Law

Arbitration Act 1996

United Kingdom · statute

Ask the law about thisMore laws of United KingdomFor machines: Markdown

Open at the publisher →

In force since 2025-08-01, as the publisher states.

Copy read on 2026-11-08. The page it was read from

Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

sha256 2d395c8b88c15104758839b7e586816c67b344fda9def5e091384d4cb1a96eea

Contents: 116 provisions
  1. Title and introductory text
  2. 1 General principles.
  3. 2 Scope of application of provisions.
  4. 3 The seat of the arbitration.
  5. 4 Mandatory and non-mandatory provisions.
  6. 5 Agreements to be in writing.
  7. 6 Definition of arbitration agreement.
  8. 6A Law applicable to arbitration agreement
  9. 7 Separability of arbitration agreement.
  10. 8 Whether agreement discharged by death of a party.
  11. 9 Stay of legal proceedings.
  12. 10 Reference of interpleader issue to arbitration.
  13. 11 Retention of security where Admiralty proceedings stayed.
  14. 12 Power of court to extend time for beginning arbitral proceedings, &c.
  15. 13 Application of Limitation Acts.
  16. 14 Commencement of arbitral proceedings.
  17. 15 The arbitral tribunal.
  18. 16 Procedure for appointment of arbitrators.
  19. 17 Power in case of default to appoint sole arbitrator.
  20. 18 Failure of appointment procedure.
  21. 19 Court to have regard to agreed qualifications.
  22. 20 Chairman.
  23. 21 Umpire.
  24. 22 Decision-making where no chairman or umpire.
  25. 23 Revocation of arbitrator’s authority.
  26. 23A Impartiality: duty of disclosure
  27. 24 Power of court to remove arbitrator.
  28. 25 Resignation of arbitrator : entitlement to fees or expenses.
  29. 26 Death of arbitrator or person appointing him.
  30. 27 Filling of vacancy, &c.
  31. 28 Joint and several liability of parties to arbitrators for fees and expenses.
  32. 29 Immunity of arbitrator.
  33. 30 Competence of tribunal to rule on its own jurisdiction.
  34. 31 Objection to substantive jurisdiction of tribunal.
  35. 32 Determination of preliminary point of jurisdiction.
  36. 33 General duty of the tribunal.
  37. 34 Procedural and evidential matters.
  38. 35 Consolidation of proceedings and concurrent hearings.
  39. 36 Legal or other representation.
  40. 37 Power to appoint experts, legal advisers or assessors.
  41. 38 General powers exercisable by the tribunal.
  42. 39 Power to make provisional awards.
  43. 39A Power to make award on summary basis
  44. 40 General duty of parties.
  45. 41 Powers of tribunal in case of party’s default.
  46. 41A Emergency arbitrators
  47. 42 Enforcement of peremptory orders of tribunal or emergency arbitrator.
  48. 43 Securing the attendance of witnesses.
  49. 44 Court powers exercisable in support of arbitral proceedings.
  50. 45 Determination of preliminary point of law.
  51. 46 Rules applicable to substance of dispute.
  52. 47 Awards on different issues, &c.
  53. 48 Remedies.
  54. 49 Interest.
  55. 50 Extension of time for making award.
  56. 51 Settlement.
  57. 52 Form of award.
  58. 53 Place where award treated as made.
  59. 54 Date of award.
  60. 55 Notification of award.
  61. 56 Power to withhold award in case of non-payment.
  62. 57 Correction of award or additional award.
  63. 58 Effect of award.
  64. 59 Costs of the arbitration.
  65. 60 Agreement to pay costs in any event.
  66. 61 Award of costs.
  67. 62 Effect of agreement or award about costs.
  68. 63 The recoverable costs of the arbitration.
  69. 64 Recoverable fees and expenses of arbitrators.
  70. 65 Power to limit recoverable costs.
  71. 66 Enforcement of the award.
  72. 67 Challenging the award: substantive jurisdiction.
  73. 68 Challenging the award: serious irregularity.
  74. 69 Appeal on point of law.
  75. 70 Challenge or appeal: supplementary provisions.
  76. 71 Challenge or appeal: effect of order of court.
  77. 72 Saving for rights of person who takes no part in proceedings.
  78. 73 Loss of right to object.
  79. 74 Immunity of arbitral institutions, &c.
  80. 75 Charge to secure payment of solicitors’ costs.
  81. 76 Service of notices, &c.
  82. 77 Powers of court in relation to service of documents.
  83. 78 Reckoning periods of time.
  84. 79 Power of court to extend time limits relating to arbitral proceedings.
  85. 80 Notice and other requirements in connection with legal proceedings.
  86. 81 Saving for certain matters governed by common law.
  87. 82 Minor definitions.
  88. 83 Index of defined expressions: Part I.
  89. 84 Transitional provisions.
  90. 88 Power to repeal or amend sections 85 to 87.
  91. 89 Application of unfair terms regulations to consumer arbitration agreements.
  92. 90 Part applies where consumer is a legal person
  93. 91 Arbitration agreement unfair where modest amount sought.
  94. 92 Exclusion of Part I in relation to small claims arbitration in the county court.
  95. 93 Appointment of judges as arbitrators.
  96. 94 Application of Part I to statutory arbitrations.
  97. 95 General adaptation of provisions in relation to statutory arbitrations.
  98. 96 Specific adaptations of provisions in relation to statutory arbitrations.
  99. 97 Provisions excluded from applying to statutory arbitrations.
  100. 98 Power to make further provision by regulations.
  101. 99 Continuation of Part II of the Arbitration Act 1950.
  102. 100 New York Convention awards.
  103. 101 Recognition and enforcement of awards.
  104. 102 Evidence to be produced by party seeking recognition or enforcement.
  105. 103 Refusal of recognition or enforcement.
  106. 104 Saving for other bases of recognition or enforcement.
  107. 105 Meaning of “the court”: jurisdiction of High Court and county court.
  108. 106 Crown application.
  109. 107 Consequential amendments and repeals.
  110. 108 Extent.
  111. 109 Commencement.
  112. 110 Short title.
  113. SCHEDULE 1 Mandatory provisions of Part I
  114. SCHEDULE 2 Modifications of Part I in relation to judge-arbitrators
  115. SCHEDULE 3 Consequential amendments
  116. SCHEDULE 4 Repeals

