register
  313. 171 Information requirements in relation to wireless telegraphy licences
  314. 172 Contraventions of conditions for use of wireless telegraphy
  315. 173 Meaning of “repeated contravention” in s. 172
  316. 174 Procedure for prosecutions of wireless telegraphy offences
  317. 175 Special procedure for contraventions by multiplex licence holders
  318. 176 Amount of penalty under s. 175
  319. 177 “Relevant amount of gross revenue” for the purposes of s. 176
  320. 178 Proceedings for an offence relating to apparatus use
  321. 179 Modification of penalties for certain wireless telegraphy offences
  322. 181 Power of arrest
  323. 182 Forfeiture etc. of restricted apparatus
  324. 183 Modification of definition of “undue interference”
  325. 184 Modification of definition of “wireless telegraphy”
  326. 185 Reference of disputes to OFCOM
  327. 185A Power of OFCOM to invite parties to refer dispute
  328. 186 Action by OFCOM on dispute reference
  329. 187 Legal proceedings about referred disputes
  330. 188 Procedure for resolving disputes
  331. 189 Disputes involving other member States
  332. 190 Resolution of referred disputes
  333. 191 OFCOM’s power to require information in connection with dispute
  334. 192 Appeals against decisions by OFCOM, the Secretary of State etc.
  335. 193 Reference of price control matters to the CMA
  336. 193A Recovery of CMA's costs in respect of price control references
  337. 194 Composition of Competition Commission for price control references
  338. 194A Disposal of appeals under section 192 (other than against certain decisions of Secretary of State)
  339. 195 Disposal of appeals under section 192 against certain decisions of Secretary of State
  340. 196 Appeals from the Tribunal
  341. 197 Interpretation of Chapter 3
  342. 198 Functions of OFCOM in relation to the BBC
  343. 198ZA Penalties for failure to provide information
  344. 198A C4C's functions in relation to media content
  345. 198AA C4C’s duties in relation to commissioning programmes
  346. 198B Statements of media content policy and commissioning policy
  347. 198C OFCOM reports on C4C's media content duties and commissioning duties
  348. 198D Directions in relation to C4C's media content duties and commissioning duties
  349. 199 Other Functions of C4C
  350. 200 Removal of members of C4C
  351. 201 Deficits and surpluses of C4C
  352. 202 Borrowing limit for C4C
  353. 203 Function of OFCOM in relation to S4C
  354. 204 Welsh Authority’s function of providing S4C and S4C Digital
  355. 204A S4C’s principal powers and public service remit
  356. 204B Restrictions on S4C’s powers
  357. 204C Publication of approvals under section 204B
  358. 205 Powers to provide other services
  359. 206 Other activities of Welsh Authority
  360. 207 S4C finances
  361. 208 The Gaelic Media Service
  362. 209 Membership of the Service
  363. 210 Supplementary provisions about the Service
  364. 211 Regulation of independent television services
  365. 211A Regulated electronic programme guides
  366. 211B Exempt foreign services
  367. 212 Abolition of function of assigning television frequencies
  368. 213 Abolition of licensing for local cable systems
  369. 214 Digital Channel 3 and Channel 5 licences
  370. 215 Replacement of existing Channel 3 and Channel 5 licences
  371. 216 Renewal of Channel 3 and 5 licences
  372. 216A Renewal of Channel 3 licences: determination of licence areas
  373. 217 Financial terms of licence renewed under s. 216
  374. 218 Duty to secure the provision of a public teletext service
  375. 218A Duty to report on public teletext service
  376. 219 Licensing of the public teletext service
  377. 220 Delegation of provision of public teletext service
  378. 221 Replacement of existing public teletext provider’s licence
  379. 222 Renewal of public teletext licence
  380. 223 Financial terms of licence renewed under s. 222
  381. 224 Meaning of “initial expiry date”
  382. 225 Application for review of financial terms of replacement licences
  383. 226 Application for review of financial terms in consequence of new obligations
  384. 227 Reviews under ss. 225 and 226
  385. 228 Giving effect to reviews under ss. 225 and 226
  386. 229 Report in anticipation of new licensing round
  387. 230 Orders suspending rights of renewal
  388. 231 Replacement of Channel 4 licence
  389. 232 Meaning of “television licensable content service”
  390. 233 Services that are not television licensable content services
  391. 234 Modification of ss. 232 and 233
  392. 235 Licensing of television licensable content services
  393. 236 Direction to licensee to take remedial action
  394. 237 Penalties for contravention of licence condition or direction
  395. 238 Revocation of television licensable content service licence
  396. 239 Action against licence holders who incite crime or disorder
  397. 240 Abolition of separate licences for certain television services
  398. 241 Television multiplex services
  399. 242 Composition of services in television multiplexes
  400. 243 Powers where frequencies reserved for qualifying services
  401. 244 Local digital television services
  402. 245 Regulation of independent radio services
  403. 246 Abolition of function of assigning radio frequencies
  404. 247 Meaning of “radio licensable content services”
  405. 248 Services that are not radio licensable content services
  406. 249 Modification of ss. 247 and 248
  407. 250 Licensing of radio licensable content services
  408. 251 Abolition of separate licences for certain sound services
  409. 252 Extension of licence periods
  410. 253 Extension and modification of existing licences
  411. 254 Renewal of local licences
  412. 255 Extension of special application procedure for local licences
  413. 256 Definition of simulcast radio services
  414. 257 Promotion of simulcast radio services
  415. 258 Radio multiplex services
  416. 258A Small-scale radio multiplex services
  417. 259 Composition of services in radio multiplexes
  418. 260 Digital sound services for inclusion in non-radio multiplexes
  419. 261 Renewal of radio multiplex licences
  420. 262 Community radio
  421. 263 Application of regulatory regimes
  422. 264 OFCOM reports on the fulfilment of the public service remit
  423. 264A OFCOM reports: wider review and reporting obligations
  424. 265 Public service remits of licensed providers
  425. 266 Statements of programme policy
  426. 267 Changes of programme policy
  427. 268 Statements of service policy by the public teletext provider
  428. 269 Changes of service policy
  429. 270 Enforcement of public service remits
  430. 271 Power to amend public service remits
  431. 271A Remedying failure by C4C to perform media content duties
  432. 275 Must-provide services for the purposes of s. 274
  433. 276 Co-operation with the public teletext provider
  434. 277 Programming quotas for independent productions
  435. 278 Programming quotas for original productions
  436. 278A Additional quotas for qualifying audiovisual content
  437. 278B Quotas: meaning of “qualifying audiovisual content” etc
  438. 278C Quotas: further provision about their fulfilment
  439. 279 News and current affairs programmes
  440. 280 Appointed news providers for Channel 3
  441. 281 Disqualification from appointment as news provider
  442. 282 Power to repeal or modify Channel 3 news provider provisions
  443. 283 News providers for Channel 5
  444. 284 News provision on the public teletext service
  445. 285 Code relating to programme commissioning
  446. 286 Regional programme-making for Channels 3 and 5
  447. 287 Regional programmes on Channel 3
  448. 288 Regional programme-making for Channel 4
  449. 289 Regional matters in the public teletext service
  450. 289A Provision of children's programmes
  451. 290 Proposals for arrangements
  452. 291 Obligation as to making and continuance of approved arrangements
  453. 292 OFCOM’s power to impose arrangements
  454. 293 Review of approved networking arrangements etc.
  455. 294 Supplemental provision about networking arrangements
  456. 295 Involvement of C4 Corporation in programme-making
  457. 296 Schools programmes on Channel 4
  458. 297 Channel 4 contribution towards national television archive
  459. 298 Conditions prohibiting interference with other services
  460. 299 Categorisation of listed events
  461. 301 Code relating to listed events
  462. 302 Regulations about coverage of listed events
  463. 303 Code relating to provision for people with disabilities
  464. 304 Procedure for issuing and revising code under s. 303
  465. 305 Meaning of “relevant date” in s. 303
  466. 306 Power to modify targets in s. 303
  467. 307 Observance of code under s. 303
  468. 307A Disabled people: point of contact
  469. 308 Assistance for the visually impaired with the public teletext service
  470. 309 Quotas for independent programmes
  471. 310 Code of practice for electronic programme guides
  472. 311 Conditions to comply with code under s. 310
  473. 311A Report on electronic programme guides and public service channels
  474. 312 Character and coverage of sound broadcasting services
  475. 313 Consultation about change of character of local services
  476. 314 Local news and information in local sound broadcasting services
  477. 315 Variations of radio multiplex licences affecting service characteristics
  478. 315A Local news and information in local digital radio services
  479. 316 Conditions relating to competition matters
  480. 317 Exercise of Broadcasting Act powers for a competition purpose
  481. 318 Review of powers exercised for competition purposes
  482. 319 OFCOM’s standards code
  483. 320 Special impartiality requirements
  484. 321 Objectives for advertisements, sponsorship and product placement
  485. 321A Objectives for advertisements: less healthy food and drink
  486. 322 Supplementary powers relating to advertising
  487. 323 Modification of matters to be taken into account under s. 319
  488. 324 Setting and publication of standards
  489. 325 Observance of standards code
  490. 326 Duty to observe fairness code
  491. 327 Standards with respect to fairness
  492. 328 Duty to publicise OFCOM’s functions in relation to complaints
  493. 329 Proscription orders
  494. 330 Effect of proscription order
  495. 331 Notification for enforcing proscription
  496. 332 Penalties for contravention of notification under s. 331
  497. 333 Party political broadcasts
  498. 334 Retention and production of recordings
  499. 335 Conditions securing compliance with international obligations
  500. 335A Co-operation with other parties to European Convention on Transfrontier Television
  501. 335B Maintenance of list of providers
  502. 336 Government requirements for licensed services
  503. 337 Promotion of equal opportunities and training
  504. 338 Corresponding rules for the BBC and S4C
  505. 338A Power to require information
  506. 338B Penalties for failure to provide information
  507. 339 Review of fulfilment by S4C of public service remit
  508. 340 Directions to S4C to take remedial action
  509. 341 Imposition of penalties on S4C
  510. 342 Contraventions recorded in Welsh Authority’s annual report
  511. 343 Provision of information by S4C
  512. 344 Transmission of statement of findings
  513. 345 Financial penalties imposable on licence holders
  514. 346 Recovery of fees and penalties
  515. 347 Statement of charging principles
  516. 348 Modification of disqualification provisions
  517. 349 Licence holding by local authorities
  518. 350 Relaxation of licence-holding restrictions
  519. 351 Changes of control of Channel 3 services
  520. 352 Action following review under s. 351
  521. 353 Changes of control of Channel 5
  522. 354 Action following review under s. 353
  523. 355 Variation of local licence following change of control
  524. 356 Action following review under s. 355
  525. 357 Meaning of “control”
  526. 358 Annual factual and statistical report
  527. 359 Grants to providers
  528. 359A Power of the Secretary of State to give financial assistance for radio
  529. 360 Amendments of the 1990 and 1996 Acts
  530. 361 Meaning of “available for reception by members of the public”
  531. 362 Interpretation of Part 3
  532. 362AA Designation of internet programme services
  533. 362AB Revocation of designation
  534. 362AC Statement relating to designation functions
  535. 362AD Notifications in relation to designated internet programme services
  536. 362AE Meaning of “television selection service”
  537. 362AF Meaning of “regulated television selection service”
  538. 362AG Advice from OFCOM
  539. 362AH Notification by providers of television selection services
  540. 362AI Lists of services
  541. 362AJ Must-offer obligations in the case of designated internet programme services
  542. 362AK Must-carry obligations
  543. 362AL Guidance as regards agreement objectives
  544. 362AM Meaning of “the agreement objectives”
  545. 362AN Duties relating to a designated internet programme service
  546. 362AO Duties relating to a regulated television selection service
  547. 362AP Code of practice
  548. 362AQ Effects of the code of practice
  549. 362AR Issuing a code of practice
  550. 362AS Power to require information
  551. 362AT References of disputes to OFCOM
  552. 362AU Action by OFCOM on reference of dispute
  553. 362AV Interim measures
  554. 362AW Procedure for resolving disputes
  555. 362AX Resolution of referred disputes
  556. 362AY Effect of referrals on legal proceedings
  557. 362AZ Provisional notices of contravention
  558. 362AZ1 Confirmation decisions: general
  559. 362AZ2 Confirmation decisions: steps
  560. 362AZ3 Confirmation decisions: penalties
  561. 362AZ4 Penalty for failure to comply with confirmation decisions
  562. 362AZ5 Enforcement: guidance
  563. 362AZ6 Fees
  564. 362AZ7 Non-payment of fee
  565. 362AZ8 Information to be included in a notice under section 362AZ7
  566. 362AZ9 Monitoring role for OFCOM
  567. 362AZ10 Notices
  568. 362AZ11 Application of Part 3A
  569. 362AZ12 Interpretation of Part 3A
  570. 362BA Meaning of “radio selection service”
  571. 362BB Meaning of “designated radio selection service”
  572. 362BC Advice from OFCOM
  573. 362BD Revocation of designation of radio selection service
  574. 362BE List of designated radio selection services etc
  575. 362BF Meaning of “internet radio service”
  576. 362BG Meaning of “relevant internet radio service”
  577. 362BH Sections 362BF and 362BG: power to amend
  578. 362BI Access to relevant internet radio services
  579. 362BJ Further provision about access to relevant internet radio services
  580. 362BK Code of practice
  581. 362BL Effects of the code of practice
  582. 362BM Issuing a code of practice
  583. 362BN Complaints procedures
  584. 362BO Power to modify regulation
  585. 362BP Review by OFCOM
  586. 362BQ Power to require information
  587. 362BR Provisional notices of contravention
  588. 362BS Confirmation decisions: general
  589. 362BT Confirmation decisions: steps
  590. 362BU Confirmation decisions: penalties
  591. 362BV Penalty for failure to comply with confirmation decision
  592. 362BW Enforcement: guidance
  593. 362BX Fees
  594. 362BY Non-payment of fee
  595. 362BZ Information to be included in a notice under section 362BY
  596. 362BZ1 Monitoring role for OFCOM
  597. 362BZ2 Notices
  598. 362BZ3 Application of Part 3B
  599. 362BZ4 Interpretation of Part 3B
  600. 363 Licence required for use of TV receiver
  601. 364 TV licences
  602. 365 TV licence fees
  603. 365A TV licence fee concessions by reference to age
  604. 366 Powers to enforce TV licensing
  605. 367 Interpretation of provisions about dealer notification
  606. 368 Meanings of “television receiver” and “use”
  607. 368ZA Audiovisual programmes
  608. 368A Meaning of “on-demand programme service”
  609. 368AA Meaning of non-UK on-demand programme service
  610. 368AB Overview of Part 4A
  611. 368B The appropriate regulatory authority
  612. 368BZA Maintenance of list of providers
  613. 368BA Advance notification to appropriate regulatory authority
  614. 368BB Enforcement of section 368BA
  615. 368BC Accessibility for people with disabilities
  616. 368BD Enforcement of regulations under section 368BC
  617. 368C Duties of the appropriate regulatory authority
  618. 368CA Code on accessibility for people with disabilities
  619. 368CB Quota for European works
  620. 368D Duties of service providers
  621. 368E Harmful material
  622. 368F Advertising
  623. 368FA Advertising: less healthy food and drink
  624. 368G Sponsorship
  625. 368H Prohibition of product placement and exceptions
  626. 368HA Meaning of Tier 1 service
  627. 368HB Power to specify Tier 1 services etc
  628. 368HC Notification to OFCOM
  629. 368HD Lists of Tier 1 providers
  630. 368HE Application etc of Chapter 2 to certain Tier 1 services
  631. 368HF Standards code for Tier 1 services
  632. 368HG Tier 1 standards code: special impartiality requirements
  633. 368HH Tier 1 standards code: matters to be taken into account
  634. 368HI Tier 1 standards code: procedural requirements
  635. 368HJ Duties of Tier 1 providers to comply with Tier 1 standards code
  636. 368HK Complaints relating to Tier 1 standards code
  637. 368HL Accessibility code for Tier 1 services
  638. 368HM Meaning of “relevant date”
  639. 368HN Power to modify requirements in section 368HL
  640. 368HO Tier 1 accessibility code: procedural requirements
  641. 368HP Duty to comply with Tier 1 accessibility code
  642. 368HQ Reports to Secretary of State
  643. 368HR Application of Chapter 3
  644. 368I Enforcement of service providers’ principal duties
  645. 368IA Enforcement of section 368E(4)
  646. 368J Financial penalties
  647. 368K Suspension or restriction of service for contraventions or failures
  648. 368L Suspension or restriction of service for inciting crime or disorder
  649. 368M Supplementary provision about directions
  650. 368N Enforcement of directions under section 368K or 368L
  651. 368NA Fees
  652. 368O Power to require information
  653. 368OZA Information powers: supplementary
  654. 368OA Co-operation with EEA States
  655. 368OB Audience protection reviews etc
  656. 368P Application of Part 4A in relation to the BBC
  657. 368Q Application of Part 4A in relation to the Welsh Authority
  658. 368QA Service of notices by OFCOM
  659. 368R Interpretation of Part 4A
  660. 368Z14 Prohibition of paid-for advertising of less healthy food and drink
  661. 368Z15 Enforcement
  662. 368Z16 Financial penalties
  663. 368Z17 Power to demand information
  664. 368Z18 Guidance
  665. 368Z19 The appropriate regulatory authority
  666. 368Z20 Power to amend this Part to extend prohibition
  667. 368Z21 Interpretation
  668. 369 Matters in relation to which OFCOM have competition functions
  669. 370 OFCOM’s functions under Part 4 of the Enterprise Act 2002
  670. 371 OFCOM’s functions under the Competition Act 1998
  671. 372 Application of the Competition Act 1998 to news provision
  672. 373 Repeal of existing newspaper merger regime
  673. 374 Repeal of exclusion for newspaper mergers from general merger controls
  674. 375 Media public interest considerations
  675. 376 Adaptation of role of OFT in initial investigations and reports
  676. 377 Additional investigation and report by OFCOM
  677. 378 Extension of special public interest regime for certain media mergers
  678. 379 Adaptation of role of OFT in special public interest regime
  679. 380 Additional investigation and report by OFCOM: special public interest cases
  680. 381 Public consultation in relation to media mergers
  681. 382 General information duties in relation to media mergers
  682. 383 Advice and information in relation to media mergers
  683. 384 General advisory functions of OFCOM in relation to media mergers
  684. 385 Other general functions of OFCOM in relation to media mergers
  685. 386 Monitoring role for OFT in relation to media mergers
  686. 387 Enforcement powers in relation to newspaper and other media mergers
  687. 388 Alterations concerning newspaper panel of Competition Commission
  688. 389 Further provision in connection with media mergers
  689. 390 Annual report on the Secretary of State’s functions
  690. 391 Review of media ownership
  691. 392 Penalties imposed by OFCOM
  692. 392A Amount of penalties etc
  693. 392B Liability of parent entities etc
  694. 393 General restrictions on disclosure of information
  695. 394 Service of notifications and other documents
  696. 395 Notifications and documents in electronic form
  697. 396 Timing and location of things done electronically
  698. 397 Purchase of Duchy of Lancaster land
  699. 398 Repeal of certain provisions of the Telecommunications Act 1984
  700. 399 Expenses
  701. 400 Destination of ... fees and penalties
  702. 402 Power of Secretary of State to make orders and regulations
  703. 403 Regulations and orders made by OFCOM
  704. 404 Criminal liability of company directors etc.
  705. 405 General interpretation
  706. 406 Minor and consequential amendments, transitionals and repeals
  707. 407 Pre-consolidation amendments
  708. 408 Transitional provision for anticipatory carrying out of functions
  709. 410 Application of enactments to territorial sea and other waters
  710. 411 Short title, commencement and extent
  711. SCHEDULE 1 Functions transferred to OFCOM
  712. SCHEDULE 2 Transfer schemes
  713. SCHEDULE 3A The electronic communications code
  714. SCHEDULE 4 Compulsory purchase and entry for exploratory purposes
  715. SCHEDULE 8 Decisions not subject to appeal
  716. SCHEDULE 9 Arrangements about carrying on of C4C’s activities
  717. SCHEDULE 11 Approval, imposition and modification of networking arrangements
  718. SCHEDULE 11A Restrictions on product placement
  719. SCHEDULE 12 Corresponding obligations of the BBC and S4C
  720. SCHEDULE 13 Financial penalties under the Broadcasting Acts
  721. SCHEDULE 14 Media ownership rules
  722. SCHEDULE 15 Amendments of Broadcasting Acts
  723. SCHEDULE15A Video-sharing platform services: appropriate measures for the purposes of section 368Z1(1)
  724. SCHEDULE 16 Further amendments in connection with media mergers
  725. Schedule 16A Penalties imposed by OFCOM under Parts 3A and 3B
  726. Schedule 16B Parts 3A and 3B: liability of parent entities etc
  727. SCHEDULE 17 Minor and Consequential Amendments
  728. SCHEDULE 18 Transitional Provisions
  729. SCHEDULE 19 Repeals

Proposed changes to this act

No one has proposed a change to this act yet.

729 provisions

382 General information duties in relation to media mergers

(1) Section 105 of the Enterprise Act 2002 (general information duties of OFT and Competition Commission) shall be amended as follows. (2) After subsection (1) there shall be inserted— (1A) Where OFCOM decide to investigate a matter so as to make a report under section 44A or 61A, they shall, so far as practicable, take such action as they consider appropriate to bring information about the investigation to the attention of those who they consider might be affected by the creation of the relevant merger situation concerned or (as the case may be) the special merger situation concerned. (3) In subsection (2) (exclusion for merger notices) for the words “Subsection (1) does” there shall be substituted “ Subsections (1) and (1A) do ”. (4) In subsection (3) (duty of OFT to give requested assistance to Competition Commission)— (a) after the word “Commission”, where it occurs for the first time, there shall be inserted “ or OFCOM ”; and (b) after the word “Commission”, where it occurs for the second, third and fourth time, there shall be inserted “ or (as the case may be) OFCOM ”. (5) After subsection (3) there shall be inserted— (3A) OFCOM shall give the Commission or the OFT— (a) such information in their possession as the Commission or (as the case may be) the OFT may reasonably require to enable the Commission or (as the case may be) the OFT to carry out its functions under this Part; and (b) any other assistance which the Commission or (as the case may be) the OFT may reasonably require for the purpose of assisting it in carrying out its functions under this Part and which it is within the power of OFCOM to give. (6) In subsection (4) (duty of OFT to give unrequested information to Competition Commission)— (a) after the word “Commission”, where it occurs for the first time, there shall be inserted “ or OFCOM ”; and (b) after the word “Commission”, where it occurs for the second and third time, there shall be inserted “ or (as the case may be) OFCOM ”. (7) After subsection (4) there shall be inserted— (4A) OFCOM shall give the Commission or the OFT any information in their possession which has not been requested by the Commission or (as the case may be) the OFT but which, in the opinion of OFCOM, would be appropriate to give to the Commission or (as the case may be) the OFT for the purpose of assisting it in carrying out its functions under this Part. (8) In subsection (5) (duty of OFT and Competition Commission to give requested assistance to the Secretary of State) after the word “OFT”, in both places where it occurs, there shall be inserted “ , OFCOM ”. (9) In subsection (6) (duty of OFT to give unrequested information to Secretary of State)— (a) after the word “OFT”, where it occurs for the first time, there shall be inserted “ and OFCOM ”; (b) for the word “its” there shall be substituted “ their ”; and (c) after the word “OFT”, where it occurs for the second time, there shall be inserted “ or (as the case may be) OFCOM ”. (10) In subsection (7) (duty to have regard to information given) for the words “or (4)” there shall be substituted “ , (3A), (4) or (4A) ”. (11) After subsection (7) there shall be inserted— (7A) OFCOM shall have regard to any information given to them under subsection (3) or (4); and the OFT shall have regard to any information given to it under subsection (3A) or (4A).

Propose a change

383 Advice and information in relation to media mergers

After section 106 of the Enterprise Act 2002 (c. 40) there shall be inserted— Advice and information in relation to media mergers 106A (1) The Secretary of State may prepare and publish general advice and information about the considerations specified in section 58(2A) to (2C). (2) The Secretary of State may at any time publish revised, or new, advice or information. (3) Advice or information published under this section shall be prepared with a view to— (a) explaining the considerations specified in section 58(2A) to (2C) to persons who are likely to be affected by them; and (b) indicating how the Secretary of State expects this Part to operate in relation to such considerations. (4) Any advice or information published by the Secretary of State under this section shall be published in such manner as the Secretary of State considers appropriate. (5) In preparing any advice or information under this section, the Secretary of State shall consult the OFT, OFCOM, the Commission and such other persons as he considers appropriate.

Propose a change

384 General advisory functions of OFCOM in relation to media mergers

After section 106A of the Enterprise Act 2002 there shall be inserted— General advisory functions of OFCOM 106B (1) OFCOM may, in connection with any case on which they are required to give a report by virtue of section 44A or 61A, give such advice as they consider appropriate to the Secretary of State in relation to— (a) any report made in such a case by the Commission under section 50 or 65; and (b) the taking by the Secretary of State of enforcement action under Schedule 7. (2) OFCOM may, if requested to do so by the Secretary of State, give such other advice as they consider appropriate to the Secretary of State in connection with any case on which they are required to give a report by virtue of section 44A or 61A. (3) OFCOM shall publish any advice given by them under this section but advice given by them in relation to a report of the Commission under section 50 or 65 or related enforcement action shall not be published before the report itself is published.

Propose a change

385 Other general functions of OFCOM in relation to media mergers

After section 119 of the Enterprise Act 2002 (c. 40) there shall be inserted— Further provision about media mergers Other general functions of OFCOM in relation to this Part 119A (1) OFCOM have the function of obtaining, compiling and keeping under review information about matters relating to the carrying out of their functions under this Part. (2) That function is to be carried out with a view to (among other things) ensuring that OFCOM have sufficient information to take informed decisions and to carry out their other functions effectively. (3) In carrying out that function OFCOM may carry out, commission or support (financially or otherwise) research. (4) Section 3 of the Communications Act 2003 (general duties of OFCOM) shall not apply in relation to functions of OFCOM under this Part.

Propose a change

386 Monitoring role for OFT in relation to media mergers

After section 119A of the Enterprise Act 2002 there shall be inserted— Monitoring role for OFT in relation to media mergers 119B (1) The OFT has the function of obtaining, compiling and keeping under review information about matters which may be relevant to the Secretary of State in deciding whether to give a special intervention notice mentioning a consideration specified in section 58(2A) to (2C). (2) That function is to be carried out with a view to (among other things) ensuring that the Secretary of State is aware of cases where, in the opinion of the OFT, he might wish to consider giving such a notice. (3) That function does not extend to obtaining, compiling or keeping under review information with a view to carrying out a detailed analysis in each case of the operation in relation to that case of the consideration specified in section 58(2A) to (2C).

Propose a change

387 Enforcement powers in relation to newspaper and other media mergers

In Schedule 8 to the Enterprise Act 2002 (provision that may be contained in certain enforcement orders) after paragraph 20 there shall be inserted— Newspaper mergers 20A (1) This paragraph applies in relation to any order— (a) which is to be made following the giving of— (i) an intervention notice which mentions a newspaper public interest consideration; (ii) an intervention notice which mentions any other media public interest consideration in relation to a relevant merger situation in which one of the enterprises ceasing to be distinct is a newspaper enterprise; (iii) a special intervention notice which mentions a consideration specified in section 58(2A) or (2B); or (iv) a special intervention notice which, in relation to a special merger situation in which one of the enterprises ceasing to be distinct is a newspaper enterprise, mentions a consideration specified in section 58(2C); and (b) to which the consideration concerned is still relevant. (2) The order may make such provision as the person making the order considers to be appropriate in all circumstances of the case. (3) Such provision may, in particular, include provision requiring a person to do, or not to do, particular things. (4) Provision made by virtue of this paragraph may, in particular, include provision— (a) altering the constitution of a body corporate (whether in connection with the appointment of directors, the establishment of an editorial board or otherwise); (b) requiring the agreement of the relevant authority or another person before the taking of particular action (including the appointment or dismissal of an editor, journalists or directors or acting as a shadow director); (c) attaching conditions to the operation of a newspaper; (d) prohibiting consultation or co-operation between subsidiaries. (5) In this paragraph “newspaper public interest consideration” means a media public interest consideration other than one which is such a consideration— (a) by virtue of section 58(2C); or (b) by virtue of having been, in the opinion of the Secretary of State, concerned with broadcasting and a consideration that ought to have been specified in section 58. (6) This paragraph is without prejudice to the operation of the other paragraphs of this Schedule in relation to the order concerned.

Propose a change

388 Alterations concerning newspaper panel of Competition Commission

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Propose a change

389 Further provision in connection with media mergers

(1) Schedule 16 (which contains further amendments in connection with media mergers) shall have effect. (2) Sections 276(2) and (3) and 277 of the Enterprise Act 2002 (c. 40) (power to make transitional and consequential amendments etc.) shall apply in relation to this Chapter of this Part of this Act and its related repeals as they apply in relation to that Act. (3) For the avoidance of doubt, the power conferred by virtue of subsection (2) by applying section 277 of the Act of 2002 includes the power to modify that Act. (4) Section 402 shall not apply in relation to any power to make an order which is exercisable by the Secretary of State by virtue of subsection (2).

Propose a change

390 Annual report on the Secretary of State’s functions

(1) The Secretary of State must prepare and lay before Parliament regular reports on the carrying out by him of the functions to which this section applies. (2) This section applies to the Secretary of State’s functions under the following enactments— (a) this Act; (b) the Office of Communications Act 2002 (c. 11); (c) the enactments relating to the management of the radio spectrum so far as not comprised in this Act; (d) the 1990 Act; (e) the 1996 Act. (f) the Online Safety Act 2023. (3) The first report under this section must relate to the period which— (a) begins with 19th March 2002 (the date of the passing of the Office of Communications Act 2002); and (b) ends with the period of twelve months beginning with the first date to be appointed for the purposes of section 2 of this Act. (4) Every subsequent report must relate to the period of twelve months beginning with the end of the period to which the previous report related. (5) The obligation under this section to prepare and lay a report before Parliament is an obligation to do that as soon as reasonably practicable after the end of the period to which the report relates. (6) Where a report for the purposes of this section relates to a period the whole or a part of which falls before the time when the whole of this Act is in force, the functions referred to in subsection (2) are to be taken as excluding all functions under the specified enactments that will have ceased to be functions of the Secretary of State when the whole of this Act is in force.

Propose a change

391 Review of media ownership

(1) It shall be the duty of OFCOM— (a) to carry out regular reviews of the operation, taken together, of all the provisions to which this section applies; and (b) to send a report on every such review to the Secretary of State. (2) This section applies to— (a) the provisions of Schedule 2 to the 1990 Act; (b) the provision made by or under Schedule 14 to this Act; (c) the provisions of sections 280 and 281 of this Act; (d) whatever provision (if any) has been made under section 283 of this Act; and (e) the provisions of Part 3 of the Enterprise Act 2002 (c. 40) so far as they relate to intervention by the Secretary of State in connection with newspapers or other media enterprises. (3) The first review must be carried out no more than three years after the commencement of this section, and subsequent reviews must be carried out at intervals of no more than three years. (4) The report to the Secretary of State on a review must set out OFCOM’s recommendations, in consequence of their conclusions on the review, for the exercise by the Secretary of State of— (a) his power to make an order under section 348(5); (b) his powers to make orders under Schedule 14; (c) his powers under sections 282 and 283; and (d) his powers under sections 44(11), 58(3) and 59(6A) of the Enterprise Act 2002 (media mergers). (5) OFCOM must publish every report sent by them to the Secretary of State under this section in such manner as they consider appropriate for bringing it to the attention of persons who, in their opinion, are likely to be affected by it.

Propose a change

392 Penalties imposed by OFCOM

(1) It shall be the duty of OFCOM to prepare and publish a statement containing the guidelines they propose to follow in determining the amount of penalties imposed by them under provisions contained in this Act or any other enactment apart from the Competition Act 1998 (c. 41) and Part 4 of the Enterprise Act 2002. (2) OFCOM may from time to time revise that statement as they think fit. (3) Where OFCOM make or revise their statement under this section, they must publish the statement or (as the case may be) the revised statement in such manner as they consider appropriate for bringing it to the attention of the persons who, in their opinion, are likely to be affected by it. (4) Before publishing a statement or revised statement under this section OFCOM must consult both— (a) the Secretary of State, and (b) such other persons as they consider appropriate, about the guidelines they are proposing to include in the statement. (5) Before determining how to publish a statement or revised statement under this section OFCOM must consult the Secretary of State. (6) It shall be the duty of OFCOM, in determining the amount of any penalty to be imposed by them under this Act or any other enactment (apart from the Competition Act 1998 (c. 41) and Part 4 of the Enterprise Act 2002) to have regard to the guidelines contained in the statement for the time being in force under this section. (7) References in this section to penalties imposed by OFCOM under provisions contained in this Act include references to penalties which the BBC is liable to pay to OFCOM by virtue of section 198(3).

Propose a change

392A Amount of penalties etc

Schedule 16A contains provision about the amount of penalties that OFCOM may impose under Part 3A or 3B, and makes further provision about such penalties.

Propose a change

392B Liability of parent entities etc

Schedule 16B contains provision for the purposes of Parts 3A and 3B about— (a) the giving of joint provisional notices of contravention to parent entities etc, (b) the liability of parent entities for failures by subsidiary entities, (c) the liability of subsidiary entities for failures by parent entities, (d) the liability of fellow subsidiary entities for failures by subsidiary entities, and (e) the liability of controlling individuals for failures by entities.

Propose a change

393 General restrictions on disclosure of information

(1) Subject to the following provisions of this section, information with respect to a particular business which has been obtained in exercise of a power conferred by— (a) this Act, (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (c) the 1990 Act, ... (d) the 1996 Act, or (e) the Online Safety Act 2023, is not, so long as that business continues to be carried on, to be disclosed without the consent of the person for the time being carrying on that business. (2) Subsection (1) does not apply to any disclosure of information which is made— (a) for the purpose of facilitating the carrying out by OFCOM of any of their functions; (b) for the purpose of facilitating the carrying out by any relevant person of any relevant function; (c) for the purpose of facilitating the carrying out by the Comptroller and Auditor General of any of his functions; (d) for any of the purposes specified in section 17(2)(a) to (d) of the Anti-terrorism, Crime and Security Act 2001 (c. 24) (criminal proceedings and investigations); (e) for the purpose of any civil proceedings brought under or by virtue of this Act or the Online Safety Act 2023 or any of the enactments or instruments mentioned in subsection (5); or (f) for the purpose of securing compliance with an international obligation of the United Kingdom. (3) Each of the following is a relevant person for the purposes of this section— (a) a Minister of the Crown and the Treasury; (b) the Scottish Executive; (c) a Northern Ireland department; (d) the Competition and Markets Authority; (e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (f) the Consumer Panel; (g) S4C; (h) a local weights and measures authority in Great Britain; (ha) a person appointed under— (i) paragraph 1 of Schedule 3 to the Coroners and Justice Act 2009, or (ii) section 2 of the Coroners Act (Northern Ireland) 1959 (c. 15 (N.I.)); (hb) the procurator fiscal, within the meaning of the enactment mentioned in subsection (5)(s); (i) any other person specified for the purposes of this subsection in an order made by the Secretary of State. (4) The following are relevant functions for the purposes of this section— (a) any function conferred by or under this Act; (b) any function conferred by or under any enactment or instrument mentioned in subsection (5); (c) any other function specified for the purposes of this subsection in an order made by the Secretary of State. (5) The enactments and instruments referred to in subsections (2) and (4) are— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (ca) the Coroners Act (Northern Ireland) 1959; (d) the Trade Descriptions Act 1968 (c. 29); (e) the Fair Trading Act 1973 (c. 41); (f) the Consumer Credit Act 1974 (c. 39); (g) the Competition Act 1980 (c. 21); (h) the Telecommunications Act 1984 (c. 12); (i) the Consumer Protection Act 1987 (c. 43); (j) the 1990 Act; (k) the 1996 Act; (l) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (m) the Competition Act 1998 (c. 41); (n) the Enterprise Act 2002 (c. 40); (na) the Wireless Telegraphy Act 2006; (nb) Part 1 of the Coroners and Justice Act 2009; (o) the Consumer Protection (Northern Ireland) Order 1987 (S.I. 1987/2049 (N.I. 20)); (p) the Business Protection from Misleading Marketing Regulations 2008; (q) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (r) Parts 3 and 4 of the Enterprise and Regulatory Reform Act 2013. (s) the Inquiries into Fatal Accidents and Sudden Deaths etc. (Scotland) Act 2016 (asp 2). (t) the following provisions of the Digital Markets, Competition and Consumers Act 2024— (i) Part 1; (ii) Part 3; (iii) Chapter 1 of Part 4; (iv) Chapter 2 of Part 5. (6) Nothing in this section— (a) limits the matters that may be published under section 15, 26 , 134AB , 137A , 362AG(7), 362AW , 362BC(6) or 390 , or under section 149 of or Schedule 11 to the Online Safety Act 2023; (aza) prevents the disclosure of information under section 24A , 24B , 25 or 105L; (aa) limits the information that may be made available under section 76A; (ab) limits the information that may be published by OFCOM under section 368OB; (b) limits the matters that may be included in, or made public as part of, a report made by OFCOM by virtue of a provision of this Act or the Office of Communications Act 2002 (c. 11) or the Online Safety Act 2023; (bza) prevents the publication or disclosure of a report or part of a report under section 105Z(6); (bzb) prevents the publication or disclosure of a report or part of a report under section 105Z13(1); (ba) limits the matters that may be published as part of a comparative overview carried out by OFCOM under section 134D; (c) prevents the disclosure of anything for the purposes of a report of legal proceedings in which it has been publicly disclosed; (d) applies to information that has been published , made public or made available as mentioned in paragraphs (a) to (c). (7) Nothing in this section applies to information obtained in exercise of the powers conferred by section 196 of the 1990 Act (powers of entry and search). (8) Information obtained by OFCOM in exercise of functions which are exercisable by them concurrently with the Competition and Markets Authority under Part 1 of the Competition Act 1998 is subject to Part 9 of the Enterprise Act 2002, and not to the preceding provisions of this section. (9) Section 18 of the Anti-terrorism, Crime and Security Act 2001 (c. 24) (restriction on disclosure of information for overseas purposes) shall have effect in relation to a disclosure by virtue of subsection (2)(d) as it applies in relation to a disclosure in exercise of a power to which section 17 of that Act applies. (10) A person who discloses information in contravention of this section is guilty of an offence and shall be liable— (a) on summary conviction, to a fine not exceeding the statutory maximum; (b) on conviction on indictment, to imprisonment for a term not exceeding two years or to a fine, or to both. (11) No order is to be made containing provision authorised by subsection (3) or (4) unless a draft of the order has been laid before Parliament and approved by a resolution of each House. (12) In this section “legal proceedings” means civil or criminal proceedings in or before any court, or proceedings before any tribunal established by or under any enactment.

Propose a change

394 Service of notifications and other documents

(1) This section applies where provision made (in whatever terms) by or under an enactment specified in subsection (2) authorises or requires— (a) a notification to be given to any person; or (b) a document of any other description (including a copy of a document) to be sent to any person. (2) Those enactments are— (a) this Act , other than Part 3A , Part 3B or Part 4A so far as relating to notifications by OFCOM; (b) the Office of Communications Act 2002 (c. 11); (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (e) the 1990 Act; ... (f) the 1996 Act. (g) Part 3 of the Postal Services Act 2011. (3) The notification or document may be given or sent to the person in question— (a) by delivering it to him; (b) by leaving it at his proper address; or (c) by sending it by post to him at that address. (4) The notification or document may be given or sent to a body corporate by being given or sent to the secretary or clerk of that body. (5) The notification or document may be given or sent to a firm by being given or sent to— (a) a partner in the firm; or (b) a person having the control or management of the partnership business. (6) The notification or document may be given or sent to an unincorporated body or association by being given or sent to a member of the governing body of the body or association. (7) For the purposes of this section and section 7 of the Interpretation Act 1978 (c. 30) (service of documents by post) in its application to this section, the proper address of a person is— (a) in the case of body corporate, the address of the registered or principal office of the body; (b) in the case of a firm, unincorporated body or association, the address of the principal office of the partnership, body or association; (c) in the case of a person to whom the notification or other document is given or sent in reliance on any of subsections (4) to (6), the proper address of the body corporate, firm or (as the case may be) other body or association in question; and (d) in any other case, the last known address of the person in question. (8) In the case of— (a) a company registered outside the United Kingdom, (b) a firm carrying on business outside the United Kingdom, or (c) an unincorporated body or association with offices outside the United Kingdom, the references in subsection (7) to its principal office include references to its principal office within the United Kingdom (if any). (9) In this section— “document” includes anything in writing; and “notification” includes notice; and references in this section to giving or sending a notification or other document to a person include references to transmitting it to him and to serving it on him. (10) This section has effect subject to section 395. (11) In its application to Schedule 3A this section is subject to paragraph 91 of that Schedule.

Propose a change

395 Notifications and documents in electronic form

(1) This section applies where— (a) section 394 authorises the giving or sending of a notification or other document by its delivery to a particular person (“the recipient”); and (b) the notification or other document is transmitted to the recipient— (i) by means of an electronic communications network; or (ii) by other means but in a form that nevertheless requires the use of apparatus by the recipient to render it intelligible. (2) The transmission has effect for the purposes of the enactments specified in section 394(2) as a delivery of the notification or other document to the recipient, but only if the requirements imposed by or under this section are complied with. (3) Where the recipient is OFCOM— (a) they must have indicated their willingness to receive the notification or other document in a manner mentioned in subsection (1)(b); (b) the transmission must be made in such manner and satisfy such other conditions as they may require; and (c) the notification or other document must take such form as they may require. (4) Where the person making the transmission is OFCOM, they may (subject to subsection (5)) determine— (a) the manner in which the transmission is made; and (b) the form in which the notification or other document is transmitted. (5) Where the recipient is a person other than OFCOM— (a) the recipient, or (b) the person on whose behalf the recipient receives the notification or other document, must have indicated to the person making the transmission the recipient’s willingness to receive notifications or documents transmitted in the form and manner used. (6) An indication to any person for the purposes of subsection (5)— (a) must be given to that person in such manner as he may require; (b) may be a general indication or one that is limited to notifications or documents of a particular description; (c) must state the address to be used and must be accompanied by such other information as that person requires for the making of the transmission; and (d) may be modified or withdrawn at any time by a notice given to that person in such manner as he may require. (6A) Subsections (5) and (6) do not apply in relation to a notification or other document given by OFCOM under Part 1 or Chapter 1 of Part 2 to the European Commission, BEREC or the regulatory authorities of member States (within the meaning of that Chapter). (7) An indication, requirement or determination given, imposed or made by OFCOM for the purposes of this section is to be given, imposed or made by being published in such manner as they consider appropriate for bringing it to the attention of the persons who, in their opinion, are likely to be affected by it. (8) Subsection (9) of section 394 applies for the purposes of this section as it applies for the purposes of that section.

Propose a change

396 Timing and location of things done electronically

(1) The Secretary of State may by order make provision specifying, for the purposes of the enactments specified in section 394(2), the manner of determining— (a) the times at which things done under those enactments by means of electronic communications networks are done; and (b) the places at which such things are so done, and at which things transmitted by means of such networks are received. (2) The provision made by subsection (1) may include provision as to the country or territory in which an electronic address is to be treated as located. (3) An order made by the Secretary of State may also make provision about the manner of proving in any legal proceedings— (a) that something done by means of an electronic communications network satisfies the requirements of the enactments specified in section 394(2) for the doing of that thing; and (b) the matters mentioned in subsection (1)(a) and (b). (4) An order under this section may provide for such presumptions to apply (whether conclusive or not) as the Secretary of State considers appropriate.

Propose a change

397 Purchase of Duchy of Lancaster land

(1) The Chancellor and Council of the Duchy of Lancaster may, if they think fit, agree with a person who provides a public electronic communications network for the sale, and absolutely make sale, for such sum of money as appears to them sufficient consideration for the same, of any land which— (a) belongs to Her Majesty in right of the Duchy of Lancaster; and (b) is land which that person seeks to acquire for, or in connection with, the provision of his network. (2) In this section “public electronic communications network” has the same meaning as in Chapter 1 of Part 2.

Propose a change

398 Repeal of certain provisions of the Telecommunications Act 1984

(1) The Telecommunications Act 1984 (c. 12) shall be amended as follows. (2) In Part 5 (transfer of undertakings of British Telecommunications), the following provisions (which include spent provisions) shall cease to have effect— (a) section 60; (b) section 61(1) to (6); (c) section 62; (d) section 63(1) to (4); (e) sections 64 to 67; (f) section 69 to 71; (g) sections 72(2), (4) and (5); and (h) section 73. (3) In section 68(2) (liability of Secretary of State on winding up), after “any outstanding liability of the successor company” there shall be inserted “ for the payment of pensions ”. (4) In Part 7 (miscellaneous and supplemental) the following provisions shall cease to have effect— (a) section 93 (grants to promote interests of disabled persons); and (b) section 97 (contributions by local authorities towards the provision of telecommunications facilities).

Propose a change

399 Expenses

There shall be paid out of money provided by Parliament— (a) any expenditure incurred by the Secretary of State for or in connection with the carrying out of any of his functions under this Act; and (b) any increase attributable to this Act in the sums which are payable out of money so provided under any other Act.

Propose a change

400 Destination of ... fees and penalties

(1) This section applies (subject to section 401) to the following amounts— (a) an amount paid to OFCOM in respect of a penalty imposed by them under Chapter 1 of Part 2 (including a penalty imposed by virtue of section 191(5)); (b) so much of an amount paid to OFCOM under numbering conditions in respect of an allocation of telephone numbers as is an amount determined by reference to an indication given in response to an invitation such as is mentioned in section 58(5)(a); (c) an amount paid to OFCOM in pursuance of an obligation imposed by or under Chapter 1 or 2 of Part 2 of the Wireless Telegraphy Act 2006 ; (d) an amount paid to OFCOM in respect of a penalty imposed by them under section 42 ... or Part 2A of that Act ; (da) an amount paid to OFCOM in respect of a fee charged under section 53D of that Act; (e) a cash bid amount paid to OFCOM under a Broadcasting Act licence for the first year falling within the period for which the licence is in force; (f) an amount paid to OFCOM under such a licence for a subsequent year as the amount equal to a cash bid amount increased by the appropriate percentage; (g) an amount paid to OFCOM under such a licence as an amount representing a percentage of relevant revenue for an accounting period; (h) an amount paid to OFCOM in respect of a penalty imposed by them under Part 1 or 3 of the 1990 Act, Part 1 or 2 of the 1996 Act or Part 3 of this Act. (ha) an amount paid to OFCOM in respect of a penalty imposed by them under Part 3A or 3B of this Act; (i) an amount paid to OFCOM in respect of a penalty imposed by them under Part 3 of the Postal Services Act 2011. (j) an amount paid to OFCOM in respect of a penalty imposed by them under Chapter 6 of Part 7 of the Online Safety Act 2023; (k) an amount paid to OFCOM in respect of an additional fee charged under Schedule 10 to the Online Safety Act 2023. (2) Where OFCOM receive an amount to which this section applies (except an amount mentioned in subsection (1)(j) or (k)), it must be paid into the appropriate Consolidated Fund; but this subsection does not apply to an amount which is required by OFCOM for making an adjustment in respect of an overpayment. (3) The reference in subsection (2) to the payment of an amount into the appropriate Consolidated Fund— (a) in the case of an amount received in respect of matters appearing to OFCOM to have no connection with Northern Ireland, is a reference to the payment of the amount into the Consolidated Fund of the United Kingdom; (b) in the case of an amount received in respect of matters appearing to OFCOM to have a connection with Northern Ireland but no connection with the rest of the United Kingdom, is a reference to the payment of the amount into the Consolidated Fund of Northern Ireland; and (c) in any other case, is a reference to the payment of the amount, in such proportions as OFCOM consider appropriate, into each of those Funds. (3A) Where OFCOM receive an amount mentioned in subsection (1)(j) or (k), it must be paid into the Consolidated Fund of the United Kingdom. (4) OFCOM must, in respect of each financial year, prepare an account showing— (a) the amounts to which this section applies that have been received by them during that year; (b) the sums paid into the Consolidated Funds of the United Kingdom and Northern Ireland respectively under this section in respect of those amounts; (c) the aggregate amount of the sums received by them during that year that is retained in accordance with a statement under section 401 for meeting the costs set out in the statement in accordance with subsection (1)(b) of that section during that year; (d) the aggregate amount that they estimate will fall to be so retained out of amounts due to them and likely to be paid or recovered; and (e) the cost to OFCOM of carrying out during that year the functions in respect of which amounts are or are to be retained in accordance with such a statement. (5) OFCOM must send that account to the Comptroller and Auditor General not later than the end of the month of November following the financial year to which it relates. (6) The Comptroller and Auditor General must examine, certify and report on the account and lay copies of it, together with his report, before each House of Parliament. (7) References in this section to penalties imposed by OFCOM under Part 3 of this Act include references to penalties which the BBC is liable to pay to OFCOM by virtue of section 198(3). (8) In this section— “the appropriate percentage” has the same meaning as in section 19 of the 1990 Act; “cash bid amount” means an amount specified in a cash bid for a Broadcasting Act licence or the amount determined by OFCOM for the purposes of any provision of the 1990 Act or this Part to be what would have been the amount of a cash bid for a licence; “financial year” has the same meaning as in the Schedule to the Office of Communications Act 2002 (c. 11); “numbering conditions” means conditions the setting of which is authorised by section 58 or 59; and “relevant revenue” means any of the following— the amount which for the purposes of section 19, 52(1), 102(1) or 118 (1) of the 1990 Act is the amount of qualifying revenue for an accounting period; the amount which for the purposes of section 13(1) or 55(1) of the 1996 Act is the amount of multiplex revenue for an accounting period; or an amount which for the purposes of paragraph 7 of Schedule 10 to this Act is the amount of qualifying revenue for an accounting period.

Propose a change

402 Power of Secretary of State to make orders and regulations

(1) Every power conferred by section 124P and this Act on the Secretary of State to make orders or regulations, other than the powers conferred by Schedule 4, is a power exercisable by statutory instrument. (2) A statutory instrument containing an order or regulations made in exercise of any such power, other than— (a) an order under section 31 or 411 ..., (aza) regulations under— (i) section 321A(7) (see subsection (9) of that section), (ii) section 368BC (see subsection (7) of that section), (iii) section 368FA(7) (see subsection (9) of that section), (iv) section 368Z14(8) (see subsection (10) of that section), or (v) section 368Z20 (see subsection (5) of that section), (aa) regulations under paragraph 95 of Schedule 3A which amend, repeal or modify the application of primary legislation, (aa) regulations within subsection (2A), (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (c) any order that is required, by any provision of this Act, to be laid before Parliament and approved in draft, or (d) any regulations that are required, by any provision of this Act, to be laid before Parliament and approved in draft, shall be subject to annulment in pursuance of a resolution of either House of Parliament. (2A) A statutory instrument containing (whether alone or with other provisions) regulations under paragraph 95 of Schedule 3A which amend, repeal or modify the application of primary legislation, any of the following may not be made unless a draft of the instrument has been laid before and approved by a resolution of each House of Parliament — (zza) regulations under section 245(3C) (specification of country or territory as a “qualifying country”); (zzb) regulations under section 315A which amend any Act of Parliament; (a) regulations under paragraph 27E(4) of Schedule 3A; (b) regulations under paragraph 95 of Schedule 3A which amend, repeal or modify the application of primary legislation. (3) Every power of the Secretary of State to make an order or regulations under this Act, other than an order under section 31 or 411 or an order made in exercise of a power conferred by Schedule 4, includes power— (a) to make different provision for different cases (including different provision in respect of different areas); (b) to make provision subject to such exemptions and exceptions as the Secretary of State thinks fit; and (c) to make such incidental, supplemental, consequential and transitional provision as the Secretary of State thinks fit. (4) In this section “primary legislation” means— (a) an Act of Parliament, (b) a Measure or Act of the National Assembly for Wales, (c) an Act of the Scottish Parliament, or (d) Northern Ireland legislation.

Propose a change

403 Regulations and orders made by OFCOM

(1) This section applies to any power of OFCOM to make regulations or to make an order or scheme if that power is one to which this section is expressly applied. (2) The powers to which this section applies shall be exercisable by statutory instrument, and the Statutory Instruments Act 1946 (c. 36) is to apply in relation to those powers as if OFCOM were a Minister of the Crown. (3) Where an instrument made under a power to which this section applies falls to be laid before Parliament, OFCOM must, immediately after it is made, send it to the Secretary of State for laying by him. (4) Before making any regulations or order under a power to which this section applies, OFCOM must— (a) give a notice of their proposal to do so to such persons representative of the persons appearing to OFCOM to be likely to be affected by the implementation of the proposal as OFCOM think fit; (b) publish notice of their proposal in such manner as they consider appropriate for bringing it to the attention of the persons who, in their opinion, are likely to be affected by it and are not given notice by virtue of paragraph (a); and (c) consider any representations that are made to OFCOM, before the time specified in the notice. (5) A notice for the purposes of subsection (4) must— (a) state that OFCOM propose to make the regulations or order in question; (b) set out the general effect of the regulations or order; (c) specify an address from which a copy of the proposed regulations or order may be obtained; and (d) specify a time before which any representations with respect to the proposal must be made to OFCOM. (6) The time specified for the purposes of subsection (5)(d) must be no earlier than the end of the period of 30 days beginning with the day after the latest day on which the notice is given or published for the purposes of subsection (4). (7) Every power of OFCOM to which this section applies includes power— (a) to make different provision for different cases (including different provision in respect of different areas); (b) to make provision subject to such exemptions and exceptions as OFCOM think fit; and (c) to make such incidental, supplemental, consequential and transitional provision as OFCOM think fit. (8) The Documentary Evidence Act 1868 (c. 37) (proof of orders and regulations etc.) shall have effect as if— (a) OFCOM were included in the first column of the Schedule to that Act; (b) OFCOM and persons authorised to act on their behalf were mentioned in the second column of that Schedule.

Propose a change

404 Criminal liability of company directors etc.

(1) Where an offence under any enactment to which this section applies is committed by a body corporate and is proved to have been committed with the consent or connivance of, or to be attributable to any neglect on the part of— (a) a director, manager, secretary or other similar officer of the body corporate, or (b) a person who was purporting to act in any such capacity, he (as well as the body corporate) is guilty of that offence and shall be liable to be proceeded against and punished accordingly. (2) Where an offence under any enactment to which this section applies— (a) is committed by a Scottish firm, and (b) is proved to have been committed with the consent or connivance of, or to be attributable to any neglect on the part of a partner of the firm, he (as well as the firm) is guilty of that offence and shall be liable to be proceeded against and punished accordingly. (3) In this section “director”, in relation to a body corporate whose affairs are managed by its members, means a member of the body corporate. (4) The enactments to which this section applies are every enactment contained in— (a) this Act; (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (e) the Telecommunications Act 1984 (c. 12); or (f) Part 3 of the Postal Services Act 2011. (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Propose a change

405 General interpretation

(1) In this Act, except in so far as the context otherwise requires— “the 1990 Act” means the Broadcasting Act 1990 (c. 42); “the 1996 Act” means the Broadcasting Act 1996 (c. 55); “access” is to be construed in accordance with subsection (4); “apparatus” includes any equipment, machinery or device and any wire or cable and the casing or coating for any wire or cable; “associated facility” has the meaning given by section 32; “the Audiovisual Media Services Directive” means Directive 2010/13/EU of the European Parliament and of the Council of 10 March 2010 on the coordination of certain provisions laid down by law, regulation or administrative action in Member States concerning the provision of audiovisual media services; “the BBC” means the British Broadcasting Corporation; “BEREC” means the Body of European Regulators for Electronic Communications; “body” (without more) means any body or association of persons, whether corporate or unincorporate, including a firm; “broadcast” means broadcast by wireless telegraphy, and cognate expressions are to be construed accordingly; “Broadcasting Act licence” means a licence under Part 1 or 3 of the 1990 Act or under Part 1 or 2 of the 1996 Act; “business” includes any trade or profession; “C4C” means the Channel Four Television Corporation; “communications provider” means a person who (within the meaning of section 32(4)) provides an electronic communications network or an electronic communications service; “the Consumer Panel” means the panel established under section 16; “consumers” has the meaning given by subsection (5); “Content Board” means the committee of OFCOM established and maintained under section 12; “contravention” includes a failure to comply, and cognate expressions are to be construed accordingly; “customers”, in relation to a communications provider or a person who makes an associated facility available, means the following (including any of them whose use or potential use of the network, service or facility is for the purposes of, or in connection with, a business)— the persons to whom the network, service or facility is provided or made available in the course of any business carried on as such by the provider or person who makes it available; the persons to whom the communications provider or person making the facility available is seeking to secure that the network, service or facility is so provided or made available; the persons who wish to be so provided with the network or service, or to have the facility so made available, or who are likely to seek to become persons to whom the network, service or facility is so provided or made available; “distribute”, in relation to a service, does not include broadcast, and cognate expressions shall be construed accordingly; “the EECC Directive” means Directive (EU) 2018/1972 of the European Parliament and of the Council of 11 December 2018 establishing the European Electronic Communications Code; “electronic communications network” and “electronic communications service” have the meanings given by section 32; “enactment” includes any enactment comprised in an Act of the Scottish Parliament or in any Northern Ireland legislation; “the enactments relating to the management of the radio spectrum” means— the Wireless Telegraphy Act 2006; and the provisions of this Act so far as relating to that Act; “frequency” includes frequency band; “holder”, in relation to a Broadcasting Act licence, is to be construed in accordance with subsection (7), and cognate expressions are to be construed accordingly; “information” includes accounts, estimates and projections and any document; “intelligible” is to be construed in accordance with subsection (9); “international obligation of the United Kingdom” includes ... any obligation which will or may arise under any international agreement or arrangements to which the United Kingdom is a party; “modification” includes omissions, alterations and additions, and cognate expressions are to be construed accordingly; “non-UK on-demand programme service” has the meaning given by section 368AA(1); “OFCOM” means the Office of Communications; “on-demand programme service” has the meaning given by section 368A(1); ... “postal services” has the meaning given by section 27 of the Postal Services Act 2011; “pre-commencement regulator” means any of the following— the Broadcasting Standards Commission; the Director General of Telecommunications; the Independent Television Commission; the Radio Authority; “programme” includes an advertisement and, in relation to a service, anything included in that service which is an individual item (irrespective of length); “programme service” means— a television programme service; ... an additional television service; a digital additional television service; a radio programme service; or a sound service provided by the BBC; and expressions used in this definition and in Part 3 have the same meanings in this definition as in that Part; “provide” and cognate expressions, in relation to an electronic communications network, electronic communications service or associated facilities, are to be construed in accordance with section 32(4); ... “the public service remit for television in the United Kingdom” has the meaning given by section 264; “the radio transfer date” means the date on which the Radio Authority’s functions under Part 3 of the 1990 Act and Part 2 of the 1996 Act are transferred under this Act to OFCOM; “representation”, in relation to a proposal or the contents of any notice or notification, includes an objection to the proposal or (as the case may be) to the whole or any part of those contents; “S4C” means the body corporate given the name S4C (or Sianel Pedwar Cymru) by section 56(1) of the 1990 Act; “subordinate legislation” means— any subordinate legislation, within the meaning of the Interpretation Act 1978 (c. 30); or any statutory rules (within the meaning of the Statutory Rules (Northern Ireland) Order 1979 (S.I. 1979/1573 (N.I. 12)); “television and radio services” means— programme services apart from those provided by the BBC; and services provided by the BBC in relation to which OFCOM have functions; “television programme” means any programme (with or without sounds) which— is produced wholly or partly to be seen on television; and consists of moving or still images or of legible text or of a combination of those things; “the television transfer date” means the date on which the Independent Television Commission’s functions under Part 1 of the 1990 Act and Part 1 of the 1996 Act are transferred under this Act to OFCOM; “TV licence” means a licence for the purposes of section 363; “Tier 1 service” has the meaning given by section 368HA; “very high capacity network” has the meaning given by section 4(12A); “the Welsh Authority” means the authority whose name is, by virtue of section 56(1) of the 1990 Act, Sianel Pedwar Cymru; “wireless telegraphy” has the same meaning as in the Wireless Telegraphy Act 2006; “wireless telegraphy licence” means a licence granted under section 8 of the Wireless Telegraphy Act 2006. (2) Any power under this Act to provide for the manner in which anything is to be done includes power to provide for the form in which it is to be done. (3) References in this Act to OFCOM’s functions under an enactment include references to their power to do anything which appears to them to be incidental or conducive to the carrying out of their functions under that enactment. (4) References in this Act to access— (a) in relation to an electronic communications network or electronic communications service, are references to the opportunity of making use of the network or service; and (b) in relation to a programme service, are references to the opportunity of viewing in an intelligible form the programmes included in the service or (as the case may be) of listening to them in such a form. (5) For the purposes of this Act persons are consumers in a market for a service, facility or apparatus, if they are— (a) persons to whom the service, facility or apparatus is provided, made available or supplied (whether in their personal capacity or for the purposes of, or in connection with, their businesses); (b) persons for whose benefit the service, facility or apparatus is provided, made available or supplied or for whose benefit persons falling within paragraph (a) arrange for it to be provided, made available or supplied; (c) persons whom the person providing the service or making the facility available, or the supplier of the apparatus, is seeking to make into persons falling within paragraph (a) or (b); or (d) persons who wish to become persons falling within paragraph (a) or (b) or who are likely to seek to become persons falling within one or both of those paragraphs. (5A) References in this Act to consumers in a market for a service include, where the service is a postal service, addressees. (6) References in this Act to services in relation to which OFCOM have functions include references to any services in relation to which OFCOM are required to set standards under section 319. (7) In this Act references, in relation to a time or a period, to the holder of a Broadcasting Act licence or of a particular description of such licence are references to the person who held that licence at that time or (as the case may be) to every person who held that licence for the whole or a part of that period. (8) For the purposes of this Act the fact that a service is not in an intelligible form shall be disregarded, except where express provision is made to the contrary, in determining whether it has been provided— (a) for general reception; (b) for reception by particular persons; or (c) for reception at a particular place or in a particular area. (9) For the purposes of this Act something is not to be regarded as in an intelligible form if it cannot readily be understood without being decrypted or having some comparable process applied to it.

Propose a change

406 Minor and consequential amendments, transitionals and repeals

(1) Schedule 17 (which provides for minor and consequential amendments in connection with the other provision made by this Act) shall have effect. (2) The Secretary of State may by order make such consequential modifications of any enactment as— (a) correspond to amendments of any other enactment that are made by Schedule 17; and (b) appear to him to be appropriate in consequence of that provision of this Act. (3) The Secretary of State may by order make any provision that he thinks fit for substituting a reference in any enactment or subordinate legislation to something defined for the purposes of this Act, or of any provisions contained in this Act, for a reference to something equivalent or similar that was defined for the purposes of the Telecommunications Act 1984 (c. 12), or of provisions contained in that Act. (4) The Secretary of State may by order make such further consequential modifications of— (a) an enactment extending only to Scotland, (b) an enactment extending only to Northern Ireland, (c) a local enactment, or (d) the provision of any subordinate legislation, as appear to him to be appropriate in consequence of any provision of this Act. (5) If it appears to the Secretary of State that a local enactment contains a provision which corresponds to a provision the effect of which is modified by an amendment in Schedule 17 of this Act of a listed provision, it shall be his duty to exercise his powers under this section to secure that a modification corresponding to that effected by that amendment is made to the local enactment. (6) Schedule 18 (which contains transitional provisions in connection with the other provision made by this Act) shall have effect. (7) Subject to the provisions of Schedule 18 and to the savings and commencement provisions set out in the notes to Schedule 19, the enactments and instruments specified in Schedule 19 (which include provisions that are spent or have ceased to be of any practical utility) are hereby repealed or revoked to the extent specified in the second column of that Schedule. (8) In this section “local enactment” means— (a) a local or personal Act; (b) a public general Act relating only to London; (c) an order or scheme made under an Act which has been confirmed by Parliament or brought into operation in accordance with special Parliamentary procedure; (d) an enactment in a public general Act but amending a local enactment. (9) In subsection (5) “listed provision” means the provisions of the following enactments— (a) sections 11 and 14 of the London Overground Wires, etc. Act 1933 (c. xliv); (b) section 7(6) of the London County Council (General Powers) Act 1949 (c. lv); (c) section 17(2) of the Lough Neagh and Lower Bann Drainage and Navigation Act (Northern Ireland) 1955 (c. 15 (N.I.)); (d) section 17(4)(a) of the London County Council (General Powers) Act 1963 (c. xvii); (e) section 7(6) of the Greater London Council (General Powers) Act 1969 (c. lii); (f) section 20(1)(a) of the Thames Barrier and Flood Prevention Act 1972 (c. xlv); (g) section 32 of and paragraph 3(2)(b) of Schedule 2 and Part 10 of Schedule 7 to the Channel Tunnel Act 1987 (c. 53); (h) section 25(1) of the Norfolk and Suffolk Broads Act 1988 (c. 4); (i) section 5 of the London Local Authorities (No. 2) Act 1990 (c. xxx); (j) paragraphs 1(c) and 16 of Schedule 2, paragraph 3(2)(c) of Schedule 4 and paragraph 21 of Schedule 7 to the Cardiff Bay Barrage Act 1993 (c. 42); (k) section 3(1) of the British Waterways Act 1995 (c. i); (l) paragraphs 6(4) and 15(4) of Schedule 6 and Part 4 of Schedule 15 to the Channel Tunnel Rail Link Act 1996 (c. 61). (10) This section has effect subject to section 408.

Propose a change

407 Pre-consolidation amendments

(1) The Secretary of State may by order make such modifications of— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) the enactments relating to broadcasting, and (c) enactments referring to enactments falling within paragraph ... (b), as in his opinion facilitate, or are otherwise desirable in connection with, the consolidation of those enactments or any of them. (2) No order is to be made under this section unless a Bill for repealing and re-enacting— (a) the enactments modified by the order, or (b) enactments relating to matters connected with the matters to which enactments modified by the order relate, has been presented to either House of Parliament. (3) An order under this section is not to come into force until immediately before the commencement of the Act resulting from that Bill. (4) No order is to be made containing provision authorised by this section unless a draft of the order has been laid before Parliament and approved by a resolution of each House. (5) In this section “the enactments relating to broadcasting” means— (a) the 1990 Act; (b) the 1996 Act; (c) Part 3 of this Act; and (d) the other provisions of this Act so far as relating to the 1990 Act, the 1996 Act or that Part.

Propose a change

408 Transitional provision for anticipatory carrying out of functions

(1) This section applies where an order under section 411 bringing into force— (a) a provision of Part 1, 2 or 6, or (b) a provision of Chapter 1 of Part 5, states that that provision is brought into force at a particular time for the purpose only of enabling specified networks and services functions, or specified spectrum functions, to be carried out during the transitional period by the Director General of Telecommunications or the Secretary of State. (2) In relation to times falling in the transitional period, that provision is to have effect as if— (a) references in that provision to OFCOM, and (b) references to OFCOM inserted by that provision in any other enactment, were references, in accordance with subsection (3), to the Director General of Telecommunications or to the Secretary of State. (3) The references have effect— (a) as references to the Director General of Telecommunications to the extent that the provision is brought into force for the purpose of enabling specified networks and services functions to be carried out; and (b) as references to the Secretary of State, to the extent that the provision is brought into force for the purpose of enabling specified spectrum functions to be carried out. (4) An order bringing a provision into force as mentioned in subsection (1) may include provision specifying the extent to which it is to be taken, for the purposes of subsection (3), to have been brought into force for the purpose of enabling particular functions to be carried out. (5) In relation to times after the end of the transitional period for a provision which has been brought into force for enabling specified functions to be carried out by the Director General of Telecommunications or the Secretary of State, anything which— (a) was done, during that period, by or in relation to that Director or the Secretary of State, and (b) was so done for the purposes of, or in connection with, the carrying out of those functions, is to have effect as if had been done by or in relation to OFCOM. (6) In this section “the transitional period”, in relation to a provision brought into force as mentioned in subsection (1) by an order under section 411, means the period which— (a) begins with the time when it is so brought into force; and (b) ends with the time from which that order, or a subsequent order under that section, brings the provision into force for the purpose of conferring on OFCOM the functions in question. (7) In this section “networks and services functions” means any of the following functions of OFCOM under this Act— (a) their functions under sections 24 and 25; (b) their functions under Chapter 1 of Part 2; (c) their functions under Chapter 3 of Part 2, except to the extent that those functions relate to— (i) disputes relating to rights or obligations conferred or imposed by or under the enactments relating to the management of the radio spectrum; or (ii) decisions made under those enactments; (d) their functions under Chapter 1 of Part 5, except to the extent that those functions relate to broadcasting or related matters; (e) their functions under Schedule 18 to this Act in relation to the abolition of licensing (within the meaning of that Schedule). (8) In this section “spectrum functions” means— (a) the functions under the enactments relating to the management of the radio spectrum which by virtue of this Act are conferred on OFCOM; and (b) the functions conferred on OFCOM by so much of Chapter 3 of Part 2 as relates to the disputes and decisions mentioned in subsection (7)(c).

Propose a change

410 Application of enactments to territorial sea and other waters

(1) This section applies to— (a) provision made by or under Part 2 of this Act; (b) any provision of the enactments relating to the management of the radio spectrum that are not contained in that Part or the Wireless Telegraphy Act 2006 ; and (c) any provision of Chapter 1 of Part 5 of this Act so far as it relates to a matter as respects which provision falling within paragraph (a) or (b) is made or a matter as respects which the Wireless Telegraphy Act 2006 makes provision . (2) Her Majesty may by Order in Council provide— (a) for an area of the territorial sea to be treated, for the purposes of any provision to which this section applies, as if it were situated in such part of the United Kingdom as may be specified in the Order; and (b) for jurisdiction with respect to questions arising in relation to the territorial sea under any such provision to be conferred on courts in a part of the United Kingdom so specified. (3) An Order in Council under section 11 of the Petroleum Act 1998 (c. 17) or section 87 of the Energy Act 2004 (application of civil law to offshore installations etc.) may make provision for treating— (a) an installation with respect to which provision is made under that section and which is outside the territorial sea but in waters to which that section applies, and (b) waters within 500 metres of the installation, as if for the purposes of provisions to which this section applies, they were situated in such part of the United Kingdom as is specified in the Order. (4) The jurisdiction conferred on a court by an Order in Council under this section is in addition to any jurisdiction exercisable apart from this section by that or any other court. (5) Subsection (3) of section 402 applies to the power to make an Order in Council under this section as it applies to any power of the Secretary of State to make an order under this Act, but as if references in that subsection to the Secretary of State were references to Her Majesty in Council. (6) A statutory instrument containing an Order in Council under this section shall be subject to annulment in pursuance of a resolution of either House of Parliament. (7) In this section— “installation” includes any floating structure or device maintained on a station by whatever means, and installations in transit; “the territorial sea” means the territorial sea adjacent to the United Kingdom.

Propose a change

411 Short title, commencement and extent

(1) This Act may be cited as the Communications Act 2003. (2) This Act (except the provisions listed in subsection (3), which come into force on the passing of this Act) shall come into force on such day as the Secretary of State may by order appoint; and different days may be appointed under this subsection for different purposes. (3) Those provisions are sections 31(1) to (4) and (6) and 405 and this section. (4) An order under subsection (2) may include provision making such transitional or transitory provision, in addition to that made by Schedule 18, as the Secretary of State considers appropriate in connection with the bringing into force of any provisions of this Act; and the power to make transitional or transitory provision includes power to make— (a) different provision for different cases (including different provision in respect of different areas); (b) provision subject to such exemptions and exceptions as the Secretary of State thinks fit; and (c) such incidental, supplemental and consequential provision as he thinks fit. (5) This Act extends to Northern Ireland. (6) Subject to subsection (7), Her Majesty may by Order in Council extend the provisions of this Act, with such modifications as appear to Her Majesty in Council to be appropriate, to any of the Channel Islands or to the Isle of Man. (7) Subsection (6) does not authorise the extension to any place of a provision of this Act so far as it gives effect to an amendment of an enactment that is not itself capable of being extended there in exercise of a power conferred on Her Majesty in Council. (8) Subsection (3) of section 402 applies to the power to make an Order in Council under this section as it applies to any power of the Secretary of State to make an order under this Act, but as if references in that subsection to the Secretary of State were references to Her Majesty in Council.