Proposed changes to this act

No one has proposed a change to this act yet.

116 provisions

Title and introductory text

Arbitration Act 1996 1996 c. 23 An Act to restate and improve the law relating to arbitration pursuant to an arbitration agreement; to make other provision relating to arbitration and arbitration awards; and for connected purposes. [17th June 1996] Be it enacted by the Queen’s most Excellent Majesty, by and with the advice and consent of the Lords Spiritual and Temporal, and Commons, in this present Parliament assembled, and by the authority of the same, as follows:—

Propose a change

1 General principles.

The provisions of this Part are founded on the following principles, and shall be construed accordingly— (a) the object of arbitration is to obtain the fair resolution of disputes by an impartial tribunal without unnecessary delay or expense; (b) the parties should be free to agree how their disputes are resolved, subject only to such safeguards as are necessary in the public interest; (c) in matters governed by this Part the court should not intervene except as provided by this Part.

Propose a change

2 Scope of application of provisions.

(1) The provisions of this Part apply where the seat of the arbitration is in England and Wales or Northern Ireland. (2) The following sections apply even if the seat of the arbitration is outside England and Wales or Northern Ireland or no seat has been designated or determined— (za) section 6A (law applicable to arbitration agreement), (a) sections 9 to 11 (stay of legal proceedings, &c.), and (b) section 66 (enforcement of arbitral awards). (3) The powers conferred by the following sections apply even if the seat of the arbitration is outside England and Wales or Northern Ireland or no seat has been designated or determined— (a) section 43 (securing the attendance of witnesses), and (b) section 44 (court powers exercisable in support of arbitral proceedings); but the court may refuse to exercise any such power if, in the opinion of the court, the fact that the seat of the arbitration is outside England and Wales or Northern Ireland, or that when designated or determined the seat is likely to be outside England and Wales or Northern Ireland, makes it inappropriate to do so. (4) The court may exercise a power conferred by any provision of this Part not mentioned in subsection (2) or (3) for the purpose of supporting the arbitral process where— (a) no seat of the arbitration has been designated or determined, and (b) by reason of a connection with England and Wales or Northern Ireland the court is satisfied that it is appropriate to do so. (5) Section 7 (separability of arbitration agreement) and section 8 (death of a party) apply where the law applicable to the arbitration agreement is the law of England and Wales or Northern Ireland even if the seat of the arbitration is outside England and Wales or Northern Ireland or has not been designated or determined.