Propose a change

SCHEDULE 1 Functions transferred to OFCOM

Section 2 Wireless telegraphy functions 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Functions in relation to the licensing etc. of television services 3 The following functions of the Independent Television Commission are transferred to OFCOM— (a) the function of granting or awarding licences under Part 1 of the 1990 Act (independent television services) and Part 1 of the 1996 Act (digital television broadcasting); (b) the Commission’s functions under those Parts in relation to, and to applications for, licences under either of those Parts; (c) the function of securing the provision of a nationwide system of television broadcasting services known as Channel 3; (d) the function of securing the provision of the television broadcasting service known as Channel 5. Functions in relation to C4C 4 The functions conferred on the Independent Television Commission by or under section 23 of the 1990 Act and under Schedule 3 to that Act (appointment of members of C4C and related administrative functions) are transferred to OFCOM. Functions in relation to the licensing of radio services 5 The following functions of the Radio Authority are transferred to OFCOM— (a) the function of granting or awarding licences under Part 3 of the 1990 Act (independent radio services) and Part 2 of the 1996 Act (digital sound broadcasting); and (b) the Authority’s functions under those Parts in relation to licences granted or awarded under those Parts. Functions in relation to the proscription of foreign satellite services 6 The functions of the Independent Television Commission and of the Radio Authority under section 177 of the 1990 Act (proscription of foreign satellite services) are transferred to OFCOM. Functions in relation to Gaelic broadcasting 7 The functions of the Independent Television Commission under sections 183 and 184 of the 1990 Act and the functions of that Commission and of the Radio Authority under Schedule 19 to that Act (Gaelic broadcasting) are transferred to OFCOM. Functions in relation to the national television archive 8 The functions of the Independent Television Commission under section 185 of the 1990 Act (maintenance of the national television archive) are transferred to OFCOM. Warrants to enter and search premises to enforce broadcasting licences provisions 9 The functions of the Independent Television Commission and of the Radio Authority under section 196(1) of the 1990 Act (entry and search for the purposes of enforcing licensing provisions of the 1990 and 1996 Acts) are transferred to OFCOM. Variation of existing Channel 3 and Channel 5 licences 10 Any power to vary licences which is conferred on the Independent Television Commission by an order under section 28 of the 1996 Act is transferred to OFCOM. Reports for the purposes of the review of digital broadcasting 11 The functions of the Independent Television Commission and of the Radio Authority under sections 33 and 67 of the 1996 Act (reports to the Secretary of State for the purposes of his review of digital broadcasting) are transferred to OFCOM. Functions in relation to reservation of digital capacity to the BBC 12 The function of the Secretary of State under section 49(4) of the 1996 Act (reserving digital capacity on a local radio multiplex service for the BBC) is transferred to OFCOM. Functions in relation to listed events 13 The functions of the Independent Television Commission under Part 4 of the 1996 Act (functions in connection with listed events) are transferred to OFCOM. Functions relating to fairness and privacy in broadcasting 14 The following functions of the Broadcasting Standards Commission under Part 5 of the 1996 Act are transferred to OFCOM— (a) the Commission’s function of drawing up and from time to time revising a code of practice under section 107 of that Act (codes of practice relation to fairness and privacy); and (b) their functions in relation to fairness complaints under that Part.

Propose a change

SCHEDULE 2 Transfer schemes

Section 30 Contents of transfer scheme 1 (1) A transfer scheme— (a) shall set out the property, rights and liabilities to be transferred by the scheme; and (b) may make incidental, supplemental, consequential and transitional provision in connection with the transfer of that property and of those rights and liabilities. (2) The provisions of the scheme setting out the property, rights and liabilities to be transferred may do so in either or both of the following ways— (a) by specifying them or describing them in particular; or (b) by identifying them generally by reference to, or to a specific part of, an undertaking from which they are to be transferred. (3) The property, rights and liabilities that are to be capable of being transferred by a transfer scheme include— (a) property, rights and liabilities that would not otherwise be capable of being transferred or assigned by the person from whom they are transferred; (b) property acquired and rights and liabilities arising in the period after the making of the scheme and before it comes into force; (c) rights and liabilities arising subsequently in respect of matters occurring in that period; (d) property situated anywhere in the United Kingdom or elsewhere and rights and liabilities under the law of any part of the United Kingdom or of any place outside the United Kingdom; and (e) rights and liabilities under an enactment. (4) The provision that may be made under sub-paragraph (1)(b) includes provision for the creation in favour of a pre-commencement regulator, the Secretary of State or OFCOM of rights or liabilities over or in respect of property transferred to OFCOM or property retained by a pre-commencement regulator or the Secretary of State. (5) The transfers to which effect may be given by a transfer scheme, and the rights that may be created by means of such a scheme, include transfers that are to take effect, and rights that are to arise, in accordance with the scheme as if there were— (a) no such requirement to obtain a person’s consent or concurrence, (b) no such liability in respect of any contravention of any other requirement, and (c) no such interference with any interest or right, as there would be, in the case of a transaction apart from this Act (whether under any enactment or agreement or otherwise), by reason of any provision having effect in relation to the terms on which a pre-commencement regulator or the Secretary of State is entitled or subject to any property, right or liability. Effect of transfer scheme 2 (1) Property transferred by a transfer scheme shall, on the coming into force of the scheme, vest in OFCOM without further assurance. (2) Where any transfer scheme comes into force, any agreement made, transaction effected or other thing done by or in relation to the person from whom any transfers for which the scheme provides are made shall have effect, so far as necessary for the purposes of those transfers, as if— (a) it had been made, effected or done by or in relation to OFCOM; and (b) OFCOM were the same person in law as the person from whom the transfer is made. (3) Accordingly, references in any agreement, document, process or instrument of any description to the person from whom anything is transferred by means of a transfer scheme shall have effect, so far as necessary for the purpose of giving effect to the transfer from the coming into force of the scheme, as references to OFCOM. (4) Where any agreement, document, process or instrument of any description has effect, in relation to anything transferred by means of a transfer scheme, as referring (whether expressly or by implication)— (a) to a member or to an officer of a pre-commencement regulator, or (b) to an officer of the Secretary of State, that agreement, document, process or instrument shall have effect so far as necessary for the purposes of the transfers effected by the scheme and in consequence of them, as referring instead to the person mentioned in sub-paragraph (5). (5) That person is— (a) the person nominated for the purposes of the transfer by OFCOM; or (b) in default of a nomination, the member or employee of OFCOM who most closely corresponds to the member or officer originally referred to. (6) Nothing in sub-paragraph (3) or (4) is to apply in relation to any reference in an enactment or in subordinate legislation. Retrospective modification of a transfer scheme 3 (1) If at any time after the coming into force of a transfer scheme it appears to the Secretary of State that it is appropriate to do so, he may by order provide for the scheme to be deemed to have come into force with such modifications (including modifications retrospective to the time of the coming into force of the scheme) as may be provided for in the order. (2) The power under this paragraph to provide by order for the modification of a transfer scheme shall be exercisable for the purpose only of making provision that could have been made by the scheme. (3) Before making an order under this paragraph the Secretary of State must consult OFCOM. Compensation 4 (1) Where, in consequence of any provision included in a transfer scheme, the interests, rights or liabilities of a third party are modified as mentioned in sub-paragraph (2), the third party is to be entitled to such compensation as may be just in respect of— (a) any diminution in the value of any of his interests or rights, or (b) any increase in the burden of his liabilities, which is attributable to that modification. (2) The modifications mentioned in sub-paragraph (1) are modifications by virtue of which— (a) an interest of the third party in any property is transformed into, or replaced by— (i) an interest in only part of that property; or (ii) separate interests in different parts of that property; (b) a right of the third party against any of the pre-commencement regulators or against the Secretary of State is transformed into, or replaced by, two or more rights which do not include a right which, on its own, is equivalent (disregarding the person against whom it is enforceable) to the right against that regulator or (as the case may be) against the Secretary of State; or (c) a liability of the third party to any of the pre-commencement regulators or to the Secretary of State is transformed into, or replaced by, two or more separate liabilities at least one of which is a liability enforceable by a person other than the person by whom it was enforceable before being so transformed. (3) Where— (a) a third party would, apart from any provision of a transfer scheme, have become entitled to, or to exercise, any interest or right arising or exercisable in respect of the transfer or creation in accordance with such a scheme of any property, rights or liabilities, and (b) the provisions of that scheme have the effect of preventing that person’s entitlement to, or to exercise, that interest or right from arising on any occasion in respect of anything mentioned in paragraph (a), and (c) provision is not made by a transfer scheme for securing that an entitlement to, or to exercise, that interest or right or an equivalent interest or right, is preserved or created so as to arise in respect of the first occasion when corresponding circumstances next occur after the coming into force of the transfers for which the scheme provides, the third party is to be entitled to such compensation as may be just in respect of the extinguishment of the interest or right. (4) A liability to pay compensation under this paragraph shall fall on the persons mentioned in sub-paragraph (5) who (as the case may be)— (a) have interests in the whole or any part of the property affected by the modification in question, (b) are subject to the rights of the person to be compensated which are affected by the modification in question, (c) are entitled to enforce the liabilities of the person to be compensated which are affected by that modification, or (d) benefit from the extinguishment of the entitlement mentioned in sub-paragraph (3), and that liability shall be apportioned between those persons in such manner as may be appropriate having regard to the extent of their respective interests, rights or liabilities or the extent of the benefit they respectively obtain from the extinguishment. (5) Those persons are the pre-commencement regulators and the Secretary of State. (6) Sub-paragraph (4) shall have effect subject to so much of any transfer scheme (including the one that gives rise to the liability) as makes provision for the transfer of any liability under that sub-paragraph to OFCOM. (7) Any dispute as to whether, or as to the person by whom, any compensation is to be paid under this paragraph, and any dispute as to the amount of compensation to be paid by a person, shall be referred to and determined— (a) where the claimant requires the matter to be determined in England and Wales or in Northern Ireland, by an arbitrator appointed by the Lord Chancellor, or (b) where the claimant requires the matter to be determined in Scotland, by an arbiter appointed by the Lord President of the Court of Session. (8) In this paragraph “third party”, in relation to provisions capable of giving rise to compensation under this paragraph, means any person other than— (a) a pre-commencement regulator; and (b) the Secretary of State. Stamp duty 5 (1) Stamp duty is not to be chargeable— (a) on a transfer scheme; or (b) on an instrument or agreement certified by the Secretary of State to the Commissioners of Inland Revenue as made for the purposes of a transfer scheme, or as made for purposes connected with such a scheme. (2) But a transfer scheme, or an instrument or agreement so certified, is to be treated as duly stamped only if— (a) in accordance with section 12 of the Stamp Act 1891 (c. 39) it has been stamped with a stamp denoting either that it is not chargeable to duty or that it has been duly stamped; or (b) it is stamped with the duty to which it would be chargeable apart from this paragraph. Stamp duty land tax 5A. (1) For the purposes of stamp duty land tax, a land transaction effected by, or for the purposes of, or for purposes connected with, a transfer scheme is exempt from charge. (2) Relief under this paragraph must be claimed in a land transaction return or an amendment of such a return. (3) In this paragraph— “land transaction” has the meaning given by section 43(1) of the Finance Act 2003; “land transaction return” has the meaning given by section 76(1) of that Act. Interpretation of Schedule 6 In this Schedule “transfer scheme” means a scheme made by a pre-commencement regulator or by the Secretary of State under section 30.

Propose a change

SCHEDULE 3A The electronic communications code

Section 106 PART 1 Key concepts Introductory 1 (1) This Part defines some key concepts used in this code. (2) For definitions of other terms used in this code, see— (a) paragraph 94 (meaning of “the court”). (b) paragraph 105 (meaning of “occupier”), (c) paragraph 108 (general interpretation), (d) section 32 (meaning of electronic communications networks and services), and (e) section 405 (general interpretation). The operator 2 In this code “operator” means— (a) where this code is applied in any person's case by a direction under section 106, that person, and (b) where this code applies by virtue of section 106(3)(b), the Secretary of State or (as the case may be) the Northern Ireland department in question. The code rights 3 (1) For the purposes of this code a “code right”, in relation to an operator and any land, is a right for the statutory purposes— (a) to install electronic communications apparatus on, under or over the land, (b) to keep installed electronic communications apparatus which is on, under or over the land, (c) to inspect, maintain, adjust, alter, repair, upgrade or operate electronic communications apparatus which is on, under or over the land, (ca) to share with another operator the use of electronic communications apparatus which the first operator keeps installed on, under or over the land, (d) to carry out any works on the land for or in connection with the installation of electronic communications apparatus on, under or over the land or elsewhere, (e) to carry out any works on the land for or in connection with the maintenance, adjustment, alteration, repair, upgrading or operation of electronic communications apparatus which is on, under or over the land or elsewhere, (ea) to carry out any works on the land for the purposes of, or in connection with, sharing with another operator the use of electronic communications apparatus which the first operator keeps installed on, under or over the land or elsewhere, (f) to enter the land to inspect, maintain, adjust, alter, repair, upgrade or operate any electronic communications apparatus which is on, under or over the land or elsewhere, (fa) to enter the land for the purposes of, or in connection with, sharing with another operator the use of electronic communications apparatus which the first operator keeps installed on, under or over the land or elsewhere, (g) to connect to a power supply, (h) to interfere with or obstruct a means of access to or from the land (whether or not any electronic communications apparatus is on, under or over the land), or (i) to lop or cut back, or require another person to lop or cut back, any tree or other vegetation that interferes or will or may interfere with electronic communications apparatus. (2) In sub-paragraph (1), references to “the first operator” are to the operator mentioned in the opening words of that sub-paragraph. The statutory purposes 4 (1) In this code “the statutory purposes”, in relation to an operator, means— (a) in relation to sharing rights, the purposes of enabling the provision by other operators of their networks, and (b) in relation to rights other than sharing rights— (i) the purposes of providing the operator’s network, or (ii) the purposes of providing an infrastructure system. (2) In sub-paragraph (1), “sharing right” means a right within paragraph 3(1)(ca), (ea) or (fa). Electronic communications apparatus, lines and structures 5 (1) In this code “electronic communications apparatus” means— (a) apparatus designed or adapted for use in connection with the provision of an electronic communications network, (b) apparatus designed or adapted for a use which consists of or includes the sending or receiving of communications or other signals that are transmitted by means of an electronic communications network, (c) lines, and (d) other structures or things designed or adapted for use in connection with the provision of an electronic communications network. (2) References to the installation of electronic communications apparatus are to be construed accordingly. (3) In this code— “line” means any wire, cable, tube, pipe or similar thing (including its casing or coating) which is designed or adapted for use in connection with the provision of any electronic communications network or electronic communications service; “structure” includes a building only if the sole purpose of that building is to enclose other electronic communications apparatus. The operator's network 6 In this code “network” in relation to an operator means— (a) if the operator falls within paragraph 2(a), so much of any electronic communications network or infrastructure system provided by the operator as is not excluded from the application of the code under section 106(5), and (b) if the operator falls within paragraph 2(b), the electronic communications network which the Secretary of State or the Northern Ireland department is providing or proposing to provide. Infrastructure system 7 (1) In this code “infrastructure system” means a system of infrastructure provided so as to be available for use by providers of electronic communications networks for the purposes of the provision by them of their networks. (2) References in this code to provision of an infrastructure system include references to establishing or maintaining such a system. PART 2 Conferral of code rights and their exercise Introductory 8 This Part of this code makes provision about— (a) the conferral of code rights, (b) the persons who are bound by code rights, and (c) the exercise of code rights. Who may confer code rights? 9 (1) A code right in respect of land may only be conferred on an operator by an agreement between the occupier of the land and the operator. (2) But in a case where an operator (“the first operator”) has the right to share the use of electronic communications apparatus with another operator (“the second operator”) under or by virtue of an agreement under this Part, sub-paragraph (1) does not prevent the agreement from providing for the first operator to permit the second operator to exercise, in connection with the sharing, a code right conferred on the first operator by the agreement. Who else is bound by code rights? 10 (1) This paragraph applies if, in accordance with this Part pursuant to an agreement under this Part or Part 4A, a code right is conferred on an operator in respect of land by a person (“O”) who is the occupier of the land when the code right is conferred. (2) If O has an interest in the land when the code right is conferred, the code right also binds— (a) the successors in title to that interest, (b) a person with an interest in the land that is created after the right is conferred and is derived (directly or indirectly) out of— (i) O's interest, or (ii) the interest of a successor in title to O's interest, and (c) any other person at any time in occupation of the land whose right to occupation was granted by— (i) O, at a time when O was bound by the code right, or (ii) a person within paragraph (a) or (b). (3) A successor in title who is bound by a code right by virtue of sub-paragraph (2)(a) is to be treated as a party to the agreement by which O conferred the right. (4) The code right also binds any other person with an interest in the land who has , pursuant to an agreement under this Part or Part 4A, agreed to be bound by it. (5) If such a person (“P”) agrees to be bound by the code right, the code right also binds— (a) the successors in title to P's interest, (b) a person with an interest in the land that is created after P agrees to be bound and is derived (directly or indirectly) out of— (i) P's interest, or (ii) the interest of a successor in title to P's interest, and (c) any other person at any time in occupation of the land whose right to occupation was granted by— (i) P, at a time when P was bound by the code right, or (ii) a person within paragraph (a) or (b). (6) A successor in title who is bound by a code right by virtue of sub-paragraph (5)(a) is to be treated as a party to the agreement by which P agreed to be bound by the right. Requirements for agreements 11 (1) An agreement under this Part— (a) must be in writing, (b) must be signed by or on behalf of the parties to it, (c) must state for how long the code right is exercisable, and (d) must state the period of notice (if any) required to terminate the agreement. (2) Sub-paragraph (1)(a) and (b) also applies to the variation of an agreement under this Part. (3) The agreement as varied must still comply with sub-paragraph (1)(c) and (d). Exercise of code rights 12 (1) A code right is exercisable only in accordance with the terms subject to which it is conferred. (2) Anything done by an operator in the exercise of a code right conferred under this Part or Part 4A in relation to any land is to be treated as done in the exercise of a statutory power. (3) Sub-paragraph (2) does not apply against a person who— (a) is the owner of the freehold estate in the land or the lessee of the land, and (b) is not for the time being bound by the code right. (4) Sub-paragraph (2) does not apply against a person who has the benefit of a covenant or agreement entered into as respects the land, if— (a) the covenant or agreement was entered into under a enactment, and (b) by virtue of the enactment, it binds or will bind persons who derive title or otherwise claim— (i) under the covenantor, or (ii) under a party to the agreement. (5) In the application of sub-paragraph (3) to Scotland the reference to a person who is the owner of the freehold estate in the land is to be read as a reference to a person who is the owner of the land. Access to land 13 (1) This paragraph applies to an operator by whom any of the following rights is exercisable in relation to land— (a) a code right within paragraph (a) to (g) or (i) of paragraph 3(1); (b) a right under Part 8 (street works rights); (c) a right under Part 9 (tidal water rights); (d) a right under paragraph 74 (power to fly lines). (2) The operator may not exercise the right so as to interfere with or obstruct any means of access to or from any other land unless, in accordance with this code, the occupier of the other land has conferred or is otherwise bound by a code right within paragraph (h) of paragraph 3(1). (3) A reference in this code to a means of access to or from land includes a means of access to or from land that is provided for use in emergencies. (4) This paragraph does not require a person to whom sub-paragraph (5) applies to agree to the exercise of any code right on land other than the land mentioned in that sub-paragraph. (5) This sub-paragraph applies to a person who is the occupier of, or owns an interest in, land which is— (a) a street in England and Wales or Northern Ireland, (b) a road in Scotland, or (c) tidal water or lands within the meaning of Part 9 of this code. Code rights and land registration 14 Where an enactment requires interests, charges or other obligations affecting land to be registered, the provisions of this code about who is bound by a code right have effect whether or not that right is registered. PART 3 Assignment of code rights, and upgrading and sharing of apparatus Introductory 15 This Part of this code makes provision for— (a) operators to assign agreements under Part 2, (b) operators to upgrade electronic communications apparatus which— (i) is electronic communications apparatus to which such an agreement relates, or (ii) is electronic communications apparatus installed before 29 December 2003, and (c) operators to share the use of any such electronic communications apparatus. Assignment of code rights 16 (1) Any agreement under Part 2 of this code is void to the extent that— (a) it prevents or limits assignment of the agreement to another operator, or (b) it makes assignment of the agreement to another operator subject to conditions (including a condition requiring the payment of money). (2) Sub-paragraph (1) does not apply to a term that requires the assignor to enter into a guarantee agreement (see sub-paragraph (7)). (3) In this paragraph references to “the assignor” or “the assignee” are to the operator by whom or to whom an agreement under Part 2 of this code is assigned or proposed to be assigned. (4) From the time when the assignment of an agreement under Part 2 of this code takes effect, the assignee is bound by the terms of the agreement. (5) The assignor is not liable for any breach of a term of the agreement that occurs after the assignment if (and only if), before the breach took place, the assignor or the assignee gave a notice in writing to the other party to the agreement which— (a) identified the assignee, and (b) provided an address for service (for the purposes of paragraph 91(2)(a)) for the assignee. (6) Sub-paragraph (5) is subject to the terms of any guarantee agreement. (7) A “guarantee agreement” is an agreement, in connection with the assignment of an agreement under Part 2 of this code, under which the assignor guarantees to any extent the performance by the assignee of the obligations that become binding on the assignee under sub-paragraph (4) (the “relevant obligations”). (8) An agreement is not a guarantee agreement to the extent that it purports— (a) to impose on the assignor a requirement to guarantee in any way the performance of the relevant obligations by a person other than the assignee, or (b) to impose on the assignor any liability, restriction or other requirement of any kind in relation to a time after the relevant obligations cease to be binding on the assignee. (9) Subject to sub-paragraph (8), a guarantee agreement may— (a) impose on the assignor any liability as sole or principal debtor in respect of the relevant obligations; (b) impose on the assignor liabilities as guarantor in respect of the assignee's performance of the relevant obligations which are no more onerous than those to which the assignor would be subject in the event of the assignor being liable as sole or principal debtor in respect of any relevant obligation; (c) make provision incidental or supplementary to any provision within paragraph (a) or (b). (10) In the application of this paragraph to Scotland references to assignment of an agreement are to be read as references to assignation of an agreement. (11) Nothing in the Landlord and Tenant Amendment (Ireland) Act 1860 applies in relation to an agreement under Part 2 of this code so as to— (a) prevent or limit assignment of the agreement to another operator, or (b) relieve the assignor from liability for any breach of a term of the agreement that occurs after the assignment. Power for operator to upgrade or share apparatus 17 (1) An operator (“the main operator”) who has entered into an agreement under Part 2 of this code may, if the conditions in sub-paragraphs (2) and (3) are met— (a) upgrade the electronic communications apparatus to which the agreement relates, or (b) share the use of such electronic communications apparatus with another operator. (2) The first condition is that any changes as a result of the upgrading or sharing to the electronic communications apparatus to which the agreement relates have no adverse impact, or no more than a minimal adverse impact, on its appearance. (3) The second condition is that the upgrading or sharing imposes no additional burden on the other party to the agreement. (4) For the purposes of sub-paragraph (3) an additional burden includes anything that— (a) has an additional adverse effect on the other party's enjoyment of the land, or (b) causes additional loss, damage or expense to that party. (5) Any agreement under Part 2 of this code is void to the extent that— (a) it prevents or limits the upgrading or sharing, in a case where the conditions in sub-paragraphs (2) and (3) are met, of the electronic communications apparatus to which the agreement relates, or (b) it makes upgrading or sharing of such apparatus subject to conditions to be met by the operator (including a condition requiring the payment of money). (6) References in this paragraph to sharing electronic communications apparatus include carrying out works to the apparatus to enable such sharing to take place. 17A (1) This paragraph applies where— (a) an operator (“the main operator”) keeps electronic communications apparatus installed under land, (b) the main operator is not a party to an agreement under Part 2 of this code in relation to the electronic communications apparatus, and (c) the electronic communications apparatus was installed before 29 December 2003. (2) If the conditions in sub-paragraphs (3), (4) and (6) are met, the main operator may— (a) upgrade the electronic communications apparatus, or (b) share the use of the electronic communications apparatus with another operator. (3) The first condition is that the upgrading or sharing has no adverse impact on the land. (4) The second condition is that the upgrading or sharing imposes no burden on any person with an interest in the land. (5) For the purposes of sub-paragraph (4) a burden includes anything that— (a) has an adverse effect on the person’s enjoyment of the land, or (b) causes loss, damage or expense to the person. (6) The third condition is that, before the beginning of the period of 21 days ending with the day on which the main operator begins to upgrade the electronic communications apparatus or (as the case may be) share its use, the main operator attaches a notice, in a secure and durable manner, to a conspicuous object on the relevant land. (7) A notice attached for the purposes of sub-paragraph (6) must— (a) be attached in a position where it is reasonably legible, (b) state that the main operator intends to upgrade the electronic communications apparatus or (as the case may be) share its use with another operator, (c) state the date on which the main operator intends to begin to upgrade the electronic communications apparatus or (as the case may be) share its use with another operator, (d) state, in a case where the main operator intends to share the use of the electronic communications apparatus with another operator, the name of the other operator, and (e) give the name of the main operator and an address in the United Kingdom at which the main operator may be contacted about the upgrading or sharing. (8) Any person giving a notice at that address in respect of that electronic communications apparatus is to be treated as having been given that address for the purposes of paragraph 91(2). (9) Nothing in this paragraph is to be read as conferring a right on the main operator to enter the land for the purpose of upgrading or sharing the use of the electronic communications apparatus. (10) References in this paragraph to sharing electronic communications apparatus include carrying out works to the electronic communications apparatus to enable such sharing to take place. (11) In this paragraph “the relevant land” means— (a) in a case where the main operator has a right to enter the land under which the electronic communications apparatus is installed, that land; (b) in any other case, the land on which works will be carried out to enable the upgrading or sharing to take place or, where there is more than one set of works, the land on which each set of works will be carried out. Effect of agreements enabling sharing between operators and others 18 (1) This paragraph applies where— (a) this code has been applied by a direction under section 106 in a person's case, (b) this code expressly or impliedly imposes a limitation on the use to which electronic communications apparatus installed by that person may be put or on the purposes for which it may be used, and (c) that person is a party to a relevant agreement or becomes a party to an agreement which (after the person has become a party to it) is a relevant agreement. (2) The limitation does not preclude— (a) the doing of anything in relation to that apparatus, or (b) its use for particular purposes, to the extent that the doing of that thing, or the use of the apparatus for those purposes, is in pursuance of the relevant agreement. (3) This paragraph is not to be construed, in relation to a person who is entitled or authorised by or under a relevant agreement to share the use of apparatus installed by another party to the agreement, as affecting any consent requirement imposed (whether by an agreement, an enactment or otherwise) on that person. (4) In this paragraph— “consent requirement”, in relation to a person, means a requirement for the person to obtain consent or permission to or in connection with— the installation by the person of apparatus, or the doing by the person of any other thing in relation to apparatus the use of which the person is entitled or authorised to share; “relevant agreement” means an agreement in relation to electronic communications apparatus which— relates to the sharing by different parties to the agreement of the use of that apparatus, and is an agreement that satisfies the requirements of sub-paragraph (5). (5) An agreement satisfies the requirements of this sub-paragraph if— (a) every party to the agreement is a person in whose case this code applies by virtue of a direction under section 106, or (b) one or more of the parties to the agreement is a person in whose case this code so applies and every other party to the agreement is a qualifying person. (6) A person is a qualifying person for the purposes of sub-paragraph (5) if the person is either— (a) a person who provides an electronic communications network without being a person in whose case this code applies, or (b) a designated provider of an electronic communications service consisting in the distribution of a programme service by means of an electronic communications network. (7) In sub-paragraph (6)— “designated” means designated by regulations made by the Secretary of State; “programme service” has the same meaning as in the Broadcasting Act 1990. PART 4 Power of court to impose agreement Introductory 19 This Part of this code makes provision about— (a) the circumstances certain circumstances in which the court can impose an agreement on a person by which the person confers or is otherwise bound by a code right (see also Part 4A), (b) the test to be applied by the court in deciding whether to impose such an agreement, (c) the effect of such an agreement and its terms, (d) the imposition of an agreement on a person on an interim or temporary basis. When can the court impose an agreement? 20 (1) This paragraph applies where the operator requires a person (a “relevant person”) to agree— (a) to confer a code right on the operator, or (b) to be otherwise bound by a code right which is exercisable by the operator. (2) The operator may give the relevant person a notice in writing— (a) setting out the code right, the land to which it relates and all of the other terms of the agreement that the operator seeks, and (b) stating that the operator seeks the person's agreement to those terms. (2A) The notice must also— (a) contain information about the availability of alternative dispute resolution in the event that the operator and the relevant person are unable to reach agreement, and (b) explain the possible consequences of refusing to engage in alternative dispute resolution. (3) The operator may apply to the court for an order under this paragraph if— (a) the relevant person does not, before the end of 28 days beginning with the day on which the notice is given, agree to confer or be otherwise bound by the code right, or (b) at any time after the notice is given, the relevant person gives notice in writing to the operator that the person does not agree to confer or be otherwise bound by the code right. (4) An order under this paragraph is one which imposes on the operator and the relevant person an agreement between them which— (a) confers the code right on the operator, or (b) provides for the code right to bind the relevant person. (5) Before applying for an order under this paragraph, the operator must, if it is reasonably practicable to do so, consider the use of one or more alternative dispute resolution procedures to reach agreement with the relevant person. (6) The operator or the relevant person may at any time give the other a notice in writing stating that the operator or the relevant person (as the case may be) wishes to engage in alternative dispute resolution with the other in relation to the agreement sought by the operator. What is the test to be applied by the court? 21 (1) Subject to sub-paragraph (5) and paragraph 27ZA, the court may make an order under paragraph 20 if (and only if) the court thinks that both of the following conditions are met. (2) The first condition is that the prejudice caused to the relevant person by the order is capable of being adequately compensated by money. (3) The second condition is that the public benefit likely to result from the making of the order outweighs the prejudice to the relevant person. (4) In deciding whether the second condition is met, the court must have regard to the public interest in access to a choice of high quality electronic communications services. (5) The court may not make an order under paragraph 20 if it thinks that the relevant person intends to redevelop all or part of the land to which the code right would relate, or any neighbouring land, and could not reasonably do so if the order were made. What is the effect of an agreement imposed under paragraph 20? 22 An agreement imposed by an order under paragraph 20 takes effect for all purposes of this code as an agreement under Part 2 of this code between the operator and the relevant person. What are the terms of an agreement imposed under paragraph 20? 23 (1) An order under paragraph 20 may impose an agreement which gives effect to the code right sought by the operator with such modifications as the court thinks appropriate. (2) An order under paragraph 20 must require the agreement to contain such terms as the court thinks appropriate, subject to sub-paragraphs (3) to (8). (2A) In determining the terms of the agreement the court may take into account, among other things, any breach by the operator of an agreement between the operator and the relevant person which was imposed by an order under Part 4A (whether or not in force). (3) The terms of the agreement must include terms as to the payment of consideration by the operator to the relevant person for the relevant person's agreement to confer or be bound by the code right (as the case may be). (4) Paragraph 24 makes provision about the determination of consideration under sub-paragraph (3). (5) The terms of the agreement must include the terms the court thinks appropriate for ensuring that the least possible loss and damage is caused by the exercise of the code right to persons who— (a) occupy the land in question, (b) own interests in that land, or (c) are from time to time on that land. (6) Sub-paragraph (5) applies in relation to a person regardless of whether the person is a party to the agreement. (7) The terms of the agreement must include terms specifying for how long the code right conferred by the agreement is exercisable. (8) The court must determine whether the terms of the agreement should include a term— (a) permitting termination of the agreement (and, if so, in what circumstances); (b) enabling the relevant person to require the operator to reposition or temporarily to remove the electronic communications equipment to which the agreement relates (and, if so, in what circumstances). How is consideration to be determined under paragraph 23? 24 (1) The amount of consideration payable by an operator to a relevant person under an agreement imposed by an order under paragraph 20 must be an amount or amounts representing the market value of the relevant person's agreement to confer or be bound by the code right (as the case may be). (2) For this purpose the market value of a person's agreement to confer or be bound by a code right is, subject to sub-paragraph (3), the amount that, at the date the market value is assessed, a willing buyer would pay a willing seller for the agreement— (a) in a transaction at arm's length, (b) on the basis that the buyer and seller were acting prudently and with full knowledge of the transaction, and (c) on the basis that the transaction was subject to the other provisions of the agreement imposed by the order under paragraph 20. (3) The market value must be assessed on these assumptions— (a) that the right that the transaction relates to does not relate to the provision or use of an electronic communications network; (b) that paragraphs 16 , 17 and 17A (assignment, and upgrading and sharing) do not apply to the right or any apparatus to which it could apply; (c) that the right in all other respects corresponds to the code right; (d) that there is more than one site which the buyer could use for the purpose for which the buyer seeks the right. (4) The terms of the agreement may provide for consideration to be payable— (a) as a lump sum or periodically, (b) on the occurrence of a specified event or events, or (c) in such other form or at such other time or times as the court may direct. What rights to the payment of compensation are there? 25 (1) If the court makes an order under paragraph 20 the court may also order the operator to pay compensation to the relevant person for any loss or damage that has been sustained or will be sustained by that person as a result of the exercise of the code right to which the order relates. (2) An order under sub-paragraph (1) may be made— (a) at the time the court makes an order under paragraph 20, or (b) at any time afterwards, on the application of the relevant person. (3) An order under sub-paragraph (1) may— (a) specify the amount of compensation to be paid by the operator, or (b) give directions for the determination of any such amount. (4) Directions under sub-paragraph (3)(b) may provide— (a) for the amount of compensation to be agreed between the operator and the relevant person; (b) for any dispute about that amount to be determined by arbitration. (5) An order under this paragraph may provide for the operator— (a) to make a lump sum payment, (b) to make periodical payments, (c) to make a payment or payments on the occurrence of an event or events, or (d) to make a payment or payments in such other form or at such other time or times as the court may direct. (6) Paragraph 84 makes further provision about compensation in the case of an order under paragraph 20. Interim code rights 26 (1) An operator may apply to the court for an order which imposes on the operator and a person, on an interim basis, an agreement between them which— (a) confers a code right on the operator, or (b) provides for a code right to bind that person. (1A) But an operator may not make an application under this paragraph if there is a relevant Part 4A agreement in effect between the operator and the person. (1B) In sub-paragraph (1A) “relevant Part 4A agreement” means an agreement imposed by an order under Part 4A by which the person— (a) confers a Part 4A code right on the operator, or (b) otherwise agrees to be bound by a Part 4A code right which is exercisable by the operator, where the Part 4A code right is in respect of the same land as the code right mentioned in sub-paragraph (1). (2) An order under this paragraph imposes an agreement on the operator and a person on an interim basis if it provides for them to be bound by the agreement— (a) for the period specified in the order, or (b) until the occurrence of an event specified in the order. (3) Subject to paragraph 27ZA, the court may make an order under this paragraph if (and only if) the operator has given the person mentioned in sub-paragraph (1) a notice which complies with paragraph 20(2) stating that an agreement is sought on an interim basis and— (a) the operator and that person have agreed to the making of the order and the terms of the agreement imposed by it, or (b) the court thinks that there is a good arguable case that the test in paragraph 21 for the making of an order under paragraph 20 is met. (4) Subject to sub-paragraphs (5) and (6), the following provisions apply in relation to an order under this paragraph and an agreement imposed by it as they apply in relation to an order under paragraph 20 and an agreement imposed by it— (a) paragraph 20(3) (time at which operator may apply for agreement to be imposed); (b) paragraph 22 (effect of agreement imposed under paragraph 20); (c) paragraph 23 (terms of agreement imposed under paragraph 20); (d) paragraph 24 (payment of consideration); (e) paragraph 25 (payment of compensation); (f) paragraph 84 (compensation where agreement imposed). (5) The court may make an order under this paragraph even though the period mentioned in paragraph 20(3)(a) has not elapsed (and paragraph 20(3)(b) does not apply) if the court thinks that the order should be made as a matter of urgency. (6) Paragraphs 20(3), 22, 23, 24 and 25 apply by virtue of sub-paragraph (4) as if— (a) references to the relevant person were to the person mentioned in sub-paragraph (1) of this paragraph, and (b) the duty in paragraph 23 to include terms as to the payment of consideration to that person in an agreement were a power to do so. (7) Sub-paragraph (8) applies if— (a) an order has been made under this paragraph imposing an agreement relating to a code right on an operator and a person in respect of any land, and (b) the period specified under sub-paragraph (2)(a) has expired or, as the case may be, the event specified under sub-paragraph (2)(b) has occurred without (in either case) an agreement relating to the code right having been imposed on the person by order under paragraph 20. (8) From the time when the period expires or the event occurs, that person has the right, subject to and in accordance with Part 6 of this code, to require the operator to remove any electronic communications apparatus placed on the land under the agreement imposed under this paragraph. Temporary code rights 27 (1) This paragraph applies where— (a) an operator gives a notice under paragraph 20(2) to a person in respect of any land, (b) the notice also requires that person's agreement on a temporary basis in respect of a right which is to be exercisable (in whole or in part) in relation to electronic communications apparatus which is already installed on, under or over the land, and (c) the person has the right to require the removal of the apparatus in accordance with paragraph 37 or as mentioned in paragraph 40(1) but the operator is not for the time being required to remove the apparatus. (2) Subject to paragraph 27ZA, the court may, on the application of the operator, impose on the operator and the person an agreement between them which confers on the operator, or provides for the person to be bound by, such temporary code rights as appear to the court reasonably necessary for securing the objective in sub-paragraph (3). (3) That objective is that, until the proceedings under paragraph 20 and any proceedings under paragraph 40 are determined, the service provided by the operator's network is maintained and the apparatus is properly adjusted and kept in repair. (4) Subject to sub-paragraphs (5) and (6), the following provisions apply in relation to an order under this paragraph and an agreement imposed by it as they apply in relation to an order under paragraph 20 and an agreement imposed by it— (a) paragraph 20(3) (time at which operator may apply for agreement to be imposed); (b) paragraph 22 (effect of agreement imposed under paragraph 20); (c) paragraph 23 (terms of agreement imposed under paragraph 20); (d) paragraph 24 (payment of consideration); (e) paragraph 25 (payment of compensation); (f) paragraph 84 (compensation where agreement imposed). (5) The court may make an order under this paragraph even though the period mentioned in paragraph 20(3)(a) has not elapsed (and paragraph 20(3)(b) does not apply) if the court thinks that the order should be made as a matter of urgency. (6) Paragraphs 20(3), 22, 23, 24 and 25 apply by virtue of sub-paragraph (4) as if— (a) references to the relevant person were to the person mentioned in sub-paragraph (1) of this paragraph, and (b) the duty in paragraph 23 to include terms as to the payment of consideration to that person in an agreement were a power to do so. (7) Sub-paragraph (8) applies where, in the course of the proceedings under paragraph 20, it is shown that a person with an interest in the land was entitled to require the removal of the apparatus immediately after it was installed. (8) The court must, in determining for the purposes of paragraph 20 whether the apparatus should continue to be kept on, under or over the land, disregard the fact that the apparatus has already been installed there. Refusal of application on grounds of national security etc 27ZA (1) This paragraph applies where an operator applies to the court for an order under paragraph 20, 26 or 27 which would impose an agreement between the operator and another person. (2) The court must refuse the application if the Secretary of State gives a certificate to the court certifying that the condition in sub-paragraph (3) is met. (3) The condition is that the Secretary of State is satisfied that the order applied for by the operator would be likely to prejudice national security, defence or law enforcement. (4) If the Secretary of State gives a certificate to the court under sub-paragraph (2) the Secretary of State must give a copy of it to the operator and the other person. (5) In this paragraph, “law enforcement” means the prevention, investigation, detection or prosecution of criminal offences including the safeguarding against and the prevention of threats to public security. PART 4A Code rights in respect of land connected to leased premises: unresponsive occupiers Introductory 27A This Part of this code makes provision for the court to make an order imposing an agreement which provides that code rights are exercisable by an operator for the purpose of providing an electronic communications service to leased premises where— (a) the rights are required in respect of land which is connected to the leased premises, and (b) the occupier or another person with an interest in the land has not responded to repeated notices given by the operator seeking agreement to confer or otherwise be bound by the rights. Circumstances in which an application for an order under this Part can be made 27B (1) Paragraphs 27C and 27D apply where— (a) premises within the scope of this Part are occupied under a lease (the “target premises”), (b) the lessee in occupation requests an operator to provide an electronic communications service to the target premises, (c) in order to fulfil that request, the operator requires a person (the “required grantor”) to agree— (i) to confer on the operator a code right in respect of connected land, or (ii) otherwise to be bound by such a code right exercisable by the operator, (d) the operator has, on or after the day on which section 1 of the Telecommunications Infrastructure (Leasehold Property) Act 2021 comes fully into force, given the required grantor a notice in accordance with paragraph 20(2) of this code seeking that agreement (the “request notice”), and (e) the required grantor has not responded to the operator. (2) Premises are within the scope of this Part if they— (a) form part of a multiple dwelling building (see paragraph 27I(1)), or (b) are other premises of a description specified in regulations made by the Secretary of State. (3) In this Part “connected land”, in relation to the target premises, means land which— (a) is in common ownership with the target premises (see paragraph 27I(2)), and (b) is held or used for access to, or otherwise in connection with, the target premises. (4) For the purposes of this paragraph, the required grantor responds to the operator if the required grantor— (a) agrees or refuses, in writing, to confer or otherwise be bound by the code right specified in the request notice on the terms that the operator seeks, or (b) otherwise acknowledges the request notice in writing. Requirements to be met before applying for an order under this Part 27C (1) Before applying to the court for an order under this Part (a “Part 4A order”) (see paragraph 27E(2)) the operator must, in accordance with this paragraph, give the required grantor— (a) two warning notices, and (b) a final notice. (2) A “warning notice” is a notice in writing which— (a) includes a copy of the request notice, (b) states that it is the first or (as the case may be) second of three notices that, unless the required grantor responds to the operator, will allow the operator to apply for a Part 4A order, and (c) explains the effect of a Part 4A order. (3) The first warning notice may only be given after the end of the period of seven days beginning with the day on which the request notice was given. (4) The second warning notice may only be given after the end of the period of seven days beginning with the day on which the first one was given. (5) A “final notice” is a notice in writing which— (a) includes a copy of the request notice, (b) states that unless the required grantor responds to the operator before the end of the period of 14 days beginning with the day on which the final notice is given, the operator intends to apply for a Part 4A order, and (c) explains the effect of a Part 4A order. (6) A final notice may only be given within the permitted period. (7) The “permitted period” means the period which— (a) begins immediately after the end of whichever of the following ends last— (i) the period of seven days beginning with the day on which the second warning notice was given; (ii) the period of 28 days beginning with the day on which the request notice was given, and (b) ends at the end of the period of 28 days beginning with the day on which the second warning notice was given. (8) The Secretary of State may by regulations specify other conditions that the operator must satisfy before giving the required grantor a final notice. 27D (1) The operator may apply to the court for a Part 4A order in relation to the code right specified in the request notice if— (a) the operator has satisfied the notice requirements set out in paragraph 27C, (b) the period of 14 days beginning with the day on which the final notice was given has ended, (c) the required grantor has not responded to the operator, and (d) the operator has satisfied any other specified conditions. (2) An application for a Part 4A order may not be made after the end of the specified period beginning with the day on which the final notice is given. (3) The operator must give the required grantor notice of an application for a Part 4A order. (4) For the purposes of this paragraph, the required grantor responds to the operator if the required grantor— (a) agrees or refuses, in writing, to confer or otherwise be bound by the code right specified in the request notice on the terms that the operator seeks, or (b) otherwise acknowledges, in writing, the request notice, a warning notice or the final notice. (5) In this paragraph “specified” means specified in regulations made by the Secretary of State. When a Part 4A order can be made and its effect 27E (1) The court may make a Part 4A order if (and only if)— (a) it is satisfied that the requirements for applying for the order have been met, and (b) the required grantor has not objected to the making of the order. (2) A Part 4A order is an order which imposes on the operator and the required grantor an agreement between them— (a) by which the required grantor confers on the operator the code right identified in the request notice in respect of the connected land so identified, or (b) which provides for the code right identified in that notice, which is exercisable by the operator in respect of the connected land so identified, otherwise to bind the required grantor. (3) In this code, a “Part 4A code right” means a code right which is conferred by or otherwise binds the required grantor pursuant to an agreement imposed by a Part 4A order. (4) The terms of an agreement imposed by a Part 4A order are to be those specified in regulations made by the Secretary of State. (5) Regulations under sub-paragraph (4) must, in particular, provide for an agreement to include terms— (a) relating to the provision by the operator to the required grantor of details of the works to be carried out in the exercise of the Part 4A code right (“the works”); (b) relating to the obtaining by the operator of any consent, permit, licence, permission, authorisation or approval which is necessary for the works to be carried out; (c) relating to the giving of notice by the operator to the required grantor or other specified persons before entering on the connected land in the exercise of the Part 4A code right or carrying out the works; (d) restricting the operator's right to enter on the connected land to specified times, except in cases of emergency; (e) as to the manner in which the works are to be carried out by the operator; (f) relating to the restoration by the operator of the connected land at the end of the works, to the reasonable satisfaction of the required grantor; (g) relating to the need for insurance cover or indemnification of the required grantor; (h) relating to the maintenance or upgrading by the operator of apparatus installed on, under or over the connected land in the exercise of the Part 4A code right (“the apparatus”); (i) imposing requirements or restrictions on the required grantor for the purposes of— (i) preventing damage to the apparatus, (ii) facilitating access to the apparatus for the operator, or (iii) otherwise preventing or minimising disruption to the operation of the apparatus; (j) relating to assignment of the agreement; (k) aimed at ensuring that nothing done by the operator in the exercise of the Part 4A code right unnecessarily prevents or inhibits the provision of an electronic communications service by any other operator. (6) Before making regulations under sub-paragraph (4), the Secretary of State must consult— (a) operators, (b) persons appearing to the Secretary of State to represent owners of interests in land who are likely to be affected by the regulations, and (c) any other persons the Secretary of State thinks appropriate. (7) In sub-paragraph (5), “specified” mean specified, or of a description specified, in the regulations. Exercise of Part 4A code rights 27F (1) A Part 4A code right may be exercised by the operator in respect of the connected land for the provision of an electronic communications service to— (a) the target premises, and (b) other premises, but only if the provision of the service to the other premises in addition to the target premises imposes no additional burden on the required grantor. (2) For the purposes of sub-paragraph (1)(b), an additional burden includes anything that— (a) has an additional adverse effect on the required grantor's enjoyment of the connected land, or (b) causes additional loss, damage or expense to the required grantor. Expiry of Part 4A code rights 27G (1) A Part 4A code right ceases to be conferred on the operator by, or otherwise to bind, the required grantor— (a) if a replacement agreement comes into effect, in accordance with that agreement, (b) if the court decides to refuse an application by the operator for the imposition of a replacement agreement, in accordance with that decision, or (c) if the right has not ceased to have that effect as mentioned in paragraph (a) or (b) before the end of the specified period beginning with the day on which the agreement imposed by the Part 4A order comes into effect, at the end of that period. (2) In sub-paragraph (1) a “replacement agreement”, in relation to a Part 4A code right, means an agreement under Part 2 by which the required grantor confers a code right on the operator, or otherwise agrees to be bound by a code right which is exercisable by the operator, where that right is in respect of the same land as the Part 4A code right. (3) In sub-paragraph (1)(c) “specified period” means the period, of no more than 18 months, specified in regulations made by the Secretary of State. (4) The required grantor has the right, subject to and in accordance with Part 6 of this code, to require the operator to remove any electronic communications apparatus placed on the connected land in the exercise of a Part 4A code right which has ceased to have effect, or otherwise to bind, the required grantor. Compensation 27H (1) This paragraph applies where the court has made a Part 4A order. (2) The court may, on the application of the required grantor, order the operator to pay compensation to the required grantor for any loss or damage that has been sustained or will be sustained by the required grantor as a result of the exercise by the operator of the Part 4A code right. (3) An application for an order under this paragraph may be made at any time after the Part 4A order is made (including at a time when the Part 4A code right has ceased to be conferred on the operator by, or otherwise to bind, the required grantor). (4) An order under this paragraph may— (a) specify the amount of compensation to be paid by the operator, or (b) give directions for the determination of any such amount. (5) Directions under sub-paragraph (4)(b) may provide— (a) for the amount of compensation to be agreed between the operator and the required grantor; (b) for any dispute about that amount to be determined by arbitration. (6) An order under this paragraph may provide for the operator— (a) to make a lump sum payment, (b) to make periodical payments, (c) to make a payment or payments on the occurrence of an event or events, or (d) to make a payment or payments in such other form or at such other time or times as the court may direct. (7) Paragraph 84 makes further provision about compensation in the case of a Part 4A order. Interpretation of this Part 27I (1) In this Part— “connected land” has the meaning given by paragraph 27B(3); “multiple dwelling building” means a building which contains two or more sets of premises which are used as, or intended to be used as, a separate dwelling; “Part 4A order” has the meaning given by paragraph 27C(1); “premises” includes a part of premises; “request notice” has the meaning given by paragraph 27B(1)(d); “required grantor” has the meaning given by paragraph 27B(1)(c); “target premises” has the meaning given by paragraph 27B(1)(a). (2) For the purposes of this Part, land is in “common ownership” with the target premises if a person with a relevant interest in the land also has a relevant interest (whether or not of the same sort) in the target premises. (3) For the purposes of sub-paragraph (2), a person has a “relevant interest” in land if— (a) the person owns the freehold estate in the land (or, in relation to Scotland, is the owner of the land), or (b) the person is the lessee of the land. PART 5 Termination and modification of agreements Introductory 28 This Part of this code makes provision about— (a) the continuation of code rights after the time at which they cease to be exercisable under an agreement, (b) the procedure for bringing an agreement to an end, (c) the procedure for changing an agreement relating to code rights, and (d) the arrangements for the making of payments under an agreement whilst disputes under this Part are resolved. Application of this Part 29 (1) This Part of this code applies to an agreement under Part 2 of this code, subject to sub-paragraphs (2) to (4). (2) This Part of this code does not apply to a lease of land in England and Wales if— (a) its primary purpose is not to grant code rights, and (b) it is a lease to which Part 2 of the Landlord and Tenant Act 1954 (security of tenure for business, professional and other tenants) applies. (3) In determining whether a lease is one to which Part 2 of the Landlord and Tenant Act 1954 applies, any agreement under section 38A (agreements to exclude provisions of Part 2) of that Act is to be disregarded. (4) This Part of this code does not apply to a lease of land in Northern Ireland if— (a) its primary purpose is not to grant code rights, and (b) it is a lease to which the Business Tenancies (Northern Ireland) Order 1996 (SI 1996/725 (NI 5)) applies. (5) An agreement to which this Part of this code applies is referred to in this code as a “code agreement”. Continuation of code rights 30 (1) Sub-paragraph (2) applies if— (a) a code right is conferred by, or is otherwise binding on, a person (the “site provider”) as the result of a code agreement, and (b) under the terms of the agreement— (i) the right ceases to be exercisable or the site provider ceases to be bound by it, or (ii) the site provider may bring the code agreement to an end so far as it relates to that right. (2) Where this sub-paragraph applies the code agreement continues so that— (a) the operator may continue to exercise that right, and (b) the site provider continues to be bound by the right. (3) Sub-paragraph (2) does not apply to a code right which is conferred by, or is otherwise binding on, a person by virtue of an order under paragraph 26 (interim code rights) or 27 (temporary code rights). (4) Sub-paragraph (2) is subject to the following provisions of this Part of this code. How may a person bring a code agreement to an end? 31 (1) A site provider who is a party to a code agreement may bring the agreement to an end by giving a notice in accordance with this paragraph to the operator who is a party to the agreement. (2) The notice must— (a) comply with paragraph 89 (notices given by persons other than operators), (b) specify the date on which the site provider proposes the code agreement should come to an end, and (c) state the ground on which the site provider proposes to bring the code agreement to an end. (3) The date specified under sub-paragraph (2)(b) must fall— (a) after the end of the period of 18 months beginning with the day on which the notice is given, and (b) after the time at which, apart from paragraph 30, the code right to which the agreement relates would have ceased to be exercisable or to bind the site provider or at a time when, apart from that paragraph, the code agreement could have been brought to an end by the site provider. (4) The ground stated under sub-paragraph (2)(c) must be one of the following— (a) that the code agreement ought to come to an end as a result of substantial breaches by the operator of its obligations under the agreement; (b) that the code agreement ought to come to an end because of persistent delays by the operator in making payments to the site provider under the agreement; (c) that the site provider intends to redevelop all or part of the land to which the code agreement relates, or any neighbouring land, and could not reasonably do so unless the code agreement comes to an end; (d) that the operator is not entitled to the code agreement because the test under paragraph 21 for the imposition of the agreement on the site provider is not met. What is the effect of a notice under paragraph 31? 32 (1) Where a site provider gives a notice under paragraph 31, the code agreement to which it relates comes to an end in accordance with the notice unless— (a) within the period of three months beginning with the day on which the notice is given, the operator gives the site provider a counter-notice in accordance with sub-paragraph (3), and (b) within the period of three months beginning with the day on which the counter-notice is given, the operator applies to the court for an order under paragraph 34. (2) Sub-paragraph (1) does not apply if the operator and the site provider agree to the continuation of the code agreement. (3) The counter-notice must state— (a) that the operator does not want the existing code agreement to come to an end, (b) that the operator wants the site provider to agree to confer or be otherwise bound by the existing code right on new terms, or (c) that the operator wants the site provider to agree to confer or be otherwise bound by a new code right in place of the existing code right. (3A) The counter-notice must also— (a) contain information about the availability of alternative dispute resolution in the event that the operator and the site provider are unable to reach agreement, and (b) explain the possible consequences of refusing to engage in alternative dispute resolution. (4) If, on an application under sub-paragraph (1)(b), the court decides that the site provider has established any of the grounds stated in the site provider's notice under paragraph 31, the court must order that the code agreement comes to an end in accordance with the order. (5) Otherwise the court must make one of the orders specified in paragraph 34. (6) Before applying under sub-paragraph (1)(b) for an order under paragraph 34 the operator must, if it is reasonably practicable to do so, consider the use of one or more alternative dispute resolution procedures to reach agreement with the site provider. (7) The operator or the site provider may at any time give the other party to the agreement a notice in writing stating that the operator or the site provider (as the case may be) wishes to engage in alternative dispute resolution with the other party to the agreement in relation to the site provider’s notice under paragraph 31. How may a party to a code agreement require a change to the terms of an agreement which has expired? 33 (1) An operator or site provider who is a party to a code agreement by which a code right is conferred by or otherwise binds the site provider may, by notice in accordance with this paragraph, require the other party to the agreement to agree that— (a) the code agreement should have effect with modified terms, (b) where under the code agreement more than one code right is conferred by or otherwise binds the site provider, that the agreement should no longer provide for an existing code right to be conferred by or otherwise bind the site provider, (c) the code agreement should— (i) confer an additional code right on the operator, or (ii) provide that the site provider is otherwise bound by an additional code right, or (d) the existing code agreement should be terminated and a new agreement should have effect between the parties which— (i) confers a code right on the operator, or (ii) provides for a code right to bind the site provider. (2) The notice must— (a) comply with paragraph 88 or 89, according to whether the notice is given by an operator or a site provider, (b) specify— (i) the day from which it is proposed that the modified terms should have effect, (ii) the day from which the agreement should no longer provide for the code right to be conferred by or otherwise bind the site provider, (iii) the day from which it is proposed that the additional code right should be conferred by or otherwise bind the site provider, or (iv) the day on which it is proposed the existing code agreement should be terminated and from which a new agreement should have effect, (as the case may be), and (c) set out details of— (i) the proposed modified terms, (ii) the code right it is proposed should no longer be conferred by or otherwise bind the site provider, (iii) the proposed additional code right, or (iv) the proposed terms of the new agreement, (as the case may be). (3) The day specified under sub-paragraph (2)(b) must fall— (a) after the end of the period of 6 months beginning with the day on which the notice is given, and (b) after the time at which, apart from paragraph 30, the code right to which the existing code agreement relates would have ceased to be exercisable or to bind the site provider or at a time when, apart from that paragraph, the code agreement could have been brought to an end by the site provider. (3A) Where the notice is given by an operator, it must also— (a) contain information about the availability of alternative dispute resolution in the event that the operator and the site provider are unable to reach agreement, and (b) explain the possible consequences of refusing to engage in alternative dispute resolution. (4) Sub-paragraph (5) applies if, after the end of the period of 6 months beginning with the day on which the notice is given, the operator and the site provider have not reached agreement on the proposals in the notice. (5) Where this paragraph applies, the operator or the site provider may apply to the court for the court to make an order under paragraph 34. (6) Before applying under sub-paragraph (5) for an order under paragraph 34 the operator or the site provider (as the case may be) must, if it is reasonably practicable to do so, consider the use of one or more alternative dispute resolution procedures to reach agreement with the other party. (7) The operator or the site provider may at any time give the other party to the agreement a notice in writing stating that the operator or the site provider (as the case may be) wishes to engage in alternative dispute resolution with the other party to the agreement in relation to the notice mentioned in sub-paragraph (1). What orders may a court make on an application under paragraph 32 or 33? 34 (1) This paragraph sets out the orders that the court may make on an application under paragraph 32(1)(b) or 33(5). (2) The court may order that the operator may continue to exercise the existing code right in accordance with the existing code agreement for such period as may be specified in the order (so that the code agreement has effect accordingly). (3) The court may order the modification of the terms of the code agreement relating to the existing code right. (4) Where under the code agreement more than one code right is conferred by or otherwise binds the site provider, the court may order the modification of the terms of the code agreement so that it no longer provides for an existing code right to be conferred by or otherwise bind the site provider. (5) The court may order the terms of the code agreement relating to the existing code right to be modified so that— (a) it confers an additional code right on the operator, or (b) it provides that the site provider is otherwise bound by an additional code right. (6) The court may order the termination of the code agreement relating to the existing code right and order the operator and the site provider to enter into a new agreement which— (a) confers a code right on the operator, or (b) provides for a code right to bind the site provider. (7) The existing code agreement continues until the new agreement takes effect. (8) This code applies to the new agreement as if it were an agreement under Part 2 of this code. (9) The terms conferring or providing for an additional code right under sub-paragraph (5), and the terms of a new agreement under sub-paragraph (6), are to be such as are agreed between the operator and the site provider. (10) If the operator and the site provider are unable to agree on the terms, the court must on an application by either party make an order specifying those terms. (11) Paragraphs 23(2) to (8), 24, 25 and 84 apply— (a) to an order under sub-paragraph (3), (4) or (5), so far as it modifies or specifies the terms of the agreement, and (b) to an order under sub-paragraph (10) as they apply to an order under paragraph 20. (12) In the case of an order under sub-paragraph (10) the court must also have regard to the terms of the existing code agreement. (13) In determining which order to make under this paragraph, the court must have regard to all the circumstances of the case, and in particular to— (a) the operator's business and technical needs, (b) the use that the site provider is making of the land to which the existing code agreement relates, (c) any duties imposed on the site provider by an enactment, and (d) the amount of consideration payable by the operator to the site provider under the existing code agreement. (14) Where the court makes an order under this paragraph, it may also order the operator to pay the site provider the amount (if any) by which A exceeds B, where— (a) A is the amount of consideration that would have been payable by the operator to the site provider for the relevant period if that amount had been assessed on the same basis as the consideration payable as the result of the order, and (b) B is the amount of consideration payable by the operator to the site provider for the relevant period. (15) In sub-paragraph (14) the relevant period is the period (if any) that— (a) begins on the date on which, apart from the operation of paragraph 30, the code right to which the existing code agreement relates would have ceased to be exercisable or to bind the site provider or from which, apart from that paragraph, the code agreement could have been brought to an end by the site provider, and (b) ends on the date on which the order is made. What arrangements ... can be made pending determination of the application? 35 (1) This paragraph applies where— (a) a code right continues to be exercisable under paragraph 30 after the time at which, apart from the operation of that paragraph, the code right would have ceased to be exercisable or to bind the site provider or from which, apart from that paragraph, the code agreement relating to the right could have been brought to an end by the site provider, and (b) the operator or the site provider has applied to the court for an order under paragraph 32(1)(b) or 33(5). (2) The site provider may— (a) agree with the operator that, until the application has been finally determined, the site provider will continue to receive the payments of consideration from the operator to which the site provider is entitled under the agreement relating to the existing code right, or (b) agree with the operator that, until that time, the site provider will receive different payments of consideration under that agreement, ... (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2A) The operator or the site provider may apply to the court for— (a) an order specifying the payments of consideration to be made by the operator to the site provider under the agreement relating to the existing code right until the application for an order under paragraph 32(1)(b) or 33(5) has been finally determined; (b) an order otherwise modifying the terms of that agreement until that time. (2B) An order under sub-paragraph (2A)(a) may provide for the order to have effect from the date of the application for the order. (3) The court must determine the payments referred to in sub-paragraph (2A)(a) on the basis set out in paragraph 24 (calculation of consideration). (4) In determining whether to make an order under sub-paragraph (2A)(b), the court must have regard to all the circumstances of the case, and in particular to— (a) the terms of the agreement relating to the existing code right, (b) the operator’s business and technical needs, (c) the use that the site provider is making of the land to which the agreement relates, (d) any duties imposed on the site provider by an enactment, and (e) the amount of consideration payable by the operator to the site provider under the agreement. PART 6 Rights to require removal of electronic communications apparatus Introductory 36 This Part of this code makes provision about— (a) the cases in which a person has the right to require the removal of electronic communications apparatus or the restoration of land, (b) the means by which a person can discover whether apparatus is on land pursuant to a code right, and (c) the means by which a right to require removal of apparatus or restoration of land can be enforced. When does a landowner have the right to require removal of electronic communications apparatus? 37 (1) A person with an interest in land (a “landowner”) has the right to require the removal of electronic communications apparatus on, under or over the land if (and only if) one or more of the following conditions are met. (2) The first condition is that the landowner has never since the coming into force of this code been bound by a code right entitling an operator to keep the apparatus on, under or over the land. (3) The second condition is that a code right entitling an operator to keep the apparatus on, under or over the land has come to an end or has ceased to bind the landowner— (a) as mentioned in paragraph 26(7) and (8), (aa) as mentioned in paragraph 27G(1) and (4); (b) as the result of paragraph 32(1), or (c) as the result of an order under paragraph 32(4) or 34(4) or (6), or (d) where the right was granted by a lease to which Part 5 of this code does not apply. This is subject to sub-paragraph (4). (4) The landowner does not meet the first or second condition if— (a) the land is occupied by a person who— (i) conferred a code right (which is in force) entitling an operator to keep the apparatus on, under or over the land, or (ii) is otherwise bound by such a right, and (b) that code right was not conferred in breach of a covenant enforceable by the landowner. (5) In the application of sub-paragraph (4)(b) to Scotland the reference to a covenant enforceable by the landowner is to be read as a reference to a contractual term which is so enforceable. (6) The third condition is that— (a) an operator has the benefit of a code right entitling the operator to keep the apparatus on, under or over the land, but (b) the apparatus is not, or is no longer, used for the purposes of the operator's network, and (c) there is no reasonable likelihood that the apparatus will be used for that purpose. (7) The fourth condition is that— (a) this code has ceased to apply to a person so that the person is no longer entitled under this code to keep the apparatus on, under or over the land, (b) the retention of the apparatus on, under or over the land is not authorised by a scheme contained in an order under section 117, and (c) there is no other person with a right conferred by or under this code to keep the apparatus on, under or over the land. (8) The fifth condition is that— (a) the apparatus was kept on, under or over the land pursuant to— (i) a transport land right (see Part 7), or (ii) a street work right (see Part 8), (b) that right has ceased to be exercisable in relation to the land by virtue of paragraph 54(9), and (c) there is no other person with a right conferred by or under this code to keep the apparatus on, under or over the land. (9) This paragraph does not affect rights to require the removal of apparatus under another enactment (see paragraph 41). When does a landowner or occupier of neighbouring land have the right to require removal of electronic communications apparatus? 38 (1) A landowner or occupier of any land (“neighbouring land”) has the right to require the removal of electronic communications apparatus kept on, under or over other land in exercise of a right mentioned in paragraph 13(1), if both of the following conditions are met. (2) The first condition is that the apparatus interferes with or obstructs a means of access to or from the neighbouring land. (3) The second condition is that the landowner or occupier of the neighbouring land is not bound by a code right within paragraph 3(1)(h) entitling an operator to cause the interference or obstruction. (4) A landowner of neighbouring land who is not the occupier of the land does not meet the second condition if— (a) the land is occupied by a person who— (i) conferred a code right (which is in force) entitling an operator to cause the interference or obstruction, or (ii) is otherwise bound by such a right, and (b) that code right was not conferred in breach of a covenant enforceable by the landowner. (5) In the application of sub-paragraph (4)(b) to Scotland the reference to a covenant enforceable by the landowner is to be read as a reference to a contractual term which is so enforceable. How does a landowner or occupier find out whether apparatus is on land pursuant to a code right? 39 (1) A landowner may by notice require an operator to disclose whether— (a) the operator owns electronic communications apparatus on, under or over land in which the landowner has an interest or uses such apparatus for the purposes of the operator's network, or (b) the operator has the benefit of a code right entitling the operator to keep electronic communications apparatus on, under or over land in which the landowner has an interest. (2) A landowner or occupier of neighbouring land may by notice require an operator to disclose whether— (a) the operator owns electronic communications apparatus on, under or over land that forms (or, but for the apparatus, would form) a means of access to the neighbouring land, or uses such apparatus for the purposes of the operator's network, or (b) the operator has the benefit of a code right entitling the operator to keep electronic communications apparatus on, under or over land that forms (or, but for the apparatus, would form) a means of access to the neighbouring land. (3) The notice must comply with paragraph 89 (notices given by persons other than operators). (4) Sub-paragraph (5) applies if— (a) the operator does not, before the end of the period of three months beginning with the date on which the notice under sub-paragraph (1) or (2) was given, give a notice to the landowner or occupier that— (i) complies with paragraph 88 (notices given by operators), and (ii) discloses the information sought by the landowner or occupier, (b) the landowner or occupier takes action under paragraph 40 to enforce the removal of the apparatus, and (c) it is subsequently established that— (i) the operator owns the apparatus or uses it for the purposes of the operator's network, and (ii) the operator has the benefit of a code right entitling the operator to keep the apparatus on, under or over the land. (5) The operator must nevertheless bear the costs of any action taken by the landowner or occupier under paragraph 40 to enforce the removal of the apparatus. How does a landowner or occupier enforce removal of apparatus? 40 (1) The right of a landowner or occupier to require the removal of electronic communications apparatus on, under or over land, under paragraph 37 or 38, is exercisable only in accordance with this paragraph. (2) The landowner or occupier may give a notice to the operator whose apparatus it is requiring the operator— (a) to remove the apparatus, and (b) to restore the land to its condition before the apparatus was placed on, under or over the land. (3) The notice must— (a) comply with paragraph 89 (notices given by persons other than operators), and (b) specify the period within which the operator must complete the works. (4) The period specified under sub-paragraph (3) must be a reasonable one. (5) Sub-paragraph (6) applies if, within the period of 28 days beginning with the day on which the notice was given, the landowner or occupier and the operator do not reach agreement on any of the following matters— (a) that the operator will remove the apparatus; (b) that the operator will restore the land to its condition before the apparatus was placed on, under or over the land; (c) the time at which or period within which the apparatus will be removed; (d) the time at which or period within which the land will be restored. (6) The landowner or occupier may make an application to the court for— (a) an order under paragraph 44(1) (order requiring operator to remove apparatus etc), or (b) an order under paragraph 44(3) (order enabling landowner to sell apparatus etc). (7) If the court makes an order under paragraph 44(1), but the operator does not comply with the agreement imposed on the operator and the landowner or occupier by virtue of paragraph 44(7), the landowner or occupier may make an application to the court for an order under paragraph 44(3). (8) On an application under sub-paragraph (6) or (7) the court may not make an order in relation to apparatus if an application under paragraph 20(3) has been made in relation to the apparatus and has not been determined. How are other rights to require removal of apparatus enforced? 41 (1) The right of a person (a “third party”) under an enactment other than this code, or otherwise than under an enactment, to require the removal of electronic communications apparatus on, under or over land is exercisable only in accordance with this paragraph. (2) The third party may give a notice to the operator whose apparatus it is, requiring the operator— (a) to remove the apparatus, and (b) to restore the land to its condition before the apparatus was placed on, under or over the land. (3) The notice must— (a) comply with paragraph 89 (notices given by persons other than operators), and (b) specify the period within which the operator must complete the works. (4) The period specified under sub-paragraph (3) must be a reasonable one. (5) Within the period of 28 days beginning with the day on which notice under sub-paragraph (2) is given, the operator may give the third party notice (“counter-notice”)— (a) stating that the third party is not entitled to require the removal of the apparatus, or (b) specifying the steps which the operator proposes to take for the purpose of securing a right as against the third party to keep the apparatus on the land. (6) If the operator does not give counter-notice within that period, the third party is entitled to enforce the removal of the apparatus. (7) If the operator gives the third party counter-notice within that period, the third party may enforce the removal of the apparatus only in pursuance of an order of the court that the third party is entitled to enforce the removal of the apparatus. (8) If the counter-notice specifies steps under paragraph (5)(b), the court may make an order under sub-paragraph (7) only if it is satisfied— (a) that the operator is not intending to take those steps or is being unreasonably dilatory in taking them; or (b) that taking those steps has not secured, or will not secure, for the operator as against the third party any right to keep the apparatus installed on, under or over the land or to re-install it if it is removed. (9) Where the third party is entitled to enforce the removal of the apparatus, under sub-paragraph (6) or under an order under sub-paragraph (7), the third party may make an application to the court for— (a) an order under paragraph 44(1) (order requiring operator to remove apparatus etc), or (b) an order under paragraph 44(3) (order enabling third party to sell apparatus etc). (10) If the court makes an order under paragraph 44(1), but the operator does not comply with the agreement imposed on the operator and the third party by virtue of paragraph 44(7), the third party may make an application to the court for an order under paragraph 44(3). (11) An order made on an application under this paragraph need not include provision within paragraph 44(1)(b) or (3)(d) unless the court thinks it appropriate. (12) Sub-paragraph (9) is without prejudice to any other method available to the third party for enforcing the removal of the apparatus. How does paragraph 40 apply if a person is entitled to require apparatus to be altered in consequence of street works? 