Propose a change

3 The seat of the arbitration.

In this Part “the seat of the arbitration” means the juridical seat of the arbitration designated— (a) by the parties to the arbitration agreement, or (b) by any arbitral or other institution or person vested by the parties with powers in that regard, or (c) by the arbitral tribunal if so authorised by the parties, or determined, in the absence of any such designation, having regard to the parties’ agreement and all the relevant circumstances.

Propose a change

4 Mandatory and non-mandatory provisions.

(1) The mandatory provisions of this Part are listed in Schedule 1 and have effect notwithstanding any agreement to the contrary. (2) The other provisions of this Part (the “non-mandatory provisions”) allow the parties to make their own arrangements by agreement but provide rules which apply in the absence of such agreement. (3) The parties may make such arrangements by agreeing to the application of institutional rules or providing any other means by which a matter may be decided. (4) It is immaterial whether or not the law applicable to the parties’ agreement is the law of England and Wales or, as the case may be, Northern Ireland. (5) The choice of a law other than the law of England and Wales or Northern Ireland as the applicable law in respect of a matter provided for by a non-mandatory provision of this Part is equivalent to an agreement making provision about that matter. For this purpose an applicable law determined in accordance with the parties’ agreement, or which is objectively determined in the absence of any express or implied choice, shall be treated as chosen by the parties.

Propose a change

5 Agreements to be in writing.

(1) The provisions of this Part apply only where the arbitration agreement is in writing, and any other agreement between the parties as to any matter is effective for the purposes of this Part only if in writing. The expressions “agreement”, “agree” and “agreed” shall be construed accordingly. (2) There is an agreement in writing— (a) if the agreement is made in writing (whether or not it is signed by the parties), (b) if the agreement is made by exchange of communications in writing, or (c) if the agreement is evidenced in writing. (3) Where parties agree otherwise than in writing by reference to terms which are in writing, they make an agreement in writing. (4) An agreement is evidenced in writing if an agreement made otherwise than in writing is recorded by one of the parties, or by a third party, with the authority of the parties to the agreement. (5) An exchange of written submissions in arbitral or legal proceedings in which the existence of an agreement otherwise than in writing is alleged by one party against another party and not denied by the other party in his response constitutes as between those parties an agreement in writing to the effect alleged. (6) References in this Part to anything being written or in writing include its being recorded by any means.

Propose a change

6 Definition of arbitration agreement.

(1) In this Part an “arbitration agreement” means an agreement to submit to arbitration present or future disputes (whether they are contractual or not). (2) The reference in an agreement to a written form of arbitration clause or to a document containing an arbitration clause constitutes an arbitration agreement if the reference is such as to make that clause part of the agreement.

Propose a change

6A Law applicable to arbitration agreement

(1) The law applicable to an arbitration agreement is— (a) the law that the parties expressly agree applies to the arbitration agreement, or (b) where no such agreement is made, the law of the seat of the arbitration in question. (2) For the purposes of subsection (1), agreement between the parties that a particular law applies to an agreement of which the arbitration agreement forms a part does not constitute express agreement that that law also applies to the arbitration agreement. (3) Subsection (1) does not apply to an arbitration agreement derived from a standing offer to submit disputes to arbitration where the offer is contained in— (a) a treaty, or (b) legislation of a country or territory outside the United Kingdom. (4) In this section— “legislation” includes any provision of a legislative character; “treaty” includes any international agreement (and any protocol or annex to a treaty or international agreement).

Propose a change

7 Separability of arbitration agreement.

Unless otherwise agreed by the parties, an arbitration agreement which forms or was intended to form part of another agreement (whether or not in writing) shall not be regarded as invalid, non-existent or ineffective because that other agreement is invalid, or did not come into existence or has become ineffective, and it shall for that purpose be treated as a distinct agreement.

Propose a change

8 Whether agreement discharged by death of a party.

(1) Unless otherwise agreed by the parties, an arbitration agreement is not discharged by the death of a party and may be enforced by or against the personal representatives of that party. (2) Subsection (1) does not affect the operation of any enactment or rule of law by virtue of which a substantive right or obligation is extinguished by death.