42 (1) This paragraph applies where the third party's right in relation to which paragraph 41 applies is a right to require the alteration of the apparatus in consequence of the stopping up, closure, change or diversion of a street or road or the extinguishment or alteration of a public right of way. (2) The removal of the apparatus in pursuance of paragraph 41 constitutes compliance with a requirement to make any other alteration. (3) A counter-notice under paragraph 41(5) may state (in addition to, or instead of, any of the matters mentioned in paragraph 41(5)(b)) that the operator requires the third party to reimburse the operator in respect of any expenses incurred by the operator in or in connection with the making of any alteration in compliance with the requirements of the third party. (4) An order made under paragraph 41 on an application by the third party in respect of a counter-notice containing a statement under sub-paragraph (3) must, unless the court otherwise thinks fit, require the third party to reimburse the operator in respect of the expenses referred to in the statement. (5) Paragraph 44(3)(b) to (e) do not apply. (6) In this paragraph— “road” means a road in Scotland; “street” means a street in England and Wales or Northern Ireland. When can a separate application for restoration of land be made? 43 (1) This paragraph applies if— (a) the condition of the land has been affected by the exercise of a code right, and (b) restoration of the land to its condition before the code right was exercised does not involve the removal of electronic communications apparatus from any land. (2) The occupier of the land, the owner of the freehold estate in the land or the lessee of the land (“the relevant person”) has the right to require the operator to restore the land if the relevant person is not for the time being bound by the code right. (3) The relevant person does not have that right if— (a) the land is occupied by a person who— (i) conferred a code right (which is in force) entitling the operator to affect the condition of the land in the same way as the right mentioned in sub-paragraph (1), or (ii) is otherwise bound by such a right, and (b) that code right was not conferred in breach of a covenant enforceable by the relevant person. (4) In the application of sub-paragraph (3)(b) to Scotland the reference to a covenant enforceable by the relevant person is to be read as a reference to a contractual term which is so enforceable. (5) A person who has the right conferred by this paragraph may give a notice to the operator requiring the operator to restore the land to its condition before the code right was exercised. (6) The notice must— (a) comply with paragraph 89 (notices given by persons other than operators), and (b) specify the period within which the operator must complete the works. (7) The period specified under sub-paragraph (6) must be a reasonable one. (8) Sub-paragraph (9) applies if, within the period of 28 days beginning with the day on which the notice was given, the landowner and the operator do not reach agreement on any of the following matters— (a) that the operator will restore the land to its condition before the code right was exercised; (b) the time at which or period within which the land will be restored. (9) The landowner may make an application to the court for— (a) an order under paragraph 44(2) (order requiring operator to restore land), or (b) an order under paragraph 44(4) (order enabling landowner to recover cost of restoring land). (10) If the court makes an order under paragraph 44(2), but the operator does not comply with the agreement imposed on the operator and the landowner by virtue of paragraph 44(7), the landowner may make an application to the court for an order under paragraph 44(4). (11) In the application of sub-paragraph (2) to Scotland the reference to a person who is the owner of the freehold estate in the land is to be read as a reference to a person who is the owner of the land. What orders may the court make on an application under paragraphs 40 to 43? 44 (1) An order under this sub-paragraph is an order that the operator must, within the period specified in the order— (a) remove the electronic communications apparatus, and (b) restore the land to its condition before the apparatus was placed on, under or over the land. (2) An order under this sub-paragraph is an order that the operator must, within the period specified in the order, restore the land to its condition before the code right was exercised. (3) An order under this sub-paragraph is an order that the landowner, occupier or third party may do any of the following— (a) remove or arrange the removal of the electronic communications apparatus; (b) sell any apparatus so removed; (c) recover the costs of any action under paragraph (a) or (b) from the operator; (d) recover from the operator the costs of restoring the land to its condition before the apparatus was placed on, under or over the land; (e) retain the proceeds of sale of the apparatus to the extent that these do not exceed the costs incurred by the landowner, occupier or third party as mentioned in paragraph (c) or (d). (4) An order under this sub-paragraph is an order that the landowner may recover from the operator the costs of restoring the land to its condition before the code right was exercised. (5) An order under this paragraph on an application under paragraph 40 may require the operator to pay compensation to the landowner for any loss or damage suffered by the landowner as a result of the presence of the apparatus on the land during the period when the landowner had the right to require the removal of the apparatus from the land but was not able to exercise that right. (6) Paragraph 84 makes further provision about compensation under sub-paragraph (5). (7) An order under sub-paragraph (1) or (2) takes effect as an agreement between the operator and the landowner, occupier or third party that— (a) requires the operator to take the steps specified in the order, and (b) otherwise contains such terms as the court may so specify. PART 7 Conferral of transport land rights and their exercise Introductory 45 This Part of this code makes provision about— (a) the conferral of transport land rights, and (b) the exercise of transport land rights. Transport land and transport undertakers 46 In this Part of this code— “transport land” means land which is used wholly or mainly— as a railway, canal or tramway, or in connection with a railway, canal or tramway on the land; “transport undertaker”, in relation to transport land, means the person carrying on the railway, canal or tramway undertaking. Conferral of transport land rights 47 (1) An operator may exercise a transport land right for the statutory purposes. (2) But that is subject to the following provisions of this Part of this code. The transport land rights 48 (1) For the purposes of this code a “transport land right”, in relation to an operator, is— (a) a right to cross any transport land with a line; (b) a right, for the purposes of crossing any transport land with a line— (i) to install and keep the line and any other electronic communications apparatus on, under or over the transport land; (ii) to inspect, maintain, adjust, alter, repair, upgrade or operate electronic communications apparatus on, under or over the transport land; (iii) a right to carry out any works on the transport land for or in connection with the exercise of a right under sub-paragraph (i) or (ii); (iv) a right to enter the transport land to inspect, maintain, adjust, alter, repair, upgrade or operate the line or other electronic communications apparatus. (2) A line installed in the exercise of a transport land right need not cross the transport land in question by a direct route or the shortest route from the point at which the line enters the transport land. (3) But the line must not cross the transport land by any route which, in the horizontal plane, exceeds that shortest route by more than 400 metres. (4) The transport land rights do not authorise an operator to install a line or other electronic communications apparatus in any position on transport land in which the line or other apparatus would interfere with traffic on the railway, canal or tramway. Non-emergency works: when can an operator exercise the transport land rights? 49 (1) Before exercising a transport land right in order to carry out non-emergency works, the operator must give the transport undertaker notice of the intention to carry out the works (“notice of proposed works”). (2) Notice of proposed works must contain a plan and section of the works; but, if the transport undertaker agrees, the notice may instead contain a description of the works (whether or not in the form of a diagram). (3) The operator must not begin the proposed works until the notice period has ended. (4) But the operator's power to carry out the proposed works is subject to paragraph 50. (5) In this paragraph— “non-emergency works” means any works which are not emergency works under paragraph 51; “notice period” means the period of 28 days beginning with the day on which notice of proposed works is given. What is the effect of the transport undertaker giving notice of objection to the operator? 50 (1) This paragraph applies if an operator gives a transport undertaker notice of proposed works under paragraph 49. (2) The transport undertaker may, within the notice period, give the operator notice objecting to the proposed works (“notice of objection”). (3) If notice of objection is given, the operator or the transport undertaker may, within the arbitration notice period, give the other notice that the objection is to be referred to arbitration under paragraph 52 (“arbitration notice”). (4) In a case where notice of objection is given, the operator may exercise a transport land right in order to carry out the proposed works only if they are permitted under sub-paragraph (5) or (6). (5) Works are permitted in a case where— (a) the arbitration notice period has ended, and (b) no arbitration notice has been given. (6) In a case where arbitration notice has been given, works are permitted in accordance with an award made on the arbitration. (7) In this paragraph— (a) “arbitration notice period” means the period of 28 days beginning with the day on which objection notice is given; (b) expressions defined in paragraph 49 have the same meanings as in that paragraph. Emergency works: when can an operator exercise the transport land rights? 51 (1) An operator may exercise a transport land right in order to carry out emergency works. (2) If the operator exercises a transport land right to carry out emergency works, the operator must give the transport undertaker an emergency works notice as soon as reasonably practicable after starting the works. (3) An “emergency works notice” is a notice which— (a) identifies the emergency works; (b) contains a statement of the reason why the works are emergency works; and (c) contains either— (i) the matters which would be included in a notice of proposed works (if one were given in relation to the works), or (ii) a reference to a notice of proposed works which relates to the works that are emergency works (if one has been given). (4) A transport undertaker may, within the compensation notice period, give the operator notice which requires the operator to pay compensation for loss or damage sustained in consequence of the carrying out of emergency works (“compensation notice”). (5) The operator must pay the transport undertaker any compensation which is required by a compensation notice (if given within the compensation notice period). (6) The amount of compensation payable under sub-paragraph (5) is to be agreed between the operator and the transport undertaker. (7) But if— (a) the compensation agreement period has ended, and (b) the operator and the transport undertaker have not agreed the amount of compensation payable under sub-paragraph (6), the operator or the transport undertaker may give the other notice that the disagreement is to be referred to arbitration under paragraph 52. (8) A reference in this paragraph to emergency works includes a reference to any works which are included in a notice of proposed works but become emergency works before the operator is authorised by paragraph 50 or 51 to carry them out. (9) In this paragraph— “compensation agreement period” means the period of 28 days beginning with the day on which a compensation notice is given; “compensation notice period” means the period of 28 days beginning with the day on which an emergency works notice is given; “emergency works” means works carried out in order to stop anything already occurring, or to prevent anything imminent from occurring, which is likely to cause— danger to persons or property, the interruption of any service provided by the operator's network, or substantial loss to the operator, and any other works which it is reasonable (in all the circumstances) to carry out with those works; “notice of proposed works” means such notice given under paragraph 49. What happens if a dispute about the transport land rights is referred to arbitration? 52 (1) This paragraph applies if notice is given under paragraph 50(3) or 51(7) that the following matter (the “matter in dispute”) is to be referred to arbitration— (a) an objection to proposed works; (b) a disagreement about an amount of compensation. (2) The matter in dispute is to be referred to the arbitration of a single arbitrator appointed— (a) by agreement between the parties, or (b) in the absence of such agreement, by the President of the Institution of Civil Engineers. (3) If the matter in dispute is an objection to proposed works, the arbitrator has the following powers— (a) power to require the operator to give the arbitrator a plan and section in such form as the arbitrator thinks appropriate; (b) power to require the transport undertaker to give the arbitrator any observations on such a plan or section in such form as the arbitrator thinks appropriate; (c) power to impose on either party any other requirements which the arbitrator thinks appropriate (including a requirement to provide information in such form as the arbitrator thinks appropriate); (d) power to make an award— (i) requiring modifications to the proposed works, and (ii) specifying the terms on which, and the conditions subject to which, the proposed works may be carried out; (e) power to award one or both of the following, payable to the transport undertaker— (i) compensation for loss or damage sustained by that person in consequence of the carrying out of the works; (ii) consideration for the right to carry out the works. (4) If the matter in dispute is a disagreement about an amount of compensation, the arbitrator has the following powers— (a) power to impose on either party any requirements which the arbitrator thinks appropriate (including a requirement to provide information in such form as the arbitrator thinks appropriate); (b) power to award compensation, payable to the transport undertaker, for loss or damage sustained by that person in consequence of the carrying out of the emergency works. (5) The arbitrator may make an award conditional upon a party complying with a requirement imposed under sub-paragraph (3)(a), (b) or (c) or (4)(a). (6) In determining what award to make, the matters to which the arbitrator must have regard include the public interest in there being access to a choice of high quality electronic communications services. (7) The arbitrator's power under sub-paragraph (3) or (4) to award compensation for loss includes power to award compensation for any increase in the expenses incurred by the transport undertaker in carrying on its railway, canal or tramway undertaking. (8) An award of consideration under sub-paragraph (3)(e)(ii) must be determined on the basis of what would have been fair and reasonable if the transport undertaker had willingly given authority for the works to be carried out on the same terms, and subject to the same conditions (if any), as are contained in the award. (9) In this paragraph “party” means— (a) the operator, or (b) the transport undertaker. When can a transport undertaker require an operator to alter communications apparatus? 53 (1) A transport undertaker may give an operator notice which requires the operator to alter a line or other electronic communications apparatus specified in the notice (“notice requiring alterations”) on the ground that keeping the apparatus on, under or over transport land interferes with, or is likely to interfere with— (a) the carrying on of the transport undertaker's railway, canal or tramway undertaking, or (b) anything done or to be done for the purposes of its railway, canal or tramway undertaking. (2) The operator may, within the notice period, give the transport undertaker notice (“counter-notice”) specifying the respects in which the operator is not prepared to comply with the notice requiring alterations. (3) The operator must comply with the notice requiring alterations, within a reasonable time and to the reasonable satisfaction of the transport undertaker, if— (a) the notice period has ended, and (b) no counter-notice has been given. (4) If counter-notice has been given (within the notice period), the transport undertaker may apply to the court for an order requiring the operator to alter any of the specified apparatus. (5) The court must not make an order unless it is satisfied that the order is necessary on one of the grounds mentioned in sub-paragraph (1). (6) In determining whether to make an order, the matters to which the court must also have regard include the public interest in there being access to a choice of high quality electronic communications services. (7) An order under this paragraph may take such form and be on such terms as the court thinks fit. (8) In particular, the order— (a) may impose such conditions, and (b) may contain such directions to the operator or the transport undertaker, as the court thinks necessary for resolving any difference between the operator and the transport undertaker and for protecting their respective interests. (9) In this paragraph— “notice period” means the period of 28 days beginning with the day on which notice requiring alterations is given; “specified apparatus” means the line or other electronic communications apparatus specified in notice requiring alterations. What happens to the transport land rights if land ceases to be transport land? 54 (1) This paragraph applies if an operator is exercising a transport land right in relation to land immediately before a time when it ceases to be transport land. (2) After that time, this Part of this code — except for paragraph 53 — continues to apply to the land as if it were still transport land (and, accordingly, the operator may continue to exercise any transport land right in relation to the land as if it were still transport land). (3) But sub-paragraph (2) is subject to sub-paragraphs (4) to (9). (4) In the application of this Part of this code to land in accordance with sub-paragraph (2), references to the transport undertaker have effect as references to the occupier of the land. (5) The application of this Part of this code to land in accordance with sub-paragraph (2) does not authorise the operator— (a) to cross the land with any line that is not in place at the time when the land ceases to be transport land, or (b) to install and keep any line or other electronic communications apparatus that is not in place at the time when the land ceases to be transport land. (6) But sub-paragraph (5) does not affect the power of the operator to replace an existing line or other apparatus (whether in place at the time when the land ceased to be transport land or a replacement itself authorised by this sub-paragraph) with a new line or apparatus which— (a) is not substantially different from the existing line or apparatus, and (b) is not in a significantly different position. (7) The occupier of the land may, at any time after the land ceases to be transport land, give the operator notice specifying a date on which this Part of this code is to cease to apply to the land in accordance with this paragraph (“notice of termination”). (8) That date specified in the notice of termination must fall after the end of the period of 12 months beginning with the day on which the notice of termination is given. (9) On the date specified in notice of termination in accordance with sub-paragraph (8), the transport land rights cease to be exercisable in relation to the land in accordance with this paragraph. Offence: operators who do not comply with this Part of this code 55 (1) An operator is guilty of an offence if the operator starts any works in contravention of any provision of paragraph 49, paragraph 50 or paragraph 51. (2) An operator guilty of an offence under this paragraph is liable on summary conviction to a fine not exceeding level 3 on the standard scale. (3) In a case where this Part of this code applies in accordance with paragraph 54, the reference in this paragraph to paragraph 49, paragraph 50 or paragraph 51 is a reference to that paragraph as it applies in accordance with paragraph 54. PART 8 Conferral of street work rights and their exercise Introductory 56 This Part of this code makes provision about— (a) the conferral of street work rights, and (b) the exercise of street work rights. Streets and roads 57 In this Part of this code— “road” means— a road in Scotland which is a public road; a road in Northern Ireland; “street” means a street in England and Wales which is a maintainable highway (within the meaning of Part 3 of New Roads and Street Works Act 1991), other than one which is a footpath, bridleway or restricted byway that crosses, and forms part of, any agricultural land or any land which is being brought into use for agriculture. Conferral of street work rights 58 (1) An operator may exercise a street work right for the statutory purposes. (2) But that is subject to the following provisions of this Part of this code. The street work rights 59 (1) For the purposes of this code a “street work right”, in relation to an operator, is— (a) a right to install and keep electronic communications apparatus in, on, under, over, along or across a street or a road; (b) a right to inspect, maintain, adjust, alter, repair, upgrade or operate electronic communications apparatus which is installed or kept by the exercise of the right under paragraph (a); (c) a right to carry out any works in, on, under, over, along or across a street or road for or in connection with the exercise of a right under paragraph (a) or (b); (d) a right to enter any street or road to inspect, maintain, adjust, alter, repair, upgrade or operate electronic communications apparatus which is installed or kept by the exercise of the right under paragraph (a). (2) The works that may be carried out under sub-paragraph (1)(c) include— (a) breaking up or opening a street or a road; (b) tunnelling or boring under a street or a road; (c) breaking up or opening a sewer, drain or tunnel. PART 9 Conferral of tidal water rights and their exercise Introductory 60 This Part of this code makes provision about— (a) the conferral of tidal water rights, and (b) the exercise of tidal water rights. Tidal water or lands 61 In this Part of this code “tidal water or lands” includes— (a) any estuary or branch of the sea, (b) the shore below mean high water springs, and (c) the bed of any tidal water. Conferral of tidal water rights 62 (1) An operator may exercise a tidal water right for the statutory purposes. (2) But that is subject to the following provisions of this Part of this code. The tidal water rights 63 (1) For the purposes of this code a “tidal water right”, in relation to an operator, is— (a) a right to install and keep electronic communications apparatus on, under or over tidal water or lands; (b) a right to inspect, maintain, adjust, alter, repair, upgrade or operate electronic communications apparatus on, under or over the tidal water or lands; (c) a right to carry out any works on, under or over any tidal water or lands for or in connection with the exercise of a right under paragraph (a) or (b); (d) a right to enter any tidal water or lands to inspect, maintain, adjust, alter, repair, upgrade or operate electronic communications apparatus which is installed or kept by the exercise of the right under paragraph (a). (2) The works that may be carried out under sub-paragraph (1)(c) include placing a buoy or seamark. Exercise of tidal water right: Crown land 64 (1) An operator may not exercise a tidal water right in relation to land in which a Crown interest subsists unless agreement to the exercise of the right in relation to the land has been given in respect of that interest by the appropriate authority in accordance with paragraph 104. (2) Where, in connection with an agreement between the operator and the appropriate authority for the exercise of such a right, the operator and the appropriate authority cannot agree the consideration to be paid by the operator, the operator or the appropriate authority may apply to the appointed valuer for a determination of the market value of the right. (3) An application under sub-paragraph (2) must be made in writing and must include— (a) the proposed terms of the agreement, and (b) the reasoned evidence of the operator and of the appropriate authority as to the market value of the right. (4) As soon as reasonably practicable after receiving such an application, the appointed valuer must— (a) determine the market value of the tidal water right; and (b) notify the operator and the appropriate authority in writing of its determination and the reasons for it. (5) If the agreement mentioned in sub-paragraph (2) or an agreement in substantially the same terms is concluded following a determination under sub-paragraph (4), the consideration payable by the operator must not be more than the market value notified under sub-paragraph (4)(b). (6) For this purpose the market value of a tidal water right is, subject to sub-paragraph (7), the amount that, at the date the market value is assessed, a willing buyer would pay a willing seller for the right— (a) in a transaction at arm's length, (b) on the basis that the buyer and seller were acting prudently and with full knowledge of the transaction, and (c) on the basis that the transaction was subject to the proposed terms set out in the application. (7) The market value must be assessed on these assumptions— (a) that the right that the transaction relates to does not relate to the provision or use of an electronic communications network; (b) that the right in all other respects corresponds to the tidal water right; (c) that there is more than one site which the buyer could use for the purpose for which the buyer seeks the right. (8) The appointed valuer may charge a fee in respect of the consideration of an application under sub-paragraph (4) and may apportion the fee between the operator and the appropriate authority as the appointed valuer considers appropriate. (9) In this paragraph “the appointed valuer” means— (a) such person as the operator and the appropriate authority may agree; (b) if no person is agreed, such person as may be nominated, on the application of the operator or the appropriate authority, by the President of the Royal Institution of Chartered Surveyors. PART 10 Undertaker's works affecting electronic communications apparatus Introductory 65 This Part of this code makes provision about the carrying out of undertaker's works by undertakers or operators. Key definitions 66 (1) In this Part of this code— “undertaker” means a person (including a local authority) of a description set out in any of the entries in the first column of the following table; “undertaker's works”, in relation to an undertaker of a description set out in a particular entry in the first column of the table, means works of the description set out in the corresponding entry in the second column of the table. “undertaker” | “undertaker's works” A person authorised by any enactment (whether public general or local) or by any order or scheme made under or confirmed by any enactment to carry on any railway, tramway, road transport, water transport, canal, inland navigation, dock, harbour, pier or lighthouse undertaking | Works that the undertaker is authorised to carry out for the purposes of, or in connection with, the undertaking which it carries on A person (apart from the operator) to whom this code is applied by a direction under section 106 of the Communications Act 2003 | Works that the undertaker is authorised to carry out by or in accordance with any provision of this code Any person to whom this Part of this code is applied by any enactment (whenever passed or made) | Works for the purposes of which this paragraph is applied to the undertaker (2) In this Part of this code— (a) a reference to undertaker's works which interfere with a network is a reference to any undertaker's works which involve, or are likely to involve, an alteration of any electronic communications apparatus kept on, under or over any land for the purposes of an operator's network; (b) a reference to an alteration of any electronic communications apparatus is a reference to a temporary or permanent alteration of the apparatus. When can an undertaker carry out non-emergency undertaker's works? 67 (1) Before carrying out non-emergency undertaker's works which interfere with a network, an undertaker must give the operator notice of the intention to carry out the works (“notice of proposed works”). (2) Notice of proposed works must specify— (a) the nature of the proposed undertaker's works, (b) the alteration of the electronic communications apparatus which the works involve or are likely to involve, and (c) the time and place at which the works will begin. (3) The undertaker must not begin the proposed undertaker's works (including the proposed alteration of electronic communications apparatus) until the notice period has ended. (4) But the undertaker's power to alter electronic communications apparatus (in carrying out the proposed undertaker's works) is subject to paragraph 68. (5) In this paragraph— “non-emergency undertaker's works” means any undertaker's works which are not emergency works under paragraph 71; “notice period” means the period of 10 days beginning with the day on which notice of proposed works is given. What is the effect of the operator giving counter-notice to the undertaker? 68 (1) This paragraph applies if an undertaker gives an operator notice of proposed works under paragraph 67. (2) The operator may, within the notice period, give the undertaker notice (“counter-notice”) stating either— (a) that the operator requires the undertaker to make any alteration of the electronic communications apparatus that is necessary or expedient because of the proposed undertaker's works— (i) under the supervision of the operator, and (ii) to the satisfaction of the operator; or (b) that the operator intends to make any alteration of the electronic communications apparatus that is necessary or expedient because of the proposed undertaker's works. (3) In a case where counter-notice contains a statement under sub-paragraph (2)(a), the undertaker must act in accordance with the counter-notice when altering electronic communications apparatus (in carrying out the proposed undertaker's works). (4) But, if the operator unreasonably fails to provide the required supervision, the undertaker must act in accordance with the counter-notice only insofar as it requires alterations to be made to the satisfaction of the operator. (5) In a case where counter-notice contains a statement under sub-paragraph (2)(b) (operator intends to make alteration), the undertaker must not alter electronic communications apparatus (in carrying out the proposed undertaker's works). (6) But that does not prevent the undertaker from making any alteration of electronic communications apparatus which the operator fails to make within a reasonable time. (7) Expressions defined in paragraph 67 have the same meanings in this paragraph. What expenses must the undertaker pay? 69 (1) This paragraph applies if an undertaker carries out any non-emergency undertaker's works in accordance with paragraph 67 (including in a case where counter-notice is given under paragraph 68). (2) The undertaker must pay the operator the amount of any loss or damage sustained by the operator in consequence of any alteration being made to electronic communications apparatus (in carrying out the works). (3) The undertaker must pay the operator any expenses incurred by the operator in, or in connection with, supervising the undertaker when altering electronic communications apparatus (in carrying out the works). (4) Any amount which is not paid in accordance with this paragraph is to be recoverable by the operator from the undertaker in any court of competent jurisdiction. When can the operator alter apparatus in connection with non-emergency undertaker's works? 70 (1) An operator may make an alteration of electronic communications apparatus if— (a) notice of proposed works has been given, (b) the notice period has ended, and (c) counter-notice has been given which states (in accordance with paragraph 68(2)(b)) that the operator intends to make the alteration. (2) If the operator makes any alteration in accordance with this paragraph, the undertaker must pay the operator— (a) any expenses incurred by the operator in, or in connection with, making the alteration; and (b) the amount of any loss or damage sustained by the operator in consequence of the alteration being made. (3) Any amount which is not paid in accordance with sub-paragraph (2) is to be recoverable by the operator from the undertaker in any court of competent jurisdiction. (4) Expressions defined in paragraph 67 have the same meanings in this paragraph. When can an undertaker carry out emergency undertaker's works? 71 (1) An undertaker may, in carrying out emergency undertaker's works, make an alteration of any electronic communications apparatus kept on, under or over any land for the purposes of an operator's network. (2) The undertaker must give the operator notice of the emergency undertaker's works as soon as practicable after beginning them. (3) This paragraph does not authorise the undertaker to make an alteration of apparatus after any failure by the undertaker to give notice in accordance with sub-paragraph (2). (4) The undertaker must make the alteration to the satisfaction of the operator. (5) If the undertaker makes any alteration in accordance with this paragraph, the undertaker must pay the operator— (a) any expenses incurred by the operator in, or in connection with, supervising the undertaker when making the alteration; and (b) the amount of any loss or damage sustained by the operator in consequence of the alteration being made. (6) Any amount which is not paid in accordance with sub-paragraph (5) is to be recoverable by the operator from the undertaker in any court of competent jurisdiction. (7) In this paragraph “emergency undertaker's works” means undertaker's works carried out in order to stop anything already occurring, or to prevent anything imminent from occurring, which is likely to cause— (a) danger to persons or property, (b) interference with the exercise of any functions conferred or imposed on the undertaker by or under any enactment, or (c) substantial loss to the undertaker, and any other works which it is reasonable (in all the circumstances) to carry out with those works. Offence: undertakers who do not comply with this Part of this code 72 (1) An undertaker, or an agent of an undertaker, is guilty of an offence if that person— (a) makes an alteration of electronic communications apparatus in carrying out non-emergency undertaker's works, and (b) does so— (i) without notice of proposed works having been given in accordance with paragraph 67, or (ii) (in a case where such notice is given) before the end of the notice period under paragraph 67. (2) An undertaker, or an agent of an undertaker, is guilty of an offence if that person— (a) makes an alteration of electronic communications apparatus in carrying out non-emergency undertaker's works, and (b) unreasonably fails to comply with any reasonable requirement of the operator under this Part of this code when doing so. (3) An undertaker, or an agent of an undertaker, is guilty of an offence if that person— (a) makes an alteration of electronic communications apparatus in carrying out emergency undertaker's works, and (b) does so without notice of emergency undertaker's works having been given in accordance with paragraph 71. (4) A person guilty of an offence under this paragraph is liable on summary conviction to— (a) a fine not exceeding level 4 on the standard scale, if the service provided by the operator's network is interrupted by the works or failure, or (b) a fine not exceeding level 3 on the standard scale, if that service is not interrupted. (5) This paragraph does not apply to a Northern Ireland department. PART 11 Overhead apparatus Introductory 73 This Part of this code— (a) confers a power on operators to install and keep certain overhead apparatus, and (b) imposes a duty on operators to affix notices to certain overhead apparatus. Power to fly lines 74 (1) This paragraph applies where an operator (“the main operator”) keeps electronic communications apparatus on or over any land for the purposes of the main operator’s network. (2) The main operator has the right, for the statutory purposes, to install and keep lines which— (a) pass over other land adjacent to, or in the vicinity of, the land on or over which the apparatus mentioned in sub-paragraph (1) is kept, (b) are connected to that apparatus, and (c) are not, at any point where they pass over the other land, less than three metres above the ground or within two metres of any building over which they pass. (2A) With the agreement of the main operator, another operator has the right, for the statutory purposes, to install and keep lines which— (a) pass over other land adjacent to, or in the vicinity of, the land on or over which the apparatus mentioned in sub-paragraph (1) is kept, (b) are connected to that apparatus, and (c) are not, at any point where they pass over the other land, less than three metres above the ground or within two metres of any building over which they pass. (3) Sub-paragraphs (2) and (2A) do not authorise the installation or keeping on or over any land of— (a) any electronic communications apparatus used to support, carry or suspend a line installed under either of those sub-paragraphs, or (b) any line which, as a result of its position, interferes with the carrying on of any business carried on on that land. (3A) The main operator has the right to upgrade, or carry out works to, the apparatus mentioned in sub-paragraph (1) for the purposes of, or in connection with— (a) the exercise by the main operator of the right conferred by sub-paragraph (2), or (b) the exercise by another operator of the right conferred by sub-paragraph (2A). (3B) With the agreement of the main operator, another operator has the right to upgrade, or carry out works to, the apparatus mentioned in sub-paragraph (1) for the purposes of, or in connection with, the exercise by the other operator of the right conferred by sub-paragraph (2A). (3C) Sub-paragraphs (3A) and (3B) do not authorise an operator to upgrade, or carry out works to, the apparatus mentioned in sub-paragraph (1) if the upgrade or works would— (a) have more than a minimal adverse impact on the appearance of the apparatus, (b) have more than a minimal adverse impact on the land on or over which the apparatus is kept, or (c) cause loss, damage or expense to any person with an interest in the land on or over which the apparatus is kept. (3D) An operator may not enter the land on or over which the apparatus mentioned in sub-paragraph (1) is kept for the purpose of exercising a right conferred by this paragraph without the agreement of the occupier of the land. (4) In this paragraph “business” includes a trade, profession or employment and includes any activity carried on by a body of persons (whether corporate or unincorporate). Duty to attach notices to overhead apparatus 75 (1) This paragraph applies where— (a) an operator has, for the purposes of the operator's network, installed any electronic communications apparatus, and (b) the whole or part of the apparatus is at a height of three metres or more above the ground. (2) The operator must, before the end of the period of three days beginning with the day after that on which the installation is completed, in a secure and durable manner attach a notice— (a) to every major item of apparatus installed, or (b) if no major item of apparatus is installed, to the nearest major item of electronic communications apparatus to which the apparatus that is installed is directly or indirectly connected. (3) A notice attached under sub-paragraph (2)— (a) must be attached in a position where it is reasonably legible, and (b) must give the name of the operator and an address in the United Kingdom at which any notice of objection may be given under paragraph 77(5) in respect of the apparatus in question. (4) Any person giving such a notice at that address in respect of that apparatus is to be treated as having given that address for the purposes of paragraph 91(2). (5) An operator who breaches the requirements of this paragraph is guilty of an offence and liable on summary conviction to a fine not exceeding level 2 on the standard scale. (6) In any proceedings for an offence under this paragraph it is a defence for the person charged to prove that the person took all reasonable steps and exercised all due diligence to avoid committing the offence. PART 12 Rights to object to certain apparatus Introductory 76 This Part of this code makes provision conferring rights to object to certain kinds of apparatus, and makes provision about— (a) the cases in which and persons by whom a right can be exercised, and (b) the power and procedures of the court if an objection is made. When and by whom can a right to object be exercised? 77 (1) A right to object under this Part of this code is available where, pursuant to the right in paragraph 62, an operator keeps electronic communications apparatus installed on, under or over tidal water or lands within the meaning of Part 9 of this code. (2) In that case a person has a right to object under this Part of this code if the person— (a) is an occupier of, or has an interest in, the tidal water or lands, (b) is not bound by a code right enabling the operator to keep the apparatus installed on, under or over the tidal water or lands, and (c) is not a person with the benefit of a Crown interest in the tidal water or lands. (3) A right to object under this Part of this code is available where an operator keeps a line installed over land pursuant to the right in paragraph 74(2) or (2A). (4) In that case a person has a right to object under this Part of this code if the person— (a) is an occupier of, or has an interest in, the land, and (b) is not bound by a code right enabling the operator to keep the apparatus installed over the land. (5) A right to object under this Part of this code is available where— (a) electronic communications apparatus is kept on or over land for the purposes of an operator's network, and (b) the whole or any part of that apparatus is at a height of three metres or more above the ground. (6) In that case a person has a right to object under this Part of this code if— (a) the person is an occupier of, or has an interest in, any neighbouring land, and (b) because of the nearness of the neighbouring land to the land on or over which the apparatus is kept— (i) the enjoyment of the neighbouring land is capable of being prejudiced by the apparatus, or (ii) any interest in that land is capable of being prejudiced by the apparatus. (7) There is no right to object under this Part of this code in respect of electronic communications apparatus if the apparatus— (a) replaces any electronic communications apparatus which is not substantially different from the new apparatus, and (b) is not in a significantly different position. How may a right to object be exercised? 78 (1) A person with a right to object under this Part (“the objector”) may exercise the right by giving a notice to the operator. (2) The right to object that the person has, and the procedure that applies to that right, depends on whether— (a) the notice is given before the end of the period of 12 months beginning with the date on which installation of the apparatus was completed (see paragraph 79), or (b) the notice is given after the end of that period (see paragraph 80). What is the procedure if the objection is made within 12 months of installation? 79 (1) This paragraph applies if the notice is given before the end of the period of 12 months beginning with the date on which installation of the apparatus was completed. (2) At any time after the end of the period of two months beginning with the date on which the notice is given, but before the end of the period of four months beginning with that date, the objector may apply to the court to have the objection upheld. (3) The court must uphold the objection if the following conditions are met. (4) The first condition is that the apparatus appears materially to prejudice the objector's enjoyment of, or interest in, the land by reference to which the objection is made. (5) The second condition is that the court is not satisfied that the only possible alterations of the apparatus will— (a) substantially increase the cost or diminish the quality of the service provided by the operator's network to persons who have, or may in future have, access to it, (b) involve the operator in substantial additional expenditure (disregarding any expenditure caused solely by the fact that any proposed alteration was not adopted originally or, as the case may be, that the apparatus has been unnecessarily installed), or (c) give to any person a case at least as good as the objector has to have an objection under this paragraph upheld. (6) If the court upholds an objection under this paragraph it may by order do any of the following— (a) direct the alteration of the apparatus to which the objection relates; (b) authorise the installation (instead of the apparatus to which the objection relates), in a manner and position specified in the order, of any apparatus specified in the order; (c) direct that no objection may be made under this paragraph in respect of any apparatus the installation of which is authorised by the court. (7) Where an objector has both given a notice under paragraph 78 and applied for compensation under any of the other provisions of this code— (a) the court may give such directions as it thinks fit for ensuring that no compensation is paid until any proceedings under this paragraph have been disposed of, and (b) if the court makes an order under this paragraph, it may provide in that order for some or all of the compensation otherwise payable under this code to the objector not to be so payable, or, if the case so requires, for some or all of any compensation paid under this code to the objector to be repaid to the operator. (8) For the purposes of sub-paragraph (5)(c), the court has the power on an application under this paragraph to give the objector directions for bringing the application to the notice of such other interested persons as it thinks fit. (9) This paragraph is subject to paragraph 81. What is the procedure if the objection is made later than 12 months after installation? 80 (1) This paragraph applies if the notice is given after the end of the period of 12 months beginning with the date on which installation of the apparatus was completed. (2) At any time after the end of the period of two months beginning with the date on which the notice is given, but before the end of the period of four months beginning with that date, the objector may apply to the court to have the objection upheld. (3) The court may uphold the objection only if it is satisfied that— (a) the alteration is necessary to enable the objector to carry out a proposed improvement of the land by reference to which the objection is made, and (b) the alteration will not substantially interfere with any service which is or is likely to be provided using the operator's network. (4) If the court upholds an objection under this paragraph it may by order direct the alteration of the apparatus to which the objection relates. (5) An order under this paragraph may provide for the alteration to be carried out with such modifications, on such terms and subject to such conditions as the court thinks fit. (6) But the court must not include any such modifications, terms or conditions in its order without the consent of the objector, and if such consent is not given may refuse to make an order under this paragraph. (7) An order made under this paragraph must, unless the court otherwise thinks fit, require the objector to reimburse the operator in respect of any expenses which the operator incurs in or in connection with the execution of any works in compliance with the order. (8) This paragraph is subject to paragraph 81. (9) In this paragraph “improvement” includes development and change of use. What limitations are there on the court's powers under paragraph 79 or 80? 81 (1) This paragraph applies where the court is considering making— (a) an order under paragraph 79 directing the alteration of any apparatus or authorising the installation of any apparatus, or (b) an order under paragraph 80 directing the alteration of any apparatus. (2) The court must not make the order unless it is satisfied— (a) that the operator has all such rights as it appears to the court appropriate that the operator should have for the purpose of making the alteration or, as the case may be, installing the apparatus, or (b) that— (i) the operator would have all those rights if the court, on an application under paragraph 20, imposed an agreement on the operator and another person, and (ii) it would be appropriate for the court, on such an application, to impose such an agreement. (3) For the purposes of avoiding the need for the agreement of any person to the alteration or installation of any apparatus, the court has the same powers as it would have if an application had been duly made under paragraph 20 for an order imposing such an agreement. (4) For the purposes of this paragraph, the court has the power on an application under paragraph 79 or 80 to give the objector directions for bringing the application to the notice of such other interested persons as it thinks fit. PART 13 Rights to lop trees Rights to lop trees 82 (1) This paragraph applies where— (a) a tree or other vegetation overhangs a street in England and Wales or Northern Ireland or a road in Scotland, and (b) the tree or vegetation— (i) obstructs, or will or may obstruct, relevant electronic communications apparatus, or (ii) interferes with, or will or may interfere with, such apparatus. (2) In sub-paragraph (1) “relevant electronic communications apparatus” means electronic communications apparatus which— (a) is installed, or about to be installed, on land, and (b) is used, or to be used, for the purposes of an operator's network. (3) The operator may, by notice to the occupier of the land on which the tree or vegetation is growing, require the tree to be lopped or the vegetation to be cut back to prevent the obstruction or interference. (4) If, within the period of 28 days beginning with the day on which the notice is given, the occupier gives the operator a counter-notice objecting to the lopping of the tree or cutting back of the vegetation, the notice has effect only if confirmed by an order of the court. (5) Sub-paragraph (6) applies if at any time a notice under sub-paragraph (3) has not been complied with and— (a) the period of 28 days beginning with the day on which the notice was given has expired without a counter-notice having been given, or (b) an order of the court confirming the notice has come into force. (6) The operator may cause the tree to be lopped or the vegetation to be cut back. (7) Where the operator lops a tree or cuts back vegetation in exercise of the power in sub-paragraph (6) the operator must do so in a husband-like manner and in such a way as to cause the minimum damage to the tree or vegetation. (8) Sub-paragraph (9) applies where— (a) a notice under sub-paragraph (3) is complied with (either without a counter-notice having been given or after the notice has been confirmed), or (b) the operator exercises the power in sub-paragraph (6). (9) The court must, on an application made by a person who has sustained loss or damage in consequence of the lopping of the tree or cutting back of the vegetation or who has incurred expenses in complying with the notice, order the operator to pay that person such compensation in respect of the loss or damage as it thinks fit. PART 14 Compensation under the code Introductory 83 This Part of this code makes provision about compensation under this code. Compensation where agreement imposed or apparatus removed 84 (1) This paragraph applies to the following powers of the court to order an operator to pay compensation to a person— (a) the power in paragraph 25(1) (compensation where order made imposing agreement on person); (aa) the power in paragraph 27H(2) (compensation where Part 4A order made); (b) the power in paragraph 44(5) (compensation in relation to removal of the apparatus from the land). (2) Depending on the circumstances, the power of the court to order the payment of compensation for loss or damage includes power to order payment for— (a) expenses (including reasonable legal and valuation expenses, subject to the provisions of any enactment about the powers of the court by whom the order for compensation is made to award costs or, in Scotland, expenses), (b) diminution in the value of the land, and (c) costs of reinstatement. (3) For the purposes of assessing such compensation for diminution in the value of land, the following provisions apply with any necessary modifications as they apply for the purposes of assessing compensation for the compulsory purchase of any interest in land— (a) in relation to England and Wales, rules (2) to (4) set out in section 5 of the Land Compensation Act 1961; (b) in relation to Scotland, rules (2) to (4) set out in section 12 of the Land Compensation (Scotland) Act 1963; (c) in relation to Northern Ireland, rules (2) to (4) set out in Article 6(1) of the Land Compensation (Northern Ireland) Order 1982 (SI 1982/712 (NI 9)). (4) In the application of this paragraph to England and Wales, section 10(1) to (3) of the Land Compensation Act 1973 (compensation in respect of mortgages, trusts of land and settled land) applies in relation to such compensation for diminution in the value of land as it applies in relation to compensation under Part 1 of that Act. (5) In the application of this paragraph to Scotland, section 10(1) and (2) of the Land Compensation (Scotland) Act 1973 (compensation in respect of restricted interests in land) applies in relation to such compensation for diminution in the value of land as it applies in relation to compensation under Part 1 of that Act. (6) In the application of this paragraph to Northern Ireland, Article 13(1) to (3) of the Land Acquisition and Compensation (Northern Ireland) Order 1973 (SI 1973/1896 (NI 21)) (compensation in respect of mortgages, trusts for sale and settlements) applies in relation to such compensation for diminution in the value of land as it applies in relation to compensation under Part II of that Order. (7) Where a person has a claim for compensation to which this paragraph applies and a claim for compensation under any other provision of this code in respect of the same loss, the compensation payable to that person must not exceed the amount of that person's loss. Compensation for injurious affection to neighbouring land etc 85 (1) This paragraph applies where a right conferred by or in accordance with any provision of Parts 2 to 9 of this code is exercised by an operator. (2) In the application of this paragraph to England and Wales, compensation is payable by the operator under section 10 of the Compulsory Purchase Act 1965 (compensation for injurious affection to neighbouring land) as if that section applied in relation to injury caused by the exercise of such a right as it applies in relation to injury caused by the execution of works on land that has been compulsorily acquired. (3) In the application of this paragraph to Scotland, compensation is payable by the operator under section 6 of the Railway Clauses Consolidation (Scotland) Act 1845 as if that section applied in relation to injury caused by the exercise of such a right as it applies in relation to injury caused by the execution of works on land that has been taken or used for the purpose of a railway. (4) Any question as to a person's entitlement to compensation by virtue of sub-paragraph (3), or as to the amount of that compensation, is, in default of agreement, to be determined by the Lands Tribunal for Scotland. (5) In the application of this paragraph to Northern Ireland, compensation is payable by the operator under Article 18 of the Land Compensation (Northern Ireland) Order 1982 (SI 1982/712 (NI 9)) as if that section applied in relation to injury caused by the exercise of such a right as it applies in relation to injury caused by the execution of works on land that has been compulsorily acquired. (6) Any question as to a person's entitlement to compensation by virtue of sub-paragraph (5), or as to the amount of that compensation, is, in default of agreement, to be determined by the Lands Tribunal for Northern Ireland. (7) Compensation is payable on a claim for compensation under this paragraph only if the amount of the compensation exceeds £50. (8) Compensation is payable to a person under this paragraph irrespective of whether the person claiming the compensation has any interest in the land in relation to which the right referred to in sub-paragraph (1) is exercised. (9) Compensation under this paragraph may include reasonable legal and valuation expenses, subject to the provisions of any enactment about the powers of the court or tribunal by whom an order for compensation is made to award costs or, in Scotland, expenses. No other compensation available 86 Except as provided by any provision of Parts 2 to 13 of this code or this Part, an operator is not liable to compensate any person for, and is not subject to any other liability in respect of, any loss or damage caused by the lawful exercise of any right conferred by or in accordance with any provision of those Parts. PART 15 Notices under the code Introductory 87 This Part makes provision— (a) about requirements for the form of notices given under this code by operators, (b) about requirements for the form of notices given under this code by persons other than operators, and (c) about procedures for giving notices. Notices given by operators 88 (1) A notice given under this code by an operator must— (a) explain the effect of the notice, (b) explain which provisions of this code are relevant to the notice, and (c) explain the steps that may be taken by the recipient in respect of the notice. (2) If OFCOM have prescribed the form of a notice which may or must be given by an operator under a provision of this code, a notice given by an operator under that provision must be in that form. (3) A notice which does not comply with this paragraph is not a valid notice for the purposes of this code. (4) Sub-paragraph (3) does not prevent the person to whom the notice is given from relying on the notice if the person chooses to do so. (5) In any proceedings under this code a certificate issued by OFCOM stating that a particular form of notice has been prescribed by them as mentioned in this paragraph is conclusive evidence of that fact. Notices given by others 89 (1) Sub-paragraph (2) applies to a notice given under paragraph 31(1), 33(1), 39(1) or 40(2) by a person other than an operator. (2) If OFCOM have prescribed the form of a notice given under the provision in question by a person other than an operator, the notice must be in that form. (3) A notice which does not comply with sub-paragraph (2) is not a valid notice for the purposes of this code. (4) Sub-paragraph (3) does not prevent the operator to whom the notice is given from relying on the notice if the operator chooses to do so. (5) Sub-paragraph (6) applies to a notice given under any other provision of this code by a person other than an operator if— (a) OFCOM have prescribed the form of a notice given under that provision by a person other than an operator, (b) the notice is given in response to a notice given by an operator, and (c) the operator has, in giving the notice, drawn the person's attention to the form prescribed by OFCOM. (6) The notice is a valid notice for the purposes of this code, but the person giving the notice must bear any costs incurred by the operator as a result of the notice not being in that form. (7) In any proceedings under this code a certificate issued by OFCOM stating that a particular form of notice has been prescribed by them as mentioned in this paragraph is conclusive evidence of that fact. Prescription of notices by OFCOM 90 (1) OFCOM must prescribe the form of a notice to be given under each provision of this code that requires a notice to be given. (2) OFCOM may from time to time amend or replace a form prescribed under sub-paragraph (1). (3) Before prescribing a form for the purposes of this code, OFCOM must consult operators and such other persons as OFCOM think appropriate. (4) Sub-paragraph (3) does not apply to the amendment or replacement of a form prescribed under sub-paragraph (1). Procedures for giving notice 91 (1) A notice given under this code must not be sent by post unless it is sent by a registered post service or by recorded delivery. (2) For the purposes, in the case of a notice under this code, of section 394 of this Act (service of notifications and other documents) and section 7 of the Interpretation Act 1978 (references to service by post), the proper address of a person (“P”) is— (a) if P has given the person giving the notice an address for service under this code, that address, and (b) otherwise, the address given by section 394. (3) Sub-paragraph (4) applies if it is not practicable, for the purposes of giving a notice under this code, to find out after reasonable enquiries the name and address of a person who is the occupier of land for the purposes of this code. (4) A notice may be given under this code to the occupier — (a) by addressing it to a person by the description of “occupier” of the land (and describing the land), and (b) by delivering it to a person who is on the land or, if there is no person on the land to whom it can be delivered, by affixing it, or a copy of it, to a conspicuous object on the land. (5) Sub-paragraph (6) applies if it is not practicable, for the purposes of giving a notice under this code, to find out after reasonable enquiries the name and address of the owner of an interest in land. (6) A notice may be given under this code to the owner— (a) by addressing it to a person by the description of “owner” of the interest (and describing the interest and the land), and (b) by delivering it to a person who is on the land or, if there is no person on the land to whom it can be delivered, by affixing it, or a copy of it, to a conspicuous object on the land. PART 16 Enforcement and dispute resolution Introductory 92 This Part of this code makes provision about— (a) the court or tribunal by which agreements and rights under this code may be enforced, (b) the meaning of references to “the court” in this code, and (c) the power of the Secretary of State by regulations to confer jurisdiction under this code on other tribunals. Enforcement of agreements and rights 93 An agreement under this code, and any right conferred by this code, may be enforced— (a) in the case of an agreement imposed by a court or tribunal, by the court or tribunal which imposed the agreement, (b) in the case of any agreement or right, by any court or tribunal which for the time being has the power to impose an agreement under this code, or (c) in the case of any agreement or right, by any court of competent jurisdiction. Meaning of “the court” 94 (1) In this code “the court” means— (a) in relation to England and Wales, the county court, (b) in relation to Scotland, the sheriff court, and (c) in relation to Northern Ireland, a county court. (2) Sub-paragraph (1) is subject to provision made by regulations under paragraph 95. Power to confer jurisdiction on other tribunals 95 (1) The Secretary of State may by regulations provide for a function conferred by this code on the court to be exercisable by any of the following— (a) in relation to England, the First-tier Tribunal; (aa) in relation to Wales, the First-tier Tribunal, but only in connection with proceedings under Part 4A; (b) in relation to England and Wales, the Upper Tribunal; (c) in relation to Scotland, the Lands Tribunal for Scotland; (d) in relation to Northern Ireland, the Lands Tribunal for Northern Ireland. (2) Regulations under sub-paragraph (1) may make provision for the function to be exercisable by a tribunal to which the regulations apply— (a) instead of by the court, or (b) as well as by the court. (3) The Secretary of State may by regulations make provision— (a) requiring proceedings to which regulations under sub-paragraph (1) apply to be commenced in the court or in a tribunal to which the regulations apply; (b) enabling the court or such a tribunal to transfer such proceedings to a tribunal which has jurisdiction in relation to them by virtue of such regulations or to the court. (4) The power in section 402(3)(c) for regulations under sub-paragraph (1) or (3) to make consequential provision includes power to make provision which amends, repeals or revokes or otherwise modifies the application of any enactment. (5) Before making regulations under sub-paragraph (1) or (3) the Secretary of State must— (a) so far as the regulations relate to Scotland, consult the Scottish Ministers; (b) so far as the regulations relate to Northern Ireland, consult the Department of Justice in Northern Ireland. Award of costs by tribunal 96 (1) Where in any proceedings a tribunal exercises functions by virtue of regulations under paragraph 95(1), it may make such order as it thinks fit as to costs, or, in Scotland, expenses. (2) The matters a tribunal must have regard to in making such an order include in particular— (a) the extent to which any party is successful in the proceedings , and (b) any unreasonable refusal by a party to engage in alternative dispute resolution. Applications to the court 97 Regulation 3 of the Electronic Communications and Wireless Telegraphy Regulations 2011 (SI 2011/1210) makes provision about the time within which certain applications to the court under this code must be determined. Appeals in Northern Ireland 98 Article 60 of the County Courts (Northern Ireland) Order 1980 (ordinary appeals from the county court in civil cases) is to apply in relation to any determination of the court in Northern Ireland under this code in the same manner as it applies in relation to any decree of the court made in the exercise of the jurisdiction conferred by Part 3 of that Order. PART 17 Supplementary provisions Relationship between this code and existing law 99 (1) This code does not authorise the contravention of any provision of an enactment passed or made before the coming into force of this code. (2) Sub-paragraph (1) does not apply if and to the extent that an enactment makes provision to the contrary. Relationship between this code and agreements with operators 100 (1) This code does not affect any rights or liabilities arising under an agreement to which an operator is a party. (2) Sub-paragraph (1) does not apply in relation to paragraph 99 or Parts 3 to 6 of this code. Ownership of property 101 The ownership of property does not change merely because the property is installed on or under, or affixed to, any land by any person in exercise of a right conferred by or in accordance with this code. Conduits 102 (1) This code does not authorise an operator to do anything inside a relevant conduit without the agreement of the authority with control of the conduit. (2) The agreement of the authority with control of a public sewer is sufficient in all cases to authorise an operator to exercise any of the rights under this code in order to do anything wholly inside that sewer. (3) In this paragraph the following expressions have the same meanings as in section 98 of the Telecommunications Act 1984— (a) “public sewer” and “relevant conduit”; (b) references to the authority with control of a relevant conduit. Duties for OFCOM to prepare codes of practice 103 (1) OFCOM must prepare and publish a code of practice dealing with— (a) the provision of information for the purposes of this code by operators to persons who occupy or have an interest in land; (b) the conduct of negotiations for the purposes of this code between operators and such persons; (c) the conduct of operators in relation to persons who occupy or have an interest in land adjoining land on, under or over which electronic communications apparatus is installed; (d) such other matters relating to the operation of this code as OFCOM think appropriate. (2) OFCOM must prepare and publish standard terms which may (but need not) be used in agreements under this code. (3) OFCOM may from time to time— (a) amend or replace a code of practice or standard terms published under this paragraph; (b) publish the code or terms as amended or (as the case may be) the replacement code or terms. (4) Before publishing a code of practice or standard terms under this paragraph, OFCOM must consult operators and such other persons as OFCOM think appropriate. (5) Sub-paragraph (4) does not apply to— (a) the publication of amendments to a code of practice or standard terms, or (b) the publication of a replacement code or replacement terms. Application of this code to the Crown 104 (1) This code applies in relation to land in which there subsists, or at any material time subsisted, a Crown interest as it applies in relation to land in which no such interest subsists. (2) In this code “Crown interest” means— (a) an interest which belongs to Her Majesty in right of the Crown, (b) an interest which belongs to Her Majesty in right of the Duchy of Lancaster, (c) an interest which belongs to the Duchy of Cornwall, (d) an interest which belongs to a government department or which is held in trust for Her Majesty for the purposes of a government department, or (e) an interest which belongs to an office-holder in the Scottish Administration or which is held in trust for Her Majesty for the purposes of the Scottish Administration by such an office-holder. (3) This includes, in particular— (a) an interest which belongs to Her Majesty in right of Her Majesty's Government in Northern Ireland, and (b) an interest which belongs to a Northern Ireland department or which is held in trust for Her Majesty for the purposes of a Northern Ireland department. (4) Where an agreement is required by this code to be given in respect of any Crown interest subsisting in any land, the agreement must be given by the appropriate authority. (5) Where a notice under this code is required to be given in relation to land in which a Crown interest subsists, the notice must be given by or to the appropriate authority (as the case may require). (6) In this paragraph “the appropriate authority” means— (a) in the case of land belonging to Her Majesty in right of the Crown, the Crown Estate Commissioners or the relevant person or, as the case may be, the government department or office-holder in the Scottish Administration having the management of the land in question; (b) in the case of land belonging to Her Majesty in right of the Duchy of Lancaster, the Chancellor of the Duchy of Lancaster; (c) in the case of land belonging to the Duchy of Cornwall, such person as the Duke of Cornwall, or the possessor for the time being of the Duchy of Cornwall, appoints; (d) in the case of land belonging to an office-holder in the Scottish Administration or held in trust for Her Majesty by such an office-holder for the purposes of the Scottish Administration, the office-holder; (e) in the case of land belonging to Her Majesty in right of Her Majesty's Government in Northern Ireland, the Northern Ireland department having the management of the land in question; (f) in the case of land belonging to a government department or a Northern Ireland department or held in trust for Her Majesty for the purposes of a government department or a Northern Ireland department, that department. (7) In sub-paragraph (6)(a) “relevant person”, in relation to land to which section 90B(5) of the Scotland Act 1998 applies, means the person having the management of that land. (8) Any question as to the authority that is the appropriate authority in relation to any land is to be referred to the Treasury, whose decision is final. (9) Paragraphs 55 (offence in relation to transport land rights) and 75(5) (offence in relation to notices on overhead apparatus) do not apply where this code applies in the case of the Secretary of State or a Northern Ireland department by virtue of section 106(3)(b). (10) References in this paragraph to an office-holder in the Scottish Administration are to be construed in accordance with section 126(7) of the Scotland Act 1998. Meaning of “occupier” 105 (1) References in this code to an occupier of land are to the occupier of the land for the time being. (2) References in this code to an occupier of land, in relation to a footpath or bridleway that crosses and forms part of agricultural land, are to the occupier of that agricultural land. (3) Sub-paragraph (4) applies in relation to land which is— (a) a street in England and Wales or Northern Ireland, other than a footpath or bridleway within sub-paragraph (2), or (b) a road in Scotland, other than such a footpath or bridleway. (4) References in this code to an occupier of land— (a) in relation to such a street in England and Wales, are to the street managers within the meaning of Part 3 of the New Roads and Street Works Act 1991, (b) in relation to such a street in Northern Ireland, are to the street managers within the meaning of the Street Works (Northern Ireland) Order 1995 (SI 1995/3210 (NI 19)), and (c) in relation to such a road in Scotland, are to the road managers within the meaning of Part 4 of the New Roads and Street Works Act 1991. (5) Sub-paragraph (6) applies in relation to land which— (a) is unoccupied, and (b) is not a street in England and Wales or Northern Ireland or a road in Scotland. (6) References in this code to an occupier of land, in relation to land within sub-paragraph (5), are to— (a) the person (if any) who for the time being exercises powers of management or control over the land, or (b) if there is no person within paragraph (a), to every person whose interest in the land would be prejudicially affected by the exercise of a code right in relation to the land. (7) In this paragraph— (a) “agricultural land” includes land which is being brought into use for agriculture, and (b) references in relation to England and Wales to a footpath or bridleway include a restricted byway. Lands Tribunal for Scotland procedure rules 106 The power to make rules under section 3(6) of the Lands Tribunal Act 1949 (Lands Tribunal for Scotland procedure rules) for the purposes of this code or regulations made under it is exercisable by the Scottish Ministers instead of by the Secretary of State (and any reference there to the approval of the Treasury does not apply). Arbitrations in Scotland 107 Until the Arbitration (Scotland) Act 2010 is in force in relation to any arbitrations carried out under or by virtue of this code, that Act applies as if it were in force in relation to those arbitrations. General interpretation 108 (1) In this code— “agriculture” and “agricultural”— in relation to England and Wales, have the same meanings as in the Highways Act 1980, in relation to Scotland, have the same meanings as in the Town and Country Planning (Scotland) Act 1997, and in relation to Northern Ireland, have the same meanings as in the Agriculture Act (Northern Ireland) 1949; “bridleway” and “footpath”— in relation to England and Wales, have the same meanings as in the Highways Act 1980, in relation to Scotland, have the same meanings as Part 3 of the Countryside (Scotland) Act 1967, and in relation to Northern Ireland, mean a way over which the public have, by virtue of the Access to the Countryside (Northern Ireland) Order 1983 (SI 1983/1895 (NI 18)), a right of way (respectively) on horseback and on foot; “code agreement” has the meaning given by paragraph 29(5); “Crown interest” has the meaning given by paragraph 104(2) and (3); “enactment” includes— an enactment comprised in subordinate legislation within the meaning of the Interpretation Act 1978, an enactment comprised in, or in an instrument made under, a Measure or Act of the National Assembly for Wales, an enactment comprised in, or in an instrument made under, an Act of the Scottish Parliament, and an enactment comprised in, or in an instrument made under, Northern Ireland legislation; “land” does not include electronic communications apparatus; “landowner” has the meaning given by paragraph 37(1); “lease” includes— in relation to England and Wales and Northern Ireland, any leasehold tenancy (whether in the nature of a head lease, sub-lease or underlease) and any agreement to grant such a tenancy but not a mortgage by demise or sub-demise, and in relation to Scotland, any sub-lease and any agreement to grant a sub-lease, and “lessee” is to be construed accordingly; “lease”— in relation to England and Wales and Northern Ireland, includes— any head lease, sub-lease or underlease, any tenancy (including a sub-tenancy), and any agreement to grant any such lease or tenancy, but does not include a mortgage by demise or sub-demise; in relation to Scotland, includes any sub-lease and any agreement to grant a sub-lease, and “leased premises” and “lessee” are to be read accordingly; “Part 4A code right” has the meaning given by paragraph 27E(3); “relevant person” has the meaning given by paragraph 20(1); “restricted byway” has the same meaning as in Part 2 of the Countryside and Rights of Way Act 2000; “road”— in relation to Scotland, has the same meaning as in Part 4 of the New Roads and Street Works Act 1991; in relation to Northern Ireland, has the same meaning as in the Roads (Northern Ireland) Order 1993 (SI 1993/3160 (NI 15)); “site provider” has the meaning given by paragraph 30(1); “street”— in relation to England and Wales, has the same meaning as in Part 3 of the New Roads and Street Works Act 1991, and in relation to Northern Ireland, has the same meaning as in the Street Works (Northern Ireland) Order 1995 (SI 1995/3210 (NI 19)). (2) In this code, references to the alteration of any apparatus include references to the moving, removal or replacement of the apparatus.

Propose a change

SCHEDULE 4 Compulsory purchase and entry for exploratory purposes

Section 118 Interpretation 1 In this Schedule— “code operator” means a provider of an electronic communications network in whose case the electronic communications code is applied by a direction under section 106; and “the operator’s network”, in relation to a code operator, means so much of the electronic communications network provided by the operator as is not excluded from the application of the electronic communications code under section 106(5). General duties with respect to powers under Schedule 2 In exercising his powers under this Schedule it shall be the duty of the Secretary of State to have regard, in particular, to each of the following— (a) the duties imposed on OFCOM by sections 3 and 4; (b) the need to protect the environment and, in particular, to conserve the natural beauty and amenity of the countryside; (c) the need to ensure that highways are not damaged or obstructed, and traffic not interfered with, to any greater extent than is reasonably necessary; (d) the need to encourage the sharing of the use of electronic communications apparatus. Compulsory purchase of land: England and Wales 3 (1) Subject to sub-paragraph (2), the Secretary of State may authorise a code operator to purchase compulsorily any land in England and Wales which is required by the operator— (a) for, or in connection with, the establishment or running of the operator’s network; or (b) as to which it can reasonably be foreseen that it will be so required. (2) No order is to be made authorising a compulsory purchase under this paragraph by a code operator except with OFCOM’s consent. (3) This power to purchase land compulsorily includes power to acquire an easement or other right over land by the creation of a new right. (4) The Acquisition of Land Act 1981 (c. 67) is to apply to any compulsory purchase under this paragraph as if the code operator were a local authority within the meaning of that Act. (5) The provisions of the Town and Country Planning Act 1990 (c. 8) specified in sub-paragraph (6) have effect in relation to land acquired compulsorily by a code operator under this paragraph as they have effect in relation to land acquired compulsorily by statutory undertakers. (6) Those provisions are— (a) sections 238 to 240 (use and development of consecrated land and burial ground); (b) section 241 (use and development of land for open spaces); and (c) sections 271 to 274(extinguishment of rights of way, and rights as to apparatus, of statutory undertakers). (7) Where a code operator has acquired land under this paragraph, he must not dispose of that land, or of an interest or right in or over it, except with OFCOM’s consent. Compulsory purchase of land: Scotland 4 (1) Subject to sub-paragraph (2), the Secretary of State may authorise a code operator to purchase compulsorily any land in Scotland which is required by the operator— (a) for, or in connection with, the establishment or running of the operator’s network; or (b) as to which it can reasonably be foreseen that it will be so required. (2) No order is to be made authorising a compulsory purchase under this paragraph except with OFCOM’s consent. (3) This power to purchase land compulsorily includes power to acquire a servitude or other right over land by the creation of a new right. (4) The Acquisition of Land (Authorisation Procedure) (Scotland) Act 1947 (c. 42) applies to any compulsory purchase under this paragraph as if— (a) the code operator were a local authority within the meaning of that Act; and (b) this paragraph had been in force immediately before the commencement of that Act. (5) The provisions of the Town and Country Planning (Scotland) Act 1997 (c. 8) specified in sub-paragraph (6) have effect in relation to land acquired compulsorily by a code operator under this paragraph as they have effect in relation to land acquired compulsorily by statutory undertakers. (6) Those provisions are— (a) section 197 (provisions as to churches and burial grounds); (b) section 198 (use and development of land for open spaces); and (c) sections 224 to 227 (extinguishment of rights of way, and rights as to apparatus, of statutory undertakers). (7) Where a code operator has acquired land under this paragraph, he must not dispose of that land, or of any interest or right in or over it, except with OFCOM’s consent. Compulsory purchase of land: Northern Ireland 5 (1) Where a code operator proposes to acquire, otherwise than by agreement, any land in Northern Ireland required by him— (a) for, or in connection with, the establishment or running of the operator’s network, or (b) as to which it can reasonably be foreseen that it will be so required, he may, with OFCOM’s consent, apply to the Secretary of State for an order vesting that land in him. (2) On such an application the Secretary of State is to have power to make such an order. (3) This power to acquire land compulsorily includes power to acquire an easement or other right over land by the creation of a new right. (4) Where a code operator has acquired land under this paragraph, he must not dispose of that land, or of any interest or right in or over it, except with OFCOM’s consent. (5) The following provisions— (a) Schedule 6 to the Local Government Act (Northern Ireland) 1972 (c. 9 (N.I.)) (acquisition of land by vesting order), and (b) Schedule 8 to the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I. 14)) (provisions as to inquiries), have effect for the purposes of the acquisition of land by means of a vesting order under this paragraph as they have effect for the purposes of that Act and that Order but subject to the modifications set out in sub-paragraph (6). (6) Those modifications are— (a) for any reference to the Department substitute a reference to the Secretary of State; (b) for any reference to the Act or Order in question substitute a reference to this Act; (c) for any reference in Schedule 6 to the Local Government Act (Northern Ireland) 1972 to a council substitute a reference to the code operator; (d) in paragraph 6(2) of that Schedule, for the words from “the fund” onwards substitute “ funds of the code operator (in this Schedule referred to as “the compensation fund”) and shall be discharged by payments made by the code operator ”; and (e) in paragraph 12(2) of that Schedule for “the clerk of the council” substitute “ such person as may be designated for the purposes of this Schedule by the code operator ”. (7) The enactments for the time being in force relating to the assessment of compensation in respect of land vested in a district council by an order made under Schedule 6 to the Local Government Act (Northern Ireland) 1972 are to apply, subject to any necessary modifications, in relation to land vested in a code operator by an order made under this paragraph. (8) In this paragraph, “land” has the meaning assigned to it by section 45(1)(a) of the Interpretation Act (Northern Ireland) 1954 (c. 33 (N.I.)). Entry on land for exploratory purposes: England and Wales 6 (1) A person— (a) nominated by a code operator, and (b) duly authorised in writing by the Secretary of State, may, at any reasonable time, enter upon and survey land in England and Wales for the purpose of ascertaining whether the land would be suitable for use by the code operator for, or in connection with, the establishment or running of the operator’s network. (2) This paragraph does not apply in relation to land covered by buildings or used as a garden or pleasure ground. (3) Sections 324(8) and 325(1) to (5), (8) and (9) of the Town and Country Planning Act 1990 (c. 8) (supplementary provisions relating to powers of entry) have effect in relation to the power conferred by this paragraph— (a) as they have effect in relation to the powers conferred by section 324 of that Act; but (b) subject to the modifications set out in sub-paragraph (4). (4) Those modifications are— (a) in section 324(8) (power to search and bore for the purpose of ascertaining the nature of the subsoil or the presence of minerals) omit “or the presence of minerals therein”; and (b) in section 325(1) (24 hours' notice to be given of an intended entry upon occupied land) for “24 hours” substitute “ 28 days ”. (5) Where, in an exercise of the power conferred by this paragraph, any damage is caused to land or to chattels, the code operator must— (a) make good the damage; or (b) pay compensation in respect of the damage to every person interested in the land or chattels. (6) Where, in consequence of an exercise of the power conferred by this paragraph, a person is disturbed in his enjoyment of land or chattels, the code operator must pay that person compensation in respect of the disturbance. (7) Section 118 of the Town and Country Planning Act 1990 (c. 8) (determination of disputes as to compensation) applies to any question of disputed compensation under this paragraph as it applies to such questions under Part 4 of that Act. Entry on land for exploratory purposes: Scotland 7 (1) A person— (a) nominated by a code operator, and (b) duly authorised in writing by the Secretary of State, may, at any reasonable time, enter upon and survey any land in Scotland for the purpose of ascertaining whether the land would be suitable for use by the code operator for, or in connection with, the establishment or running of the operator’s network. (2) This paragraph does not apply in relation to land covered by buildings or used as a garden or pleasure ground. (3) Sections 269(6) and 270(1) to (5), (8) and (9) of the Town and Country Planning (Scotland) Act 1997 (c. 8) (supplementary provisions relating to powers of entry) have effect in relation to the power conferred by this paragraph— (a) as they have effect in relation to the powers conferred by section 269 of that Act; but (b) subject to the modifications set out in sub-paragraph (4). (4) Those modifications are— (a) in section 269(6) (power to search and bore for the purpose of ascertaining the nature of the subsoil or the presence of minerals), omit “or the presence of minerals therein”; and (b) in section 270(1) (24 hours' notice to be given of an intended entry upon occupied land) for “24 hours” substitute “ 28 days ”. (5) Where, in an exercise of the power conferred by this paragraph, damage is caused to land or to corporeal moveables, the code operator must— (a) make good the damage; or (b) pay compensation in respect of the damage to every person interested in the land or corporeal moveables. (6) Where, in consequence of an exercise of the power conferred by this paragraph, a person is disturbed in his enjoyment of any land or corporeal moveables, the code operator must pay that person compensation in respect of the disturbance. (7) A dispute arising under this paragraph— (a) as to the effect of damage, or (b) as to the amount of compensation, must be determined by arbitration by a single arbiter appointed by agreement between the parties or, in default of an agreement, by the Secretary of State. Entry on land for exploratory purposes: Northern Ireland 8 (1) A person— (a) nominated by a code operator, and (b) duly authorised in writing by the Secretary of State, may, at any reasonable time, enter upon and survey any land in Northern Ireland for the purpose of ascertaining whether the land would be suitable for use by the code operator for, or in connection with, the establishment or running of the operator’s network. (2) This paragraph does not apply in relation to land covered by buildings or used as a garden or pleasure ground. (3) Subsections (2) to (5) and (8) of section 40 of the Land Development Values (Compensation) Act (Northern Ireland) 1965 (c. 23 (N.I.)) (supplementary provisions relating to powers of entry) have effect in relation to the power of entry conferred by this paragraph— (a) as they have effect in relation to the power conferred by that section; but (b) subject to the modifications set out in sub-paragraph (4). (4) Those modifications are— (a) in section 40(2) (power to search and bore for the purpose of ascertaining the nature of the subsoil or the presence of minerals) omit “or the presence of minerals therein”; and (b) in section 40(3)(b) (three days' notice to be given of an intended entry upon occupied land) for the word “three” substitute “ twenty eight ”. (5) Where, in an exercise of the power conferred by this paragraph, damage is caused to land or to chattels, the code operator must— (a) make good the damage; or (b) pay compensation in respect of the damage to every person interested in the land or chattels. (6) Where, in consequence of an exercise of the power conferred by this paragraph, a person is disturbed in his enjoyment of any land or chattels, the code operator must pay that person compensation in respect of the disturbance. (7) Section 31 of the Land Development Values (Compensation) Act (Northern Ireland) 1965 (determination of disputes as to compensation) applies to any question of disputed compensation under this paragraph as it applies to such questions under Part 3 of that Act. Acquisition of land by agreement 9 (1) For the purpose of the acquisition by agreement by a code operator of land in England and Wales, the provisions of Part 1 of the Compulsory Purchase Act 1965 (c. 56) (so far as applicable), other than sections 4 to 8 (time limits, notices to treat etc.) and section 31 (ecclesiastical property), apply as they apply for the purposes of that Act. (2) For the purpose of the acquisition by agreement by a code operator of land in Scotland, section 109(2) of the Town and Country Planning (Scotland) Act 1972 (c. 52) (incorporation of Lands Clauses Acts) applies, with any necessary modifications, for the purposes of this Act as it applies for the purposes of that Act. (3) For the purpose of the acquisition by agreement by a code operator of land in Northern Ireland, the Lands Clauses Acts, except for sections 127 to 132 (sale of superfluous land) and sections 150 and 151 (access to the special Act) of the Lands Clauses Consolidation Act 1845 (c. 18), apply as they apply for the purposes of those Acts.