Propose a change

9 Stay of legal proceedings.

(1) A party to an arbitration agreement against whom legal proceedings are brought (whether by way of claim or counterclaim) in respect of a matter which under the agreement is to be referred to arbitration may (upon notice to the other parties to the proceedings) apply to the court in which the proceedings have been brought to stay the proceedings so far as they concern that matter. (2) An application may be made notwithstanding that the matter is to be referred to arbitration only after the exhaustion of other dispute resolution procedures. (3) An application may not be made by a person before taking the appropriate procedural step (if any) to acknowledge the legal proceedings against him or after he has taken any step in those proceedings to answer the substantive claim. (4) On an application under this section the court shall grant a stay unless satisfied that the arbitration agreement is null and void, inoperative, or incapable of being performed. (5) If the court refuses to stay the legal proceedings, any provision that an award is a condition precedent to the bringing of legal proceedings in respect of any matter is of no effect in relation to those proceedings.

Propose a change

10 Reference of interpleader issue to arbitration.

(1) Where in legal proceedings relief by way of interpleader is granted and any issue between the claimants is one in respect of which there is an arbitration agreement between them, the court granting the relief shall direct that the issue be determined in accordance with the agreement unless the circumstances are such that proceedings brought by a claimant in respect of the matter would not be stayed. (2) Where subsection (1) applies but the court does not direct that the issue be determined in accordance with the arbitration agreement, any provision that an award is a condition precedent to the bringing of legal proceedings in respect of any matter shall not affect the determination of that issue by the court.

Propose a change

11 Retention of security where Admiralty proceedings stayed.

(1) Where Admiralty proceedings are stayed on the ground that the dispute in question should be submitted to arbitration, the court granting the stay may, if in those proceedings property has been arrested or bail or other security has been given to prevent or obtain release from arrest— (a) order that the property arrested be retained as security for the satisfaction of any award given in the arbitration in respect of that dispute, or (b) order that the stay of those proceedings be conditional on the provision of equivalent security for the satisfaction of any such award. (2) Subject to any provision made by rules of court and to any necessary modifications, the same law and practice shall apply in relation to property retained in pursuance of an order as would apply if it were held for the purposes of proceedings in the court making the order.

Propose a change

12 Power of court to extend time for beginning arbitral proceedings, &c.

(1) Where an arbitration agreement to refer future disputes to arbitration provides that a claim shall be barred, or the claimant’s right extinguished, unless the claimant takes within a time fixed by the agreement some step— (a) to begin arbitral proceedings, or (b) to begin other dispute resolution procedures which must be exhausted before arbitral proceedings can be begun, the court may by order extend the time for taking that step. (2) Any party to the arbitration agreement may apply for such an order (upon notice to the other parties), but only after a claim has arisen and after exhausting any available arbitral process for obtaining an extension of time. (3) The court shall make an order only if satisfied— (a) that the circumstances are such as were outside the reasonable contemplation of the parties when they agreed the provision in question, and that it would be just to extend the time, or (b) that the conduct of one party makes it unjust to hold the other party to the strict terms of the provision in question. (4) The court may extend the time for such period and on such terms as it thinks fit, and may do so whether or not the time previously fixed (by agreement or by a previous order) has expired. (5) An order under this section does not affect the operation of the Limitation Acts (see section 13). (6) The leave of the court is required for any appeal from a decision of the court under this section.

Propose a change

13 Application of Limitation Acts.

(1) The Limitation Acts apply to arbitral proceedings as they apply to legal proceedings. (2) The court may order that in computing the time prescribed by the Limitation Acts for the commencement of proceedings (including arbitral proceedings) in respect of a dispute which was the subject matter— (a) of an award which the court orders to be set aside or declares to be of no effect, or (b) of the affected part of an award which the court orders to be set aside in part, or declares to be in part of no effect, the period between the commencement of the arbitration and the date of the order referred to in paragraph (a) or (b) shall be excluded. (3) In determining for the purposes of the Limitation Acts when a cause of action accrued, any provision that an award is a condition precedent to the bringing of legal proceedings in respect of a matter to which an arbitration agreement applies shall be disregarded. (4) In this Part “the Limitation Acts” means— (a) in England and Wales, the Limitation Act 1980, the Foreign Limitation Periods Act 1984 and any other enactment (whenever passed) relating to the limitation of actions; (b) in Northern Ireland, the Limitation (Northern Ireland) Order 1989, the Foreign Limitation Periods (Northern Ireland) Order 1985 and any other enactment (whenever passed) relating to the limitation of actions.