Propose a change

SCHEDULE 8 Decisions not subject to appeal

Section 192 Prosecutions and civil proceedings 1 A decision to institute, bring or carry on any criminal or civil proceedings. 2 A decision (other than one under section 119) to take preliminary steps for the purpose of enabling any such proceedings to be instituted. This Act 3 A decision relating to the making or revision of a statement under section 38. 4 A decision required to be published in a notification under section 44(4). 5 A decision given effect to by an order under section 55. 6 A decision given effect to by regulations under section 66. 7 A decision given effect to by regulations under section 71 or under section 71(4) to (7) as applied by section 72H(4). 7A A decision to include a statement under section 105P(1)(b) in an assessment notice under section 105O. 7B A decision relating to the making or revision of a statement under section 105Y. 7C A decision relating to the making of a report under section 105Z. 7D A decision to impose a duty under section 105Z14. 8 A decision required to be published in a notification under section 108(4). 9 A decision given effect to by an order under section 122. 9A A decision relating to any of sections 124A to 124N or to anything done under them. 10 A decision relating to the making or revision of a statement under section 131. 11 A decision given effect to by an order under section 134(6). 11A A decision to require information under section 135, so far as the information is required for the purpose of preparing a report under section 105Z12. 12 A decision relating to the making or revision of a statement under section 145. Wireless Telegraphy Act 1949 Wireless Telegraphy Act 1998 Wireless Telegraphy Act 2006 37 A decision relating to the publication of the United Kingdom Plan for Frequency Authorisation. 38 A decision in exercise of the functions conferred on OFCOM by section 1 as to— (a) the services, records and advice to be provided, maintained or given by them; (b) the research to be carried out or the arrangements made for carrying it out; or (c) the making or terms of any grant. 39 A decision under section 4 or 7. 40 A decision given effect to— (a) by regulations under section 8(3), 12, 14, 18, 21, 23, 27, 30, 45 , 53A(7), 53D or 54 or paragraph 1 of Schedule 1 or paragraph 1 of Schedule 2; (b) by an order under section 29 or 62. 41 A decision relating to the recovery of a sum payable to OFCOM under section 15 , 24 or 53D(6) . 42 A decision given effect to by regulations under section 31 and any decision under any such regulations. 43 A decision relating to the making or revision of a statement under— (a) section 34, ... (b) section 44, or (c) section 53H. 44 A decision to impose a penalty under section 42(1) for a relevant multiplex contravention. 45 A decision for the purposes of section 59. 46 A decision relating to an authority under section 62(5).

Propose a change

SCHEDULE 9 Arrangements about carrying on of C4C’s activities

Section 199 Notification of requirement to submit proposals 1 (1) It shall be the duty of OFCOM to give a notification under this paragraph to C4C— (a) as soon as practicable after the commencement of this Schedule, (aa) as soon as practicable after the day on which section 198A comes into force, (ab) as soon as practicable after the day on which section 3 of the Media Act 2024 comes into force, and (b) as soon as practicable in the last twelve months preceding each date on which the replacement licence granted in accordance with section 231 would expire if not renewed. (2) A notification under this paragraph is one requiring C4C to submit proposals to OFCOM in accordance with this Schedule for the relevant licence period. (3) A notification under this paragraph must specify the period within which C4C must submit their proposals. (4) The period specified under sub-paragraph (3) must be a period ending not less than three months after the day of the giving of the notification. Submission of proposed arrangements 2 (1) This paragraph applies where C4C have received a notification under paragraph 1. (2) C4C must, within the period set out in the notification, submit proposals to OFCOM for the arrangements under which they are proposing to secure, so far as reasonably practicable, that all significant risks that their other activities will have an adverse effect on the carrying out, during the relevant licence period, of their primary functions are— (a) identified; (b) evaluated; and (c) properly managed. (3) The proposals must include proposals for the arrangements that C4C consider appropriate for securing the transparency objectives during the relevant licence period. (4) For the purposes of this Schedule the transparency objectives are— (a) an appropriate financial and organisational separation between the activities of C4C that relate to the carrying out of their primary functions and their other activities; and (b) an appropriate degree of transparency in financial and other reporting where resources are shared between separated activities or where there is some other financial or practical connection between otherwise separated activities. (5) The matters to which the proposals submitted under this paragraph may relate include, in particular, the procedures and other practices to be followed by C4C in the case of— (a) the initiation and management of new ventures; (b) the exercise of particular powers; (c) the assessment of risks; (d) the imposition of charges; and (e) the keeping of records. (6) The determination of what is appropriate for the purposes of sub-paragraphs (3) and (4) is not to be confined to a determination of what is appropriate for securing the matters mentioned in sub-paragraph (2). (7) The arrangements proposed by C4C must contain provision for compliance with the arrangements to be checked regularly by a person appointed in accordance with that provision. (8) That person must be a person other than the person for the time being holding an appointment for the purposes of paragraph 12(2) of Schedule 3 to the 1990 Act (C4C’s auditor). Consideration and approval of proposals 3 (1) OFCOM must consider every proposal or revised proposal submitted to them by C4C under paragraph 2 or this paragraph and may do one of the following— (a) approve the proposed arrangements; (b) approve them with such modifications as they may notify to C4C; (c) require C4C to submit revised proposals in accordance with directions given by OFCOM. (2) Before— (a) making modifications of proposed arrangements for the purpose of approving them, or (b) requiring the submission of revised proposals, OFCOM must consult C4C. Duration of approval and modification of arrangements 4 (1) Arrangements approved under this Schedule are to remain in force (subject to the following provisions of this paragraph) throughout the licence period to which they relate. (2) The arrangements for the time being approved under this Schedule for any licence period may be modified, by agreement between OFCOM and C4C, at any time during the licence period for which they apply. (3) OFCOM may carry out a review of the arrangements for the time being approved under this Schedule. (4) The reviews that may be carried out under this paragraph in any one licence period are confined to either— (a) one review relating to all the arrangements; or (b) two reviews carried out at separate times as follows— (i) one (whether the first or second) relating to the arrangements for securing the transparency objectives; and (ii) the other relating to other matters. (5) On a review under this paragraph, OFCOM may require C4C to submit proposals for modifying the arrangements for the time being approved under this Schedule so far as they relate to the matters under review. (6) Paragraph 3 applies where proposals are submitted to OFCOM under sub-paragraph (5) as it applies where they are submitted under paragraph 2. Publication of approved arrangements 5 (1) OFCOM must publish all arrangements approved by them under this Schedule. (2) The publication of anything under this paragraph must be in such manner as OFCOM consider appropriate for bringing it to the attention of members of the public. Duty of C4C to act in accordance with the approved arrangements 6 It shall be the duty of C4C to act in accordance with the arrangements for the time being in force under this Schedule. nforcement of duties 7 (1) This paragraph applies to— (a) every duty of C4C under this Schedule to submit proposals to OFCOM; and (b) the duty imposed on C4C by paragraph 6. (2) Each of those duties shall be enforceable in civil proceedings by OFCOM— (a) for an injunction; (b) for specific performance of a statutory duty under section 45 of the Court of Session Act 1988 (c. 36); or (c) for any other appropriate remedy or relief. Penalty for contravention of the arrangements 8 (1) OFCOM may impose a penalty on C4C if C4C have contravened— (a) a requirement of this Schedule to submit proposals to OFCOM; (b) a requirement of arrangements for the time being approved under this Schedule. (2) The amount of the penalty must not exceed 3 per cent. of C4C’s qualifying revenue for their last complete accounting period before the contravention. (3) Before imposing a penalty on C4C under this paragraph OFCOM must give C4C a reasonable opportunity of making representations to OFCOM about their proposal to impose the penalty. (4) Where OFCOM impose a penalty on C4C under this paragraph, they shall— (a) notify C4C; and (b) in that notification, fix a reasonable period after it is given as the period within which the penalty is to be paid. (5) In the case of a continuing contravention— (a) separate penalties may be imposed in respect of different periods during which the contravention continues; (b) the notification of the penalty must specify the period in respect of which the penalty is imposed; and (c) the reference in sub-paragraph (2) to the last complete accounting period before the contravention is a reference to the last complete accounting period before the end of the period in respect of which the penalty is imposed. (6) A penalty imposed under this paragraph must be paid to OFCOM within the period fixed by them. (7) Section 18A of the 1990 Act, with any necessary modifications, has effect in relation to C4C for the purposes of this paragraph as it has effect in relation to the holder of a Channel 3 licence for the purposes of Part 1 of the 1990 Act; and Part 1 of Schedule 7 to the 1990 Act has effect as if C4C’s qualifying revenue for an accounting period were being ascertained for the purposes of a provision of Part 1 of the 1990 Act. OFCOM’s duty to take account of need to support C4C’s primary functions 9 In exercising their powers under this Schedule OFCOM must have regard, in particular, to the need to secure, so far as practicable, that all significant risks that C4C’s other activities will have an adverse effect on the carrying out of their primary functions are— (a) identified; (b) evaluated; and (c) properly managed. Interpretation of Schedule 10 In this Schedule— “arrangements” means arrangements about the procedures and other practices to be followed by C4C and about other matters connected with the carrying on by them of any of their activities; “licence period” means— the period for which the replacement licence is granted to C4C in accordance with section 231; or any subsequent period for which it is renewed; “primary functions” is to be construed in accordance with section 199(2); “relevant licence period”— in relation to the first notification to be given under paragraph 1, the licence period mentioned in paragraph (a) of the definition of that period; in relation to the notification under paragraph 1(1)(aa), the period beginning on the day on which section 198A comes into force and ending on the last day of the first licence period to expire after that day; and in relation to any other notification under paragraph 1 , the first licence period to begin after the giving of the notification; “transparency objectives” is to be construed in accordance with paragraph 2(4).

Propose a change

SCHEDULE 11 Approval, imposition and modification of networking arrangements

Sections 291 and 294 Application of Schedule 1 (1) This Schedule applies where OFCOM’s approval of networking arrangements entered into by the holders of regional Channel 3 licences is required— (a) for the purposes of conditions included in regional Channel 3 licences in accordance with section 291; or (b) in order for networking arrangements made by OFCOM to cease to have effect in accordance with section 292. (2) This Schedule also has effect as respects— (a) the imposition by OFCOM under section 292 of networking arrangements; (b) the modification of such arrangements following a review under section 293; and (c) the making of proposals for modifications of networking arrangements following such a review. Approval required for modifications 2 (1) Where networking arrangements are approved by OFCOM for purposes mentioned in paragraph 1(1), those arrangements are not to be modified unless OFCOM have approved the modifications in accordance with this Schedule. (2) This paragraph does not apply to modifications proposed by OFCOM under section 293. Procedure for giving approval 3 (1) This paragraph applies where arrangements or modifications are submitted to OFCOM for their approval. (2) OFCOM must publish a description of the arrangements or modifications that have been submitted. (3) The publication must be in such manner as OFCOM consider appropriate for bringing the matters published to the attention of the persons who, in OFCOM’s opinion, are likely to be affected by the arrangements or modifications. (4) After allowing a reasonable time after the publication for the making of representations, OFCOM must consider the arrangements or modifications and decide whether or not to approve them. Decision of OFCOM whether or not to approve arrangements or modifications 4 (1) The decision made by OFCOM under paragraph 3(4) has to be one of the following— (a) a decision to approve the arrangements or modifications unconditionally; (b) a decision to give a conditional approval to the arrangements or modifications; (c) a decision to refuse approval. (2) A conditional approval is one that has effect only if effect is given, in relation to the proposed arrangements or modifications, to changes proposed by OFCOM. (3) Before deciding to give a conditional approval, OFCOM must consult every holder of a regional Channel 3 licence about the changes they are proposing. (4) When OFCOM have made their decision, they must prepare a report setting out— (a) their decision; and (b) their reasons for that decision. (5) OFCOM must publish the report and send a copy of it to— (a) the Competition and Markets Authority ; and (b) every person to whom the relevant arrangements will apply, or do apply. (6) The relevant arrangements are— (a) the arrangements for which approval has been sought; or (b) the arrangements which are the subject of the modifications for which approval has been sought. Notification of decisions on imposition of arrangements 5 (1) Where OFCOM impose arrangements they must prepare and publish a report setting out details of the imposed arrangements. (2) Where OFCOM carry out a review under section 293, they must prepare and publish a report setting out— (a) their conclusions on the review; (b) their reasons for those conclusions; and (c) the modifications (if any) that they are proposing, or intend to make, following the review. (3) OFCOM must send a copy of a report prepared under this paragraph to— (a) the Competition and Markets Authority ; and (b) every person to whom the relevant arrangements will apply or do apply. (4) The relevant arrangements are— (a) the arrangements which are imposed; or (b) the arrangements which are the subject of the modifications proposed by OFCOM or to be made by them. Competition tests applying to OFCOM’s decisions 6 (1) OFCOM must not— (a) approve arrangements or modifications, (b) impose arrangements or modify imposed arrangements, or (c) propose modifications following a review under section 293, unless they are satisfied that the arrangements, or the arrangements as proposed to be modified, satisfy the first or second competition test. (2) Before making a decision about whether a competition test is satisfied OFCOM must consult the Competition and Markets Authority . (3) Arrangements satisfy the first competition test if they do not have as their object or effect the prevention, restriction or distortion of competition within the United Kingdom. (4) Arrangements satisfy the second competition test if— (a) they do have such an object or effect; but (b) they would satisfy the criteria set out in section 9 of the Competition Act 1998 (c. 41) (agreements contributing to improving the production or distribution of goods or to promoting technical or economic progress). (5) For the purposes of the second competition test, arrangements imposed by OFCOM and modifications of such arrangements are to be treated as if they were given effect to by an agreement between undertakings. (6) Subject to paragraph 6A, in determining whether arrangements or modified arrangements would satisfy either of the competition tests, OFCOM must act with a view to securing that there is no inconsistency between— (a) the principles they apply and the decision they reach; and (b) any principles or decisions referred to in sub-paragraph (7). (7) Those principles and decisions are— (a) the principles laid down by the Treaty on the Functioning of the European Union and the European Court before IP completion day, and any decisions made by that court before IP completion day, that are relevant to the construction of Article 101 of that Treaty; and (b) any decisions under Part 1 of the Competition Act 1998, and any decisions of a court in the United Kingdom, that are relevant to the construction of a provision of that Act that is equivalent to the provisions of this Schedule imposing the competition tests. (7A) In sub-paragraph (7)(a), the reference to principles laid down before IP completion day is a reference to such principles as they have effect in EU law immediately before IP completion day, disregarding the effect of principles laid down, and decisions made, by the European Court on or after IP completion day. (8) In the case of a conditional approval, the requirements of this paragraph have to be satisfied in relation to the arrangements or modified arrangements as they will be after giving effect to the changes proposed by OFCOM. (9) In this paragraph, the “European Court” includes a court attached to the European Court. Competition tests applying to OFCOM's decisions: EU principles etc 6A (1) Paragraph 6(6) does not require OFCOM to secure that there is no inconsistency with a principle or decision referred to in paragraph 6(7)(a)— (a) so far as the principle or decision is excluded from the law of England and Wales, Scotland and Northern Ireland on or after IP completion day, or (b) so far as doing so would be incompatible with OFCOM's duty to secure that there is no inconsistency with a decision referred to in paragraph 6(7)(b). (2) For the purposes of sub-paragraph (1)(a), a principle or decision is to be treated as not excluded from the law of England and Wales, Scotland and Northern Ireland if it is excluded only by virtue of an exclusion or revocation in the Competition (Amendment etc.) (EU Exit) Regulations 2019. (3) Paragraph 6(6) does not require OFCOM to secure that there is no inconsistency with a principle or decision referred to in paragraph 6(7)(a) if OFCOM think that it is appropriate to act otherwise in the light of one or more of the following— (a) differences between the competition tests and Article 101 of the Treaty on the Functioning of the European Union as it had effect immediately before IP completion day; (b) differences between markets in the United Kingdom and markets in the European Union; (c) developments in forms of economic activity since the time when the principle or decision referred to in paragraph 6(7)(a) was laid down or made; (d) generally accepted principles of competition analysis or the generally accepted application of such principles; (e) a principle laid down, or decision made, by the European Court on or after IP completion day; (f) the particular circumstances under consideration. Other matters to be taken into account 7 (1) OFCOM must not— (a) approve arrangements or modifications, (b) impose arrangements or modify imposed arrangements, or (c) propose modifications following a review under section 293, unless they consider that the arrangements, or the arrangements as proposed to be modified, are satisfactory. (2) OFCOM’s consideration under sub-paragraph (1) must include consideration of the following two factors. (3) The first factor is whether the arrangements, or the arrangements as proposed to be modified, represent a satisfactory means of achieving the purpose set out in section 290(4)(c). (4) The second factor is the likely effect of the arrangements, or the arrangements as modified, on the ability of the persons who will be or are the holders of regional Channel 3 licences, or of any of them, to maintain the quality and range of— (a) regional programmes included in regional Channel 3 services; and (b) the other programmes included in such services which contribute to the regional character of the services. (5) In this paragraph “regional programme”, in relation to a regional Channel 3 service, means a programme (including a news programme) which is of particular interest— (a) to persons living within the area for which the service is provided; (b) to persons living within a part of that area; or (c) to particular communities living within that area. Duty to refuse approval in certain cases 8 (1) This paragraph applies to a decision by OFCOM— (a) to approve arrangements or modifications; (b) to impose arrangements or to modify imposed arrangements; or (c) to propose modifications following a review under section 293. (2) OFCOM must not make that decision if it appears to them that the arrangements, or the arrangements as proposed to be modified, would be likely to be prejudicial to the ability of holders of regional Channel 3 licences, or of any of them, to comply with— (a) their public service remits; (b) conditions imposed on them under section 286; (c) conditions imposed on them under section 287; or (d) conditions imposed on them under section 352. Appeals against decisions relating to competition test 9 (1) A person holding a regional Channel 3 licence may appeal to the Tribunal against the following decisions by OFCOM— (a) a decision on how to dispose of an application for the approval of arrangements or modifications; (b) a decision to impose arrangements or to modify imposed arrangements; or (c) a decision to propose modifications following a review under section 293. (2) An appeal can be made only by sending the Tribunal a notice of appeal within the period specified, in relation to the decision appealed against, in Tribunal rules. (3) The notice of appeal must set out the grounds of appeal. (4) The only grounds on which an appeal may be brought are— (a) that OFCOM have wrongly decided that a competition test is or is not satisfied in relation to arrangements or modifications submitted to them for approval; (b) that a competition test is not satisfied in the case of arrangements proposed by OFCOM; (c) that provisions contained in arrangements proposed by OFCOM for satisfying a competition test are not required for that purpose; (d) that the requirement to satisfy a competition test should be discharged in a different manner from that in which it would be satisfied in accordance with arrangements proposed by OFCOM. (5) In sub-paragraph (4) “arrangements proposed by OFCOM” means— (a) arrangements or modified arrangements as they will have effect after giving effect to changes proposed by OFCOM in giving a conditional approval; (b) arrangements imposed by them; (c) imposed arrangements as modified by them; (d) arrangements as modified by proposals made by OFCOM following a review under section 293. (6) The holder of a regional Channel 3 licence is not required by the conditions of his licence to take steps for giving effect to a decision of OFCOM at any time when an appeal under this Schedule against that decision is pending. Decisions on an appeal 10 (1) Appeals to the Tribunal under paragraph 9 are to be disposed of in accordance with this paragraph. (2) The Tribunal shall decide the appeal on the merits and by reference to the grounds of appeal set out in the notice of appeal. (3) The Tribunal shall decide what (if any) is the appropriate decision for OFCOM to have made in relation to the matters to which those grounds relate. (4) The Tribunal shall then either— (a) confirm OFCOM’s decision; or (b) remit the matter to OFCOM with such directions (if any) as the Tribunal considers appropriate for giving effect to its decision. (5) The Tribunal must not direct OFCOM to take any action which they would not otherwise have had power to take in relation to the matter under appeal. (6) It shall be the duty of OFCOM to comply with every direction given to them under sub-paragraph (4). (7) In its application to a decision of the Tribunal under this paragraph, paragraph 1(2)(b) of Schedule 4 to the Enterprise Act 2002 (c. 40) (exclusion of commercial information from documents recording Tribunal decisions) is to have effect as if for the reference to the undertaking to which commercial information relates there were substituted a reference to the person to whom such information relates. Appeals against decisions of the Tribunal 11 (1) A decision of the Tribunal on an appeal under paragraph 9 may itself be appealed. (2) An appeal under this paragraph— (a) lies to the Court of Appeal or to the Court of Session; and (b) must relate only to a point of law arising from the decision of the Tribunal. (3) An appeal under this paragraph may be brought by a party to the proceedings before the Tribunal. (4) An appeal under this paragraph requires the permission of the Tribunal or of the court to which it is to be made. (5) In this paragraph references to a decision of the Tribunal include references to a direction given by it under paragraph 10(4). Information for OFCOM 12 (1) OFCOM may by notice require a person— (a) to produce to them such documents specified or described in the notice, or (b) to furnish them with such other information so specified or described, as they consider necessary in order to determine for the purposes of section 293 or this Schedule whether the competition tests are satisfied. (2) A requirement imposed by a notice under this paragraph has to be complied with by producing the document, or by furnishing the required information, at the time and place specified in the notice. (3) If the requirement is one for the furnishing of information otherwise than by the production of a document, the information must be furnished in the manner specified in the notice. (4) The only documents that a person is required to produce by a notice under this paragraph are those that are in his custody or under his control— (a) at the time of the notice; or (b) at a time between that time and the time when the notice must be complied with. Enforcement of information provisions 13 (1) The court may, on an application by OFCOM, enquire into whether any person (“the defaulter”) has refused or otherwise failed, without reasonable excuse, to comply with a requirement contained in a notice under paragraph 12. (2) An application under sub-paragraph (1) shall include details of the possible failure which OFCOM consider has occurred. (3) In enquiring into a case under sub-paragraph (1), the court shall hear— (a) any witness who may be produced against or on behalf of the defaulter; and (b) any statement which may be offered in defence. (4) Sub-paragraphs (5) and (6) apply where the court is satisfied, after hearing any witnesses and statements as mentioned in sub-paragraph (3), that the defaulter has refused or failed, without reasonable excuse, to comply with the requirement contained in the notice under paragraph 12. (5) The court may punish the defaulter as it would have been able to punish him had he been guilty of contempt of court. (6) Where the defaulter is a body corporate, the power of the court to punish the defaulter includes power to punish a director or officer of the body corporate. (7) Where the defaulter is a partnership constituted under the law of Scotland, the power of the court to punish the defaulter includes power to punish a member of the partnership. (8) A person is guilty of an offence if he intentionally alters, suppresses or destroys a document which he has been required to produce by a notice under paragraph 12. (9) A person is guilty of an offence if— (a) he supplies information to OFCOM in purported compliance with a notice given to him under paragraph 12; (b) the information is false or misleading in a material respect; and (c) he knows that it is false or misleading in a material respect or is reckless as to whether it is false or misleading in a material respect. (10) A person is guilty of an offence if— (a) he supplies information to another person knowing that the information is to be used for complying with a notice under paragraph 12; (b) the information is false or misleading in a material respect; and (c) he knows that it is false or misleading in a material respect or is reckless as to whether it is false or misleading in a material respect. (11) A person guilty of an offence under this paragraph shall be liable— (a) on summary conviction, to a fine not exceeding the statutory maximum; (b) on conviction on indictment, to imprisonment for a term not exceeding two years or to a fine, or to both. (12) In this paragraph “the court” means— (a) in relation to England and Wales, the High Court; (b) in relation to Scotland, the Court of Session; and (c) in relation to Northern Ireland, the High Court or a judge of the High Court. Confidentiality and defamation 14 (1) When publishing a report prepared under paragraph 4 or 5, OFCOM must have regard to the need to exclude from the publication, so far as practicable, the matters which are confidential in accordance with sub-paragraphs (2) and (3). (2) A matter is confidential under this sub-paragraph if— (a) it relates specifically to the affairs of a particular body; and (b) publication of that matter would or might, in OFCOM’s opinion, seriously and prejudicially affect the interests of that body. (3) A matter is confidential under this sub-paragraph if— (a) it relates to the private affairs of an individual; and (b) publication of that matter would or might, in OFCOM’s opinion, seriously and prejudicially affect the interests of that individual. (4) For the purposes of the law of defamation absolute privilege attaches to every report prepared under paragraph 4 or 5. Interpretation of Schedule 15 In this Schedule— “competition test” is to be construed in accordance with paragraph 6; “the Tribunal” means the Competition Appeal Tribunal; and “Tribunal rules” means rules made under section 15 of the Enterprise Act 2002 (c. 40).

Propose a change

SCHEDULE 11A Restrictions on product placement

Introductory 1. (1) In this Part “product placement”, in relation to a programme included in a television programme service, means the inclusion in the programme of, or of a reference to, a product, service or trade mark, where the inclusion— (a) is for a commercial purpose; (b) is in return for the making of any payment, or the giving of other valuable consideration, to any relevant provider or any person connected with a relevant provider; and (c) is not prop placement. (2) “Prop placement”, in relation to such a programme, means the inclusion in the programme of, or of a reference to, a product, service or trade mark where— (a) the provision of the product, service or trade mark has no significant value; and (b) no relevant provider, or person connected with a relevant provider, has received any payment or other valuable consideration in relation to its inclusion in, or the reference to it in, the programme, disregarding the costs saved by including the product, service or trademark, or a reference to it, in the programme. 2. The product placement requirements are— (a) that the product placement does not fall within any of paragraphs 3 to 6; (b) that all of the conditions in paragraph 7 are met; and (c) that, where paragraph 8 applies, the condition in that paragraph is also met. Prohibitions of product placement 3. (1) Product placement falls within this paragraph if it is in a— (a) children’s programme; (b) news or current affairs programme; (c) consumer affairs programme; or (d) religious programme. (2) In sub-paragraph (1) “children’s programme” means a programme made— (a) for a television programme service or for an on-demand programme service or a non-UK on-demand programme service that is a Tier 1 service, and (b) for viewing primarily by persons under the age of sixteen. 4. Product placement falls within this paragraph if it is— (a) of cigarettes or other tobacco products; (b) by or on behalf of an undertaking whose principal activity is the manufacture or sale of cigarettes or other tobacco products; ... (ba) of electronic cigarettes or electronic cigarette refill containers; ... (bb) by or on behalf of an undertaking whose principal activity is the manufacture or sale of electronic cigarettes or electronic cigarette refill containers; or (c) of prescription-only medicines. 5. Product placement of alcoholic drinks falls within this paragraph if— (a) it is aimed specifically at persons under the age of eighteen; or (b) it encourages immoderate consumption of such drinks. 6. (1) Product placement falls within this paragraph if it is in a programme to which this paragraph applies and— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) the product placement is of anything within sub-paragraph (2); or (c) the product placement is otherwise unsuitable. (2) The following are within this sub-paragraph— (a) ... cigarette lighters, cigarette papers or pipes intended for smoking; (b) medicinal products; (c) alcoholic drinks; (d) infant formulae or follow-on formulae; (e) a food or drink high in fat, salt or sugar; (f) gambling services. (3) This paragraph applies to— (a) a programme that has been produced or commissioned by the provider of the television programme service in which it is included, or by a person connected with that provider, and that is not a film made for cinema; and (b) a programme that has been produced or commissioned by any other person with a view to its first showing taking place in a television programme service that falls within section 211(2). Conditions applying to product placement 7. (1) These are the conditions referred to in paragraph 2(b). (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (3) Condition B is that the product placement has not influenced the content or scheduling of the programme in a way that affects the editorial independence of the provider of the television programme service in which the programme is included. (4) Condition C is that the product placement does not directly encourage the purchase or rental of goods or services, whether by making promotional reference to those goods or services or otherwise. (5) Condition D is that the programme does not give undue prominence to the products, services or trade marks concerned. (6) Condition E is that the product placement does not use techniques which exploit the possibility of conveying a message subliminally or surreptitiously. (7) Condition F is that the way in which the product, service or trade mark, or the reference to it, is included in the programme by way of product placement does not— (a) prejudice respect for human dignity; (b) promote discrimination based on sex, racial or ethnic origin, nationality, religion or belief, disability, age or sexual orientation; (c) encourage behaviour prejudicial to health or safety; (d) encourage behaviour grossly prejudicial to the protection of the environment; (e) cause physical , mental or moral detriment to persons under the age of eighteen; (ea) directly exhort such persons to purchase or rent goods or services in a manner which exploits their inexperience or credulity; (f) directly encourage such persons to persuade their parents or others to purchase or rent goods or services; (g) exploit the trust of such persons in parents, teachers or others; or (h) unreasonably show such persons in dangerous situations. 8. (1) This paragraph applies where the programme featuring the product placement has been produced or commissioned by the provider of the television programme service in which it is included or by a person connected with that provider. (2) The condition referred to in paragraph 2(c) is that the television programme service in which the programme is included signals appropriately the fact that product placement is contained in a programme no less frequently than— (a) at the start and end of such a programme; and (b) in the case of a television programme service which includes advertising breaks within it, at the recommencement of the programme after each such advertising break. Minor definitions 9. In this Schedule— “connected” has the same meaning as it has in the Broadcasting Act 1990 by virtue of section 202 of that Act; “electronic cigarette” has the meaning given in section 368R; “electronic cigarette refill container” has the meaning given in section 368R; “film made for cinema” means a film made with a view to its being shown to the general public first in a cinema; “follow-on formulae” has the meaning given in Article 2 of Commission Directive 2006/141/EC on infant formulae and follow-on formulae and amending Directive 1999/21/EC; “infant formulae” has the meaning given in Article 2 of Commission Directive 2006/141/EC on infant formulae and follow-on formulae and amending Directive 1999/21/EC; “medicinal product” has the meaning given in section 130 of the Medicines Act 1968; “prescription-only medicine” means a medicinal product of a description or falling within a class specified in an order made under section 58 of the Medicines Act 1968; “producer”, in relation to a programme, means the person by whom the arrangements necessary for the making of the programme are undertaken; “programme” does not include an advertisement; “relevant provider”, in relation to a programme, means— the provider of the television programme service in which the programme is included; and the producer of the programme; “residual value” means any monetary or other economic value in the hands of the relevant provider other than the cost saving of including the product, service or trademark, or a reference to it, in a programme; “significant value” means a residual value that is more than trivial; “tobacco product” has the meaning given in section 1 of the Tobacco Advertising and Promotion Act 2002; “trade mark”, in relation to a business, includes any image (such as a logo) or sound commonly associated with that business or its products or services.