Propose a change

14 Commencement of arbitral proceedings.

(1) The parties are free to agree when arbitral proceedings are to be regarded as commenced for the purposes of this Part and for the purposes of the Limitation Acts. (2) If there is no such agreement the following provisions apply. (3) Where the arbitrator is named or designated in the arbitration agreement, arbitral proceedings are commenced in respect of a matter when one party serves on the other party or parties a notice in writing requiring him or them to submit that matter to the person so named or designated. (4) Where the arbitrator or arbitrators are to be appointed by the parties, arbitral proceedings are commenced in respect of a matter when one party serves on the other party or parties notice in writing requiring him or them to appoint an arbitrator or to agree to the appointment of an arbitrator in respect of that matter. (5) Where the arbitrator or arbitrators are to be appointed by a person other than a party to the proceedings, arbitral proceedings are commenced in respect of a matter when one party gives notice in writing to that person requesting him to make the appointment in respect of that matter.

Propose a change

15 The arbitral tribunal.

(1) The parties are free to agree on the number of arbitrators to form the tribunal and whether there is to be a chairman or umpire. (2) Unless otherwise agreed by the parties, an agreement that the number of arbitrators shall be two or any other even number shall be understood as requiring the appointment of an additional arbitrator as chairman of the tribunal. (3) If there is no agreement as to the number of arbitrators, the tribunal shall consist of a sole arbitrator.

Propose a change

16 Procedure for appointment of arbitrators.

(1) The parties are free to agree on the procedure for appointing the arbitrator or arbitrators, including the procedure for appointing any chairman or umpire. (2) If or to the extent that there is no such agreement, the following provisions apply. (3) If the tribunal is to consist of a sole arbitrator, the parties shall jointly appoint the arbitrator not later than 28 days after service of a request in writing by either party to do so. (4) If the tribunal is to consist of two arbitrators, each party shall appoint one arbitrator not later than 14 days after service of a request in writing by either party to do so. (5) If the tribunal is to consist of three arbitrators— (a) each party shall appoint one arbitrator not later than 14 days after service of a request in writing by either party to do so, and (b) the two so appointed shall forthwith appoint a third arbitrator as the chairman of the tribunal. (6) If the tribunal is to consist of two arbitrators and an umpire— (a) each party shall appoint one arbitrator not later than 14 days after service of a request in writing by either party to do so, and (b) the two so appointed may appoint an umpire at any time after they themselves are appointed and shall do so before any substantive hearing or forthwith if they cannot agree on a matter relating to the arbitration. (7) In any other case (in particular, if there are more than two parties) section 18 applies as in the case of a failure of the agreed appointment procedure.

Propose a change

17 Power in case of default to appoint sole arbitrator.

(1) Unless the parties otherwise agree, where each of two parties to an arbitration agreement is to appoint an arbitrator and one party (“the party in default”) refuses to do so, or fails to do so within the time specified, the other party, having duly appointed his arbitrator, may give notice in writing to the party in default that he proposes to appoint his arbitrator to act as sole arbitrator. (2) If the party in default does not within 7 clear days of that notice being given— (a) make the required appointment, and (b) notify the other party that he has done so, the other party may appoint his arbitrator as sole arbitrator whose award shall be binding on both parties as if he had been so appointed by agreement. (3) Where a sole arbitrator has been appointed under subsection (2), the party in default may (upon notice to the appointing party) apply to the court which may set aside the appointment. (4) The leave of the court is required for any appeal from a decision of the court under this section.

Propose a change

18 Failure of appointment procedure.

(1) The parties are free to agree what is to happen in the event of a failure of the procedure for the appointment of the arbitral tribunal. There is no failure if an appointment is duly made under section 17 (power in case of default to appoint sole arbitrator), unless that appointment is set aside. (2) If or to the extent that there is no such agreement any party to the arbitration agreement may (upon notice to the other parties) apply to the court to exercise its powers under this section. (3) Those powers are— (a) to give directions as to the making of any necessary appointments; (b) to direct that the tribunal shall be constituted by such appointments (or any one or more of them) as have been made; (c) to revoke any appointments already made; (d) to make any necessary appointments itself. (4) An appointment made by the court under this section has effect as if made with the agreement of the parties. (5) The leave of the court is required for any appeal from a decision of the court under this section.

Propose a change

19 Court to have regard to agreed qualifications.

In deciding whether to exercise, and in considering how to exercise, any of its powers under section 16 (procedure for appointment of arbitrators) or section 18 (failure of appointment procedure), the court shall have due regard to any agreement of the parties as to the qualifications required of the arbitrators.

Propose a change

20 Chairman.

(1) Where the parties have agreed that there is to be a chairman, they are free to agree what the functions of the chairman are to be in relation to the making of decisions, orders and awards. (2) If or to the extent that there is no such agreement, the following provisions apply. (3) Decisions, orders and awards shall be made by all or a majority of the arbitrators (including the chairman). (4) The view of the chairman shall prevail in relation to a decision, order or award in respect of which there is neither unanimity nor a majority under subsection (3).

Propose a change

21 Umpire.

(1) Where the parties have agreed that there is to be an umpire, they are free to agree what the functions of the umpire are to be, and in particular— (a) whether he is to attend the proceedings, and (b) when he is to replace the other arbitrators as the tribunal with power to make decisions, orders and awards. (2) If or to the extent that there is no such agreement, the following provisions apply. (3) The umpire shall attend the proceedings and be supplied with the same documents and other materials as are supplied to the other arbitrators. (4) Decisions, orders and awards shall be made by the other arbitrators unless and until they cannot agree on a matter relating to the arbitration. In that event they shall forthwith give notice in writing to the parties and the umpire, whereupon the umpire shall replace them as the tribunal with power to make decisions, orders and awards as if he were sole arbitrator. (5) If the arbitrators cannot agree but fail to give notice of that fact, or if any of them fails to join in the giving of notice, any party to the arbitral proceedings may (upon notice to the other parties and to the tribunal) apply to the court which may order that the umpire shall replace the other arbitrators as the tribunal with power to make decisions, orders and awards as if he were sole arbitrator. (6) The leave of the court is required for any appeal from a decision of the court under this section.

Propose a change

22 Decision-making where no chairman or umpire.

(1) Where the parties agree that there shall be two or more arbitrators with no chairman or umpire, the parties are free to agree how the tribunal is to make decisions, orders and awards. (2) If there is no such agreement, decisions, orders and awards shall be made by all or a majority of the arbitrators.

Propose a change

23 Revocation of arbitrator’s authority.

(1) The parties are free to agree in what circumstances the authority of an arbitrator may be revoked. (2) If or to the extent that there is no such agreement the following provisions apply. (3) The authority of an arbitrator may not be revoked except— (a) by the parties acting jointly, or (b) by an arbitral or other institution or person vested by the parties with powers in that regard. (4) Revocation of the authority of an arbitrator by the parties acting jointly must be agreed in writing unless the parties also agree (whether or not in writing) to terminate the arbitration agreement. (5) Nothing in this section affects the power of the court— (a) to revoke an appointment under section 18 (powers exercisable in case of failure of appointment procedure), or (b) to remove an arbitrator on the grounds specified in section 24.

Propose a change

23A Impartiality: duty of disclosure

(1) An individual who has been approached by a person in connection with the individual’s possible appointment as an arbitrator must, as soon as reasonably practical, disclose to the person any relevant circumstances of which the individual is, or becomes, aware. (2) An arbitrator must, as soon as reasonably practical, disclose to the parties to the arbitral proceedings any relevant circumstances of which the arbitrator is, or becomes, aware. (3) For the purposes of this section— (a) “relevant circumstances”, in relation to an individual, are circumstances that might reasonably give rise to justifiable doubts as to the individual’s impartiality in relation to the proceedings, or potential proceedings, concerned, and (b) an individual is to be treated as being aware of circumstances of which the individual ought reasonably to be aware.

Propose a change

24 Power of court to remove arbitrator.

(1) A party to arbitral proceedings may (upon notice to the other parties, to the arbitrator concerned and to any other arbitrator) apply to the court to remove an arbitrator on any of the following grounds— (a) that circumstances exist that give rise to justifiable doubts as to his impartiality; (b) that he does not possess the qualifications required by the arbitration agreement; (c) that he is physically or mentally incapable of conducting the proceedings or there are justifiable doubts as to his capacity to do so; (d) that he has refused or failed— (i) properly to conduct the proceedings, or (ii) to use all reasonable despatch in conducting the proceedings or making an award, and that substantial injustice has been or will be caused to the applicant. (2) If there is an arbitral or other institution or person vested by the parties with power to remove an arbitrator, the court shall not exercise its power of removal unless satisfied that the applicant has first exhausted any available recourse to that institution or person. (3) The arbitral tribunal may continue the arbitral proceedings and make an award while an application to the court under this section is pending. (4) Where the court removes an arbitrator, it may make such order as it thinks fit with respect to his entitlement (if any) to fees or expenses, or the repayment of any fees or expenses already paid. (5) The arbitrator concerned is entitled to appear and be heard by the court before it makes any order under this section. (5A) The court may not order the arbitrator to pay costs in proceedings under this section unless any act or omission of the arbitrator in connection with the proceedings is shown to have been in bad faith. (6) The leave of the court is required for any appeal from a decision of the court under this section.

Propose a change

25 Resignation of arbitrator : entitlement to fees or expenses.

(1) The parties are free to agree with an arbitrator as to the consequences of his resignation as regards— (a) his entitlement (if any) to fees or expenses, ... (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) If or to the extent that there is no such agreement the following provisions apply. (3) Where an arbitrator resigns, a relevant person may (upon notice to the other relevant persons) apply to the court to make such order as it thinks fit with respect to the arbitrator’s entitlement (if any) to fees or expenses or the repayment of any fees or expenses already paid. (4) For the purposes of subsection (3), each of the parties and the arbitrator is a “relevant person”. (5) The leave of the court is required for any appeal from a decision of the court under this section.

Propose a change

26 Death of arbitrator or person appointing him.

(1) The authority of an arbitrator is personal and ceases on his death. (2) Unless otherwise agreed by the parties, the death of the person by whom an arbitrator was appointed does not revoke the arbitrator’s authority.

Propose a change

27 Filling of vacancy, &c.

(1) Where an arbitrator ceases to hold office, the parties are free to agree— (a) whether and if so how the vacancy is to be filled, (b) whether and if so to what extent the previous proceedings should stand, and (c) what effect (if any) his ceasing to hold office has on any appointment made by him (alone or jointly). (2) If or to the extent that there is no such agreement, the following provisions apply. (3) The provisions of sections 16 (procedure for appointment of arbitrators) and 18 (failure of appointment procedure) apply in relation to the filling of the vacancy as in relation to an original appointment. (4) The tribunal (when reconstituted) shall determine whether and if so to what extent the previous proceedings should stand. This does not affect any right of a party to challenge those proceedings on any ground which had arisen before the arbitrator ceased to hold office. (5) His ceasing to hold office does not affect any appointment by him (alone or jointly) of another arbitrator, in particular any appointment of a chairman or umpire.

Propose a change

28 Joint and several liability of parties to arbitrators for fees and expenses.

(1) The parties are jointly and severally liable to pay to the arbitrators such reasonable fees and expenses (if any) as are appropriate in the circumstances. (2) Any party may apply to the court (upon notice to the other parties and to the arbitrators) which may order that the amount of the arbitrators’ fees and expenses shall be considered and adjusted by such means and upon such terms as it may direct. (3) If the application is made after any amount has been paid to the arbitrators by way of fees or expenses, the court may order the repayment of such amount (if any) as is shown to be excessive, but shall not do so unless it is shown that it is reasonable in the circumstances to order repayment. (4) The above provisions have effect subject to any order of the court under section 24(4) or 25(3) (order as to entitlement to fees or expenses in case of removal or resignation of arbitrator). (5) Nothing in this section affects any liability of a party to any other party to pay all or any of the costs of the arbitration (see sections 59 to 65) or any contractual right of an arbitrator to payment of his fees and expenses. (6) In this section references to arbitrators include an arbitrator who has ceased to act and an umpire who has not replaced the other arbitrators.

Propose