Propose a change

SCHEDULE 12 Corresponding obligations of the BBC and S4C

Section 338 Part 1 The BBC Quotas for independent productions 1 (1) It shall be the duty of the BBC to secure that, in each year— (a) it makes available qualifying audiovisual content that includes a range and diversity of independent productions commissioned in accordance with any relevant code drawn up by the BBC under the BBC Charter and Agreement, and (b) the duration (in total) of those independent productions is at least the number of hours specified by order of the Secretary of State. (2) In this paragraph— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) a reference to independent productions is a reference to programmes of such description as the Secretary of State may by order specify as describing the programmes that are to be independent productions for the purposes of this paragraph; and (c) a reference to a range of independent productions is a reference to a range of such productions in terms of cost of acquisition as well as in terms of the types of programme involved. (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) The Secretary of State may also by order provide for the BBC to have the duty set out in sub-paragraph (5), either instead of or as well as the one set out in sub-paragraph (1). (5) That duty is a duty to secure that — (a) in each year, it makes available qualifying audiovisual content that includes a range and diversity of independent productions commissioned in accordance with any relevant code drawn up by the BBC under the BBC Charter and Agreement, and (b) the cost (in total) of the acquisition of those independent productions is at least the amount specified in the order. (6) The power to make an order under sub-paragraph (4) includes power to provide that the BBC are again to be subject to a duty to which they have previously ceased to be subject by virtue of such an order, in addition to or instead of the duty to which they are subject (apart from the exercise of that power) by virtue of this paragraph. (7) The Secretary of State is not to make an order for the BBC to be or to cease to be subject to the duty mentioned in sub-paragraph (1) or (5) unless— (a) OFCOM have made a recommendation to him that the BBC should be subject to that duty, or should cease to be subject to it; and (b) the order gives effect to that recommendation. (8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (9) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (10) The BBC must comply with directions given to them by OFCOM for the purpose of— (a) carrying forward to one or more subsequent years determined in accordance with the direction any shortfall for any year in their compliance with the duties imposed by virtue of sub-paragraph (1) or (4); and (b) thereby increasing the number of hours or (as the case may be) the amount applicable for the purposes of those duties to the subsequent year or years. (11) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (12) Before making an order under this paragraph the Secretary of State must consult OFCOM and the BBC. (13) No order is to be made containing provision authorised by this paragraph unless a draft of the order has been laid before Parliament and approved by a resolution of each House. (14) In this paragraph— “acquisition”, in relation to a programme, includes commissioning and acquiring a right to include it in a service or to have it broadcast; ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (15) See also sections 278B and 278C (which make further provision for the interpretation of this paragraph etc). Duty to publicise complaints procedures etc. 2 (1) It shall be the duty of the BBC to make arrangements for securing that the matters mentioned in sub-paragraph (2) are brought to the attention of the public (whether by means of broadcasts or otherwise). (2) Those matters are— (a) OFCOM’s functions under Part 5 of the 1996 Act in relation to services provided by the BBC; and (b) any procedures established by OFCOM or the BBC for the handling and resolution of complaints about the observance by the BBC of standards set under section 319 or about compliance by the BBC with the requirements imposed by section 368D and section 368E(4). Part 2 S4C Modification of S4C’s public service remit 3 (1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (5) The Secretary of State may by order amend section 204A for the purpose of modifying S4C’s public service remit. (6) Before making an order under sub-paragraph (5), the Secretary of State must consult— (a) S4C, and (b) OFCOM. (7) An order under sub-paragraph (5) must not contain provision inconsistent with a requirement that a substantial proportion of audiovisual content made available by S4C is in Welsh. (7A) In sub-paragraph (7) “audiovisual content” has the same meaning as in section 264. (7B) Subsection (13) of section 264 (interpretation of “made available”) applies for the purposes of sub-paragraph (7) as it applies for the purposes of that section. (8) No order is to be made containing provision authorised by sub-paragraph (5) unless a draft of the order has been laid before Parliament and approved by a resolution of each House. Statements of programme policy 4 (1) It shall be the duty of S4C— (a) as soon as practicable after the coming into force of this paragraph, and subsequently at annual intervals, to prepare a statement of programme policy; and (b) to monitor their own performance in the carrying out of the proposals contained in statements made under this paragraph. (2) Every statement of programme policy prepared under this paragraph must set out S4C’s proposals for securing that, during the following year— (a) S4C’s public service remit is fulfilled; and (b) S4C’s duties under the provisions of this Schedule will be performed. (2A) Every such statement must— (a) state whether relevant audiovisual services other than S4C Digital will be used, during the following year, to fulfil S4C’s public service remit, and (b) if so, set out S4C’s proposals as to the contributions that S4C Digital and other relevant audiovisual services will make. (3) Every such statement must contain a report on the performance of S4C in the carrying out during the period since the previous statement of the proposals contained in that previous statement. (4) When preparing such a statement, S4C must consider— (a) any guidance by OFCOM that is in force for the purposes of section 266; and (b) any reports previously published by OFCOM under section 264 or 358. (5) Every such statement must be published by S4C as soon as practicable after its preparation is complete. (6) OFCOM may direct that any statement of policy which— (a) was made by S4C before the coming into force of this paragraph, and (b) is specified in the direction, is to be treated for the purposes of this Act as if it were a statement made in relation to such period as may be so specified in pursuance of this paragraph. (7) A direction under sub-paragraph (6) cannot contain provision the effect of which is to postpone the time at which S4C would otherwise be required to make its first statement of programme policy. Programming quotas for independent productions 7 (1) It shall be the duty of S4C to secure that, in each year— (a) it makes available qualifying audiovisual content that includes a range and diversity of independent productions commissioned in accordance with the code drawn up under paragraph 10, and (b) the duration (in total) of those independent productions is at least the number of hours specified by order of the Secretary of State. (2) In this paragraph— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) a reference to independent productions is a reference to programmes of such description as the Secretary of State may by order specify as describing the programmes that are to be independent productions for the purposes of this paragraph; and (c) a reference to a range of independent productions is a reference to a range of such productions in terms of cost of acquisition as well as in terms of the types of programme involved. (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) The Secretary of State may also by order provide for S4C to have the duty set out in sub-paragraph (5), either instead of or as well as the one set out in sub-paragraph (1). (5) That duty is a duty to secure that — (a) in each year, it makes available qualifying audiovisual content that includes a range and diversity of independent productions commissioned in accordance with the code drawn up under paragraph 10, and (b) the cost (in total) of the acquisition of those independent productions is at least the amount specified in the order. (6) The power to make an order under sub-paragraph (4) includes power to provide that S4C are again to be subject to a duty to which they have previously ceased to be subject by virtue of such an order, in addition to or instead of the duty to which they are subject (apart from the exercise of that power) by virtue of this paragraph. (7) The Secretary of State is not to make an order for S4C to be or to cease to be subject to the duty mentioned in sub-paragraph (1) or (5) unless— (a) OFCOM have made a recommendation to him that S4C should be subject to that duty, or should cease to be subject to it; and (b) the order gives effect to that recommendation. (8) S4C must comply with directions given to them by OFCOM for the purpose of— (a) carrying forward to one or more subsequent years determined in accordance with the direction any shortfall for any year in their compliance with the duties imposed by virtue of sub-paragraph (1) or (4); and (b) thereby increasing the number of hours or (as the case may be) the amount applicable for the purposes of those duties to the subsequent year or years. (9) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (10) Before making an order under this paragraph the Secretary of State must consult OFCOM, the BBC and S4C. (11) No order is to be made containing provision authorised by this paragraph unless a draft of the order has been laid before Parliament and approved by a resolution of each House. (12) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (13) In this paragraph— “acquisition”, in relation to a programme, includes commissioning and acquiring a right to include it in a service or to have it broadcast; “programme” does not include an advertisement; ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (14) See also sections 278B and 278C (which make further provision for the interpretation of this paragraph etc). Programme quotas for original productions 8 (1) It shall be the duty of S4C to secure that, in each year— (a) it makes available qualifying audiovisual content that includes a range of original productions, (b) the duration (in total) of those original productions is at least the number of hours determined in accordance with sub-paragraph (1B), and (c) if OFCOM so provide in a direction given to S4C, the additional peak viewing time objective described in sub-paragraph (1A) is met. (1A) The additional peak viewing time objective is that (out of the number of hours determined for the purposes of sub-paragraph (1)(b)) at least the number of hours determined in accordance with sub-paragraph (1B) is allocated to the broadcasting of original productions included in S4C Digital at peak viewing times. (1B) A determination for the purposes of sub-paragraph (1)(b) or (1A) is to be— (a) by agreement between S4C and OFCOM, or (b) in default of agreement, by a direction given by OFCOM to S4C specifying the number of hours. (1C) Before giving a direction under sub-paragraph (1)(c), OFCOM must consult S4C. (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (6) References in this paragraph ... to original productions are references to programmes of such description as the Secretary of State may by order specify as describing the programmes that are to be original productions for the purposes of this paragraph. (7) The power to specify descriptions of programmes by order under sub-paragraph (6) includes power to confer such discretions on OFCOM as the Secretary of State thinks fit. (7A) An order under sub-paragraph (6) may— (a) authorise OFCOM to give a direction to S4C that original productions of a description specified in the direction may not be counted towards meeting S4C’s duty under sub- paragraph (1); (b) require OFCOM to consult S4C before giving such a direction; (c) require OFCOM to prepare and publish guidance about the determination of whether an original production falls within a description specified in a direction given by virtue of paragraph (a); (d) require S4C to have regard to that guidance. (8) Before making an order under this paragraph the Secretary of State must consult OFCOM, the BBC and S4C. (9) No order is to be made containing provision authorised by this paragraph unless a draft of the order has been laid before Parliament and approved by a resolution of each House. (10) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (11) In this paragraph— “peak viewing time” ... means a time that is determined in accordance with sub-paragraph (12) to be a peak viewing time for S4C Digital; and “programme” does not include an advertisement. (12) The determination for the purposes of this paragraph of peak viewing times is to be— (a) by agreement between S4C and OFCOM; or (b) in default of agreement, by a direction given by OFCOM to S4C determining those times. (13) See also sections 278B and 278C (which make further provision for the interpretation of this paragraph etc). News and current affairs programmes 9 (1) It shall be the duty of S4C, in relation to their designated public services, to secure— (a) that the programmes included in each service include news programmes and current affairs programmes; (b) that the news programmes and current affairs programmes included in each service deal with both national and international matters; and (c) that the news programmes so included are broadcast for viewing at intervals throughout the period for which the service is provided. (2) It shall be the duty of S4C, in relation to each of their designated public services, to ensure that the news programmes and current affairs programmes included in each service are of high quality. (3) It shall also be the duty of S4C, in relation to each of their designated public services, to secure that in each year— (a) the time allocated to the broadcasting of news programmes included in the service, and (b) the time allocated to the broadcasting of current affairs programmes so included, each constitutes no less than the proportion fixed under sub-paragraph (5) of the time allocated to the broadcasting of all the programmes included in the service. (4) It is the further duty of S4C, in relation to each of their designated public services, to secure that the time allocated— (a) to the broadcasting of news programmes included in the service, and (b) to the broadcasting of current affairs programmes so included, is, in each case, split, in the manner fixed under sub-paragraph (5), between peak viewing times and other times. (5) The fixing for the purposes of sub-paragraph (3) or (4) of a proportion or manner of splitting allocated time is to be— (a) by agreement between S4C and OFCOM; or (b) in default of agreement, by a direction given by OFCOM to S4C fixing the proportion or manner according to whatever OFCOM consider appropriate. (6) The agreement or direction may, for the purposes of sub-paragraph (4), fix a proportion for the purposes of sub-paragraph (3) in terms of the cumulative effect of two different minimum proportions, one applying to peak viewing times and the other to other times. (7) The services that are designated public services for the purposes of this paragraph are— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) S4C Digital; and (c) any of S4C’s other public television services which is designated in writing by the Secretary of State for the purposes of this paragraph .... (8) In this paragraph “peak viewing time”, in relation to a service, means a time that is determined in accordance with sub-paragraph (9) to be a peak viewing time for that service. (9) The determination for the purposes of this paragraph of a peak viewing time is to be— (a) by agreement between S4C and OFCOM; or (b) in default of agreement, by a direction given by OFCOM to S4C determining that time. Code relating to programme commissioning 10 (1) It shall be the duty of S4C to draw up and from time to time revise a code of practice setting out the principles that are to be applied — (a) when they or an S4C company are for a relevant purpose agreeing terms for the commissioning of independent productions , or (b) when they are agreeing terms for the commissioning of independent productions that will be included in a qualifying audiovisual service other than one to which paragraph (a) relates but which they wish to count towards meeting a duty imposed by virtue of paragraph 7(1) or (4). (2) A relevant purpose is a purpose connected with the provision by S4C or an S4C company of a television programme service. (3) It shall also be the duty of S4C— (a) at all times to comply with the code of practice which is for the time being in force under this paragraph; (b) to take all reasonable steps for securing that the code is complied with by S4C companies; (c) to exercise their power to revise that code to take account of revisions from time to time of the guidance issued by OFCOM for the purposes of this paragraph; and (d) to comply with such directions as may be given to S4C by OFCOM for securing that they properly perform their duties under paragraphs (a) and (b). (4) The code for the time being in force under this paragraph must be such as to secure, in the manner described in guidance issued by OFCOM— (a) that a reasonable timetable is applied to negotiations for the commissioning of an independent production and for the conclusion of a binding agreement; (b) that there is sufficient clarity when an independent production is commissioned about the different categories of rights to broadcast or otherwise to make use of or exploit the commissioned production that are being disposed of; (c) that there is sufficient transparency about the amounts to be paid in respect of each category of rights; (d) that satisfactory arrangements are made about the duration and exclusivity of those rights; (e) that procedures exist for reviewing the arrangements adopted in accordance with the code and for demonstrating compliance with it; (f) that those procedures include requirements for the monitoring of the application of the code and for the making of reports to OFCOM; (g) that provision is made for resolving disputes arising in respect of the provisions of the code (by independent arbitration or otherwise) in a manner that appears to OFCOM to be appropriate. (h) that such information about the application of the code as OFCOM consider appropriate is given to persons who make independent productions that are to be commissioned in accordance with the code. (5) S4C must also ensure that the drawing up or revision of a code by virtue of this paragraph is in accordance with guidance issued by OFCOM as to— (a) the times when the code is to be drawn up or reviewed with a view to revision; (b) the consultation to be undertaken before a code is drawn up or revised; (c) the publication of every code or revised code. (6) S4C must submit to OFCOM for approval a draft of— (a) every code that is required to be drawn up under this paragraph; and (b) every revision made by S4C of such a code. (7) A code drawn up by S4C or a revision of such a code — (a) is to have effect for the purposes of this paragraph only if approved by OFCOM; and (b) if approved by OFCOM subject to modifications, is to have effect with those modifications. (8) OFCOM— (a) must issue and may from time to time revise guidance for the purposes of this paragraph; (b) must ensure that there is always guidance for those purposes in force; (c) must, before issuing their guidance or revised guidance, consult the providers of licensed public service channels, persons who make independent productions (or persons appearing to OFCOM to represent them), the BBC and S4C; and (d) must publish their guidance or revised guidance in such manner as they think appropriate. (9) Guidance issued by OFCOM for the purposes of this paragraph must be general guidance and is not to specify particular terms to be included in agreements to which the guidance relates. (10) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (11) In this paragraph “independent production” has the same meaning as in paragraph 7. (12) See also sections 278B and 278C (which make further provision for the interpretation of this paragraph etc). ... 11 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Programme standards 12 It shall be the duty of S4C in relation to their public television services to observe the standards set under section 319. 13 It shall be the duty of S4C to comply with a direction given to them by OFCOM with respect to the establishment of procedures for the handling and resolution of complaints about the observance by S4C of standards set under section 319. 14 (1) It shall be the duty of S4C to comply with directions given to them by OFCOM with respect to any of the matters mentioned in sub-paragraph (2). (2) Those matters are— (a) the exclusion from any of S4C’s public television services of a particular advertisement, or its exclusion in particular circumstances; (b) the descriptions of advertisements and methods of advertising to be excluded from the services so provided (whether generally or in particular circumstances); ... (c) the methods of sponsorship to be excluded from those services (whether generally or in particular circumstances) ; and (d) the forms and methods of product placement to be excluded from those services (including descriptions of products, services or trade marks product placement of which is to be excluded) (whether generally or in particular circumstances). 15 (1) This paragraph applies if OFCOM are satisfied— (a) that S4C have failed in any respect to perform any of their duties under— (i) paragraphs 12 to 14, (ii) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (iii) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (iv) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (v) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (vi) ... and (b) that the failure can be appropriately remedied by the inclusion in any or all of S4C’s public television services ... of a correction or a statement of findings. (2) OFCOM may direct S4C to include a correction or a statement of findings (or both) in any one or more of their public television services ... . (3) A direction may require the correction or statement of findings to be in such form, and to be included in programmes at such time or times, as OFCOM may determine. (4) OFCOM are not to give a direction under this paragraph unless they have given S4C a reasonable opportunity of making representations to them about the matters appearing to OFCOM to provide grounds for the giving of the direction. (5) Where S4C include a correction or a statement of findings in any of their public television services ... in pursuance of a direction under this paragraph, S4C may announce that they are doing so in pursuance of such a direction. (6) For the purposes of this paragraph a statement of findings, in relation to a case in which OFCOM are satisfied that S4C have failed to perform a duty mentioned in sub-paragraph (1)(a) , is a statement of OFCOM’s findings in relation to that failure. Directions with respect to advertising 16 (1) S4C must comply with directions given to them by OFCOM with respect to any of the matters mentioned in sub-paragraph (2). (2) Those matters are— (a) the maximum amount of time to be given to advertisements in any hour or other period; (b) the minimum interval which must elapse between any two periods given over to advertisements; (c) the number of such periods to be allowed in any programme or in any hour or day; and (d) the exclusion of advertisements from a specified part of ... S4C Digital. (3) Directions under this paragraph— (a) may be either general or specific; (b) may be qualified or unqualified; and (c) may make different provision for different parts of the day, different days of the week, different types of programmes or for other differing circumstances. (4) In giving a direction under this paragraph, OFCOM shall take account of such of the international obligations of the United Kingdom as the Secretary of State may notify to them for the purposes of this paragraph. Fairness standards 17 It shall be the duty of S4C to secure the observance— (a) in connection with the provision of their public television services, and (b) in relation to the programmes included in those services, of the code for the time being in force under section 107 of the 1996 Act (the fairness code). Party political broadcasts 18 (1) It shall be the duty of S4C to include— (a) party political broadcasts, and (b) referendum campaign broadcasts, in every designated public service of theirs. (2) S4C must prepare, publish and from time to time review and revise their policy with respect to— (a) party political broadcasts and referendum campaign broadcasts; and (b) the manner in which they propose to perform their duty under sub-paragraph (1). (3) S4C’s policy may, in particular, include provision for determining— (a) the political parties on whose behalf party political broadcasts may be made; (b) in relation to each political party on whose behalf such broadcasts may be made, the length and frequency of the broadcasts; and (c) in relation to each designated organisation on whose behalf referendum campaign broadcasts are required to be broadcast, the length and frequency of such broadcasts. (4) That policy is to have effect subject to sections 37 and 127 of the Political Parties, Elections and Referendums Act 2000 (c. 41) (only registered parties and designated organisations to be entitled to party political broadcasts or referendum campaign broadcasts). (5) In preparing or revising their policy with respect to the inclusion of party political broadcasts or referendum campaign broadcasts in their designated public services, S4C must have regard to— (a) any views expressed for the purposes of this paragraph by the Electoral Commission; and (b) any rules made by OFCOM under section 333. (6) The services that are designated public services for the purposes of this paragraph are— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) S4C Digital; and (c) any of S4C’s other public television services which is designated in writing by the Secretary of State for the purposes of this paragraph .... (7) In this paragraph— “designated organisation”, in relation to a referendum, means a person or body designated by the Electoral Commission under section 108 of the Political Parties, Elections and Referendums Act 2000 in respect of that referendum; and “referendum campaign broadcast” has the meaning given by section 127 of that Act. Duty to publicise complaints procedures etc. 19 (1) It shall be the duty of S4C to make arrangements for securing that the matters mentioned in sub-paragraph (2) are brought to the attention of the public (whether by means of broadcasts or otherwise). (2) Those matters are— (a) OFCOM’s functions under Part 5 of the 1996 Act in relation to services provided by S4C; and (b) any procedures established by OFCOM or S4C for the handling and resolution of complaints about the observance by S4C of standards set under section 319 or about compliance by S4C with the requirements imposed by section 368D and section 368E(4), except the requirements mentioned in sub-paragraph (3). (3) The requirements mentioned in this sub-paragraph are— (a) the requirements imposed by sections 368D(1) and 368E(4) so far as they relate to advertising, and (b) the requirement imposed by section 368D(3)(za). Monitoring of programmes 20 (1) It shall be the duty of S4C— (a) in respect of every programme included in any of their public television services, to retain a recording of the programme in the form, and for the period, specified by OFCOM; (b) to comply with any request to produce such recordings to OFCOM for examination or reproduction; and (c) to comply, to the extent that they are able to do so, with any request to produce to OFCOM a script or transcript of a programme included in any of their public television services. (2) The period specified for the purposes of sub-paragraph (1)(a) must be a period not exceeding ninety days. Compliance with international obligations 21 (1) OFCOM may give S4C such directions as OFCOM consider appropriate for securing that all relevant international obligations are complied with. (2) It shall be the duty of S4C to comply with a direction under this paragraph. (3) Before giving a direction under this paragraph, OFCOM must consult S4C. (4) In this paragraph “relevant international obligations” means the international obligations of the United Kingdom which have been notified to OFCOM by the Secretary of State for the purposes of this paragraph. Services for people with disabilities 22 It shall be the duty of S4C to observe the code for the time being in force under section 303 in the provision of— (a) S4C Digital; and (b) so much of any of S4C’s other public television services as is provided in digital form. Equality of opportunity 23 (1) It shall be the duty of S4C to make such arrangements as they consider appropriate for promoting, in relation to employment with S4C, equality of opportunity— (a) between men and women; and (b) between persons of different racial groups. (2) It shall be the duty of S4C to make arrangements for promoting, in relation to employment with S4C, the equalisation of opportunities for disabled persons. (3) S4C shall also make such arrangements as they consider appropriate for the training and retraining of persons whom they employ in or in connection with— (a) the provision of one or more of their public services; or (b) the making of programmes to be included in one or more of those services. (4) S4C— (a) shall take all such steps as they consider appropriate for making persons affected by any arrangements made in pursuance of sub-paragraphs (1) to (3) aware of the arrangements (including the publication of the arrangements in such manner as they think fit); (b) shall review the arrangements from time to time; and (c) shall, from time to time (and at least annually), publish, in such manner as they consider appropriate, their observations on the current operation and effectiveness of the arrangements. (5) Before making any arrangements in pursuance of any of sub-paragraphs (1) to (3) or determining the manner in which they will comply with sub-paragraph (4), S4C must consult OFCOM. (6) In this paragraph— “disabled” has the same meaning as in the Equality Act 2010 or, in Northern Ireland, the Disability Discrimination Act 1995 (c. 50); “racial group” has the same meaning as in the Race Relations Act 1976 (c. 74) the Equality Act 2010 or, in Northern Ireland, the Race Relations (Northern Ireland) Order 1997 (S.I. 1997/869 (N.I. 6)). (7) The Secretary of State may by order amend sub-paragraph (1) by adding any other form of equality of opportunity that he considers appropriate to that sub-paragraph. (8) No order is to be made containing provision authorised by sub-paragraph (7) unless a draft of the order has been laid before Parliament and approved by a resolution of each House. On-demand programme services 23A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Meaning of S4C’s public services 24 (1) In this Part of this Schedule, references to S4C’s public services are references to the following— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) S4C Digital; and (c) any other relevant audiovisual service provided by S4C in fulfilling its public service remit. (2) References in this Schedule to a public television service of S4C are references to any public service of S4C which is a television programme service.

Propose a change

SCHEDULE 13 Financial penalties under the Broadcasting Acts

Section 345 Part 1 Broadcasting Act 1990 Preliminary 1 The 1990 Act shall be amended as follows. Revocation of television services licence 2 (1) In subsection (3) of section 18 (penalty on revocation of television services licence), for “a financial penalty of the prescribed amount” there shall be substituted “ a specified financial penalty ”. (2) For subsection (4) of that section (amount of penalty) there shall be substituted— (3A) The maximum amount which a person may be required to pay by way of a penalty under subsection (3) is the maximum penalty given by subsections (3B) and (3C). (3B) In a case where the licence is revoked under this section or the penalty is imposed before the end of the first complete accounting period of the licence holder to fall within the period for which the licence is in force, the maximum penalty is whichever is the greater of— (a) £500,000; and (b) 7 per cent. of the amount which OFCOM estimate would have been the qualifying revenue for the first complete accounting period of the licence holder falling within the period for which the licence would have been in force. (3C) In any other case, the maximum penalty is whichever is the greater of— (a) £500,000; and (b) 7 per cent. of the qualifying revenue for the last complete accounting period of the licence holder falling within the period for which the licence is in force. (3D) Section 19(2) to (6) applies for estimating or determining qualifying revenue for the purposes of subsection (3B) or (3C) above. (3) This paragraph applies only in a case of a revocation in relation to which— (a) the notice required by section 18(2) of the 1990 Act, or (b) the notice revoking the licence, is served after the commencement of this paragraph. Licences for Channel 3 services and for Channels 4 and 5 3 (1) For subsection (2) of section 41 (penalties for failure by holder of licence for Channel 3 services, Channel 4 or Channel 5 to comply with licence conditions or directions) there shall be substituted— (1A) The amount of a financial penalty imposed on a person in pursuance of subsection (1)(a) shall not exceed 5 per cent. of the qualifying revenue for the licence holder’s last complete accounting period falling within the period for which his licence has been in force (“the relevant period”). (1B) In relation to a person whose first complete accounting period falling within the relevant period has not ended when the penalty is imposed, subsection (1A) is to be construed as referring to 5 per cent. of the amount which OFCOM estimate to be the qualifying revenue for that accounting period. (1C) Section 19(2) to (6) applies for determining or estimating qualifying revenue for the purposes of subsection (1A) or (1B) above. (2) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Restricted services licences 4 (1) In subsection (2) of section 42B (application of sections 40 to 42 to licensing of restricted services), for “subsections (3) and (4)” there shall be substituted “ subsections (3) to (3C) ”. (2) In subsection (3) of that section— (a) for “subsection (2)” there shall be substituted “ subsections (1A) to (1C) ”; and (b) for the words from “shall not exceed whichever is the greater” onwards there shall be substituted “ is the maximum penalty given by subsection (3A). ” (3) For subsection (4) of that section (penalties for failure to comply with conditions or directions) there shall be substituted— (3A) The maximum penalty is whichever is the greater of— (a) £250,000; and (b) 5 per cent. of the qualifying revenue for the licence holder’s last complete accounting period falling within the period for which his licence has been in force (“the relevant period”). (3B) In relation to a person whose first complete accounting period falling within the relevant period has not ended when the penalty is imposed, subsection (3A)(b) is to be construed as referring to 5 per cent. of the amount which OFCOM estimate to be the qualifying revenue for that accounting period. (3C) Section 19(2) to (6) applies for determining or estimating qualifying revenue for the purposes of subsection (3A) or (3B) above. (4) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Additional television services licences 5 (1) For subsection (2) of section 55 (penalties for failure by holder of licence for additional television service to comply with licence conditions or directions) there shall be substituted— (1A) The amount of a financial penalty imposed on a person in pursuance of subsection (1) shall not exceed 5 per cent. of the qualifying revenue for the licence holder’s last complete accounting period falling within the period for which his licence has been in force (“the relevant period”). (1B) In relation to a person whose first complete accounting period falling within the relevant period has not ended when the penalty is imposed, subsection (1A) is to be construed as referring to 5 per cent. of the amount which OFCOM estimate to be the qualifying revenue for that accounting period. (1C) Section 52(2) applies for determining or estimating qualifying revenue for the purposes of subsection (1A) or (1B) above. (2) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Revocation of national sound broadcasting licence 6 (1) In subsection (3) of section 101 (penalty on revocation of national sound broadcasting licence), for “a financial penalty of the prescribed amount” there shall be substituted “ a specified financial penalty ”. (2) For subsection (4) of that section (amount of penalty) there shall be substituted— (3A) The maximum amount which a person may be required to pay by way of a penalty under subsection (3) is the maximum penalty given by subsections (3B) and (3C). (3B) In a case where the licence is revoked under this section or the penalty is imposed before the end of the first complete accounting period of the licence holder to fall within the period for which the licence is in force, the maximum penalty is whichever is the greater of— (a) £250,000; and (b) 7 per cent. of the amount which OFCOM estimate would have been the qualifying revenue for the first complete accounting period of the licence holder falling within the period for which the licence would have been in force. (3C) In any other case, the maximum penalty is whichever is the greater of— (a) £250,000; and (b) 7 per cent. of the qualifying revenue for the last complete accounting period of the licence holder falling within the period for which the licence is in force. (3D) Section 102(2) to (6) applies for estimating or determining qualifying revenue for the purposes of subsection (3B) or (3C) above. (3) This paragraph applies only in a case of a revocation in relation to which— (a) the notice required by section 101(2) of the 1990 Act, or (b) the notice revoking the licence, is served after the commencement of this paragraph. Licences for analogue sound services 7 (1) For subsection (2) of section 110 (penalties for failure by holder of national sound broadcasting licence to comply with licence conditions or directions) there shall be substituted— (1A) The maximum amount which the holder of a national licence may be required to pay by way of a financial penalty imposed in pursuance of subsection (1)(a) is the maximum penalty given by subsection (1B). (1B) The maximum penalty is whichever is the greater of— (a) £250,000; and (b) 5 per cent. of the qualifying revenue for his last complete accounting period falling within the period for which his licence has been in force (“the relevant period”). (1C) In relation to a person whose first complete accounting period falling within the relevant period has not ended when the penalty is imposed, subsection (1B)(b) is to be construed as referring to 5 per cent. of the amount which OFCOM estimate to be the qualifying revenue for that accounting period. (1D) Section 102(2) to (6) applies for determining or estimating qualifying revenue for the purposes of subsection (1B) or (1C) above. (2) In subsection (3) of that section (maximum penalty for failure by holder of a sound broadcasting licence that is not a national licence to comply with licence conditions or directions), for “£50,000” there shall be substituted “ £250,000 ”. (3) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Additional radio services licences 8 (1) For subsection (2) of section 120 (penalties for failure by holder of additional radio services licence to comply with licence conditions or directions) there shall be substituted— (1A) The amount of a financial penalty imposed on a person in pursuance of subsection (1) shall not exceed 5 per cent. of the qualifying revenue for the licence holder’s last complete accounting period falling within the period for which his licence has been in force (“the relevant period”). (1B) In relation to a person whose first complete accounting period falling within the relevant period has not ended when the penalty is imposed, subsection (1A) is to be construed as referring to 5 per cent. of the amount which OFCOM estimate to be the qualifying revenue for that accounting period. (1C) Section 118(2) applies for determining or estimating qualifying revenue for the purposes of subsection (1A) or (1B) above. (2) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Power to amend penalties under the 1990 Act 9 (1) The Secretary of State may by order amend any of the provisions of the 1990 Act specified in sub-paragraph (2) by substituting a different sum for the sum for the time being specified in that provision. (2) Those provisions are— (a) section 18(3B)(a) and (3C)(a); (b) section 42B(3A)(a); (c) section 101(3B)(a) and (3C)(a); (d) section 110(1B)(a) and (3). (3) No order is to be made under this paragraph unless a draft of the order has been laid before Parliament and approved by a resolution of each House. Part 2 Broadcasting Act 1996 Preliminary 10 The 1996 Act shall be amended as follows. Revocation of television multiplex licences 11 (1) In subsection (5) of section 11 (penalty on revocation of television multiplex licence), the words from “not exceeding” onwards shall be omitted. (2) For subsection (6) of that section (amount of penalty) there shall be substituted— (5A) The maximum amount which a person may be required to pay by way of a penalty under subsection (5) is the maximum penalty given by subsections (5B) and (5C). (5B) In a case where the licence is revoked under this section or the penalty is imposed before the end of the first complete accounting period of the licence holder to fall within the period for which the licence is in force, the maximum penalty is whichever is the greater of— (a) £500,000; and (b) 7 per cent. of the amount which OFCOM estimate would have been the multiplex revenue for the first complete accounting period of the licence holder falling within the period for which the licence would have been in force. (5C) In any other case, the maximum penalty is whichever is the greater of— (a) £500,000; and (b) 7 per cent. of the multiplex revenue for the last complete accounting period of the licence holder falling within the period for which the licence is in force. (5D) Section 14 applies for estimating or determining multiplex revenue for the purposes of subsection (5B) or (5C) above. (3) This paragraph applies only in a case of a revocation in relation to which— (a) the notice required by section 11(2) of the 1996 Act, or (b) the notice revoking the licence, is served after the commencement of this paragraph. Attribution of television multiplex revenue 12 (1) In subsection (1) of section 15 (attribution of multiplex revenue for the purposes of section 17(3)), for “17(3)” there shall be substituted “ 17(2A) and (2B) ”. (2) In subsection (2) of that section (attribution for the purposes of sections 23(3) and 27(3)), for “section 23(3) or section 27(3)” there shall be substituted “ sections 23(2A) to (5) and 27(2A) to (5) ”. (3) This paragraph has effect in relation only to cases in which section 17, 23 or 27 applies as amended by this Schedule. Multiplex licences 13 (1) In subsection (2) of section 17 (penalty for failure by holder of television multiplex licence to comply with licence conditions or directions), for the words from “whichever is the greater” onwards there shall be substituted “ the maximum penalty given by subsection (2A). ” (2) For subsection (3) of that section (maximum penalties) there shall be substituted— (2A) The maximum penalty is whichever is the greater of— (a) £250,000; and (b) 5 per cent. of the share of multiplex revenue attributable to the licence holder for his last complete accounting period falling within the period for which his licence has been in force (“the relevant period”). (2B) In relation to a person whose first complete accounting period falling within the relevant period has not ended when the penalty is imposed, subsection (2A)(b) is to be construed as referring to 5 per cent. of the amount which OFCOM estimate to be the share of multiplex revenue attributable to him for that accounting period. (2C) Section 15(1) and (3) applies for determining or estimating the share of multiplex revenue attributable to a person for the purposes of subsection (2A) or (2B) above. (3) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Digital television programme licences 14 (1) In subsection (2) of section 23 (penalty for failure by holder of digital television programme licence to comply with licence conditions or directions), for the words from “whichever is the greater” onwards there shall be substituted “ the maximum penalty given by subsection (2A). ” (2) For subsection (3) of that section (maximum penalties) there shall be substituted— (2A) The maximum penalty is whichever is the greater of— (a) £250,000; and (b) 5 per cent. of the aggregate amount of the shares of multiplex revenue attributable to him in relation to television multiplex services and general multiplex services in respect of relevant accounting periods. (3) In subsection (4) of that section (meaning of “relevant accounting period”), for “subsection (3)(a)” there shall be substituted “ subsection (2A) ”. (4) In subsection (5) of that section, for “not yet ended, then for the purposes of subsection (3)” there shall be substituted “ not ended when the penalty is imposed, then for the purposes of this section ”. (5) Before subsection (6) of that section there shall be inserted— (5B) Section 15(2) and (3) applies for determining or estimating the share of multiplex revenue attributable to a person for the purposes of subsection (2A) or (5) above. (6) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Digital additional television services licences 15 (1) In subsection (2) of section 27 (penalty for failure by holder of digital additional services licence to comply with licence conditions or directions), for the words from “whichever is the greater” onwards there shall be substituted “ the maximum penalty given by subsection (2A). ” (2) For subsection (3) of that section (maximum penalties) there shall be substituted— (2A) The maximum penalty is whichever is the greater of— (a) £250,000; and (b) 5 per cent. of the aggregate amount of the shares of multiplex revenue attributable to him in relation to television multiplex services and general multiplex services in respect of relevant accounting periods. (3) In subsection (4) of that section (meaning of “relevant accounting period”), for “subsection (3)(a)” there shall be substituted “ subsection (2A) ”. (4) In subsection (5) of that section, for “not yet ended, then for the purposes of subsection (3)” there shall be substituted “ not ended when the penalty is imposed, then for the purposes of this section ”. (5) Before subsection (6) of that section there shall be inserted— (5B) Section 15(2) and (3) applies for determining or estimating the share of multiplex revenue attributable to a person for the purposes of subsection (2A) or (5) above. (6) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Power to amend digital television penalties 16 For section 36(2) and (3) (provisions that may be amended and negative resolution procedure) there shall be substituted— (2) The provisions referred to in subsection (1) are— (a) section 11(5B)(a) and (5C)(a); (b) section 17(2A)(a); (c) section 23(2A)(a); and (d) section 27(2A)(a). (3) No order is to be made under subsection (1) unless a draft of the order has been laid before Parliament and approved by a resolution of each House. Revocation of radio multiplex licences 17 (1) In section 53(5) (maximum penalty on revocation of radio multiplex licence), for “£50,000”, in both places, there shall be substituted “ £250,000 ”. (2) This paragraph applies only in a case of a revocation in relation to which— (a) the notice required by section 53(2) of the 1996 Act, or (b) the notice revoking the licence, is served after the commencement of this paragraph. Attribution of radio multiplex revenue 18 (1) In subsection (1) of section 57 (attribution of multiplex revenue for the purposes of sections 59(3)), for “59(3)” there shall be substituted “ 59(2A) and (2B) ”. (2) In subsection (2) of that section, (attribution for the purposes of sections 62(3) and 66(3)), for “section 62(3) or section 66(3)” there shall be substituted “ sections 62(2A) to (5) and 66(2A) to (5) ”. (3) This paragraph has effect in relation only to cases in which section 59, 62 or 66 applies as amended by this Schedule. Contraventions of conditions of radio multiplex licences 19 (1) In subsection (2) of section 59 (penalty for failure by holder of radio multiplex licence to comply with licence conditions or directions), for the words from “whichever is the greater” onwards there shall be substituted “ the maximum penalty given by subsection (2A). ” (2) For subsection (3) of that section (maximum penalties) there shall be substituted— (2A) The maximum penalty is whichever is the greater of— (a) £250,000; and (b) 5 per cent. of the aggregate amount of the share of multiplex revenue attributable to him for his last complete accounting period falling within a period for which his licence has been in force (“the relevant period”). (2B) In relation to a person whose first complete accounting period falling within the relevant period has not ended when the penalty is imposed, subsection (2A)(b) is to be construed as referring to 5 per cent. of the amount which OFCOM estimate to be the share of multiplex revenue attributable to him for that accounting period. (2C) Section 57(1) and (3) applies for determining or estimating the share of multiplex revenue attributable to a person for the purposes of subsection (2A) or (2B) above. (3) In subsection (4) of that section (maximum penalty to be imposed on holder of local radio multiplex licences for failure to comply with conditions or directions), for “£50,000” there shall be substituted “ £250,000 ”. (4) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Digital sound programme licences 20 (1) In subsection (2) of section 62 (penalty for failure by holder of digital sound programme licence to comply with licence conditions or directions), for the words from “whichever is the greater” onwards there shall be substituted “ the maximum penalty given by subsection (2A). ” (2) For subsection (3) of that section (maximum penalties) there shall be substituted— (2A) The maximum penalty is whichever is the greater of— (a) £250,000; and (b) 5 per cent. of the aggregate amount of the shares of multiplex revenue attributable to him in relation to relevant multiplex services in respect of relevant accounting periods. (3) In subsection (4) of that section (meaning of “relevant accounting period”), for “subsection (3)” there shall be substituted “ subsection (2A) ”. (4) In subsection (5) of that section, for “not yet ended, then for the purposes of subsection (3)” there shall be substituted “ not ended when the penalty is imposed, then for the purposes of this section ”. (5) After that subsection there shall be inserted— (5A) A determination or estimate for the purposes of subsection (2A) or (5) above of the share of multiplex revenue attributable to a person in relation to national radio multiplex services is to be in accordance with section 57(2) and (3). (5B) A determination or estimate for the purposes of subsection (2A) or (5) above of the share of multiplex revenue attributable to a person in relation to television multiplex services or general multiplex services is to be in accordance with section 15(2) and (3). (6) In subsection (6) of that section (maximum penalty where licence is a local digital sound programme licence), for “£50,000” there shall be substituted “ £250,000 ”. (7) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Licences for digital additional sound services 21 (1) In subsection (2) of section 66 (penalty for failure by holder of digital additional sound services licence to comply with licence conditions or directions), for the words from “whichever is the greater” onwards there shall be substituted “ the maximum penalty given by subsection (2A). ” (2) For subsection (3) of that section (maximum penalties) there shall be substituted— (2A) The maximum penalty is whichever is the greater of— (a) £250,000; and (b) 5 per cent. of the aggregate amount of the shares of multiplex revenue attributable to him in relation to relevant multiplex services in respect of relevant accounting periods. (3) In subsection (4) of that section (maximum penalty where licence is a local digital sound programme licence), for “£50,000” there shall be substituted “ £250,000 ”. (4) In subsection (5) of that section (meaning of “relevant accounting period”) for “subsection (3)” there shall be substituted “ subsection (2A) ”. (5) In subsection (6) of that section, for “not yet ended, then for the purposes of subsection (3)” there shall be substituted “ not ended when the penalty is imposed, then for the purposes of this section ”. (6) After that subsection there shall be inserted— (6A) A determination or estimate for the purposes of subsection (2A) or (6) above of the share of multiplex revenue attributable to a person in relation to national radio multiplex services is to be in accordance with section 57(2) and (3). (6B) A determination or estimate for the purposes of subsection (2A) or (6) above of the share of multiplex revenue attributable to a person in relation to general multiplex services is to be in accordance with section 15(2) and (3). (7) This paragraph applies in relation to a failure to comply with a condition or direction only if it is one occurring after the commencement of this paragraph. Power to amend digital television penalties 22 For section 69(2) and (3) (provisions that may be amended and negative resolution procedure) there shall be substituted— (2) The provisions referred to in subsection (1) are— (a) section 53(5)(a) and (b)(i); (b) section 59(2A)(a) and (4); (c) section 62(2A)(a) and (6); and (d) section 66(2A)(a) and (4). (3) No order is to be made under subsection (1) unless a draft of the order has been laid before Parliament and approved by a resolution of each House.

Propose a change

← Find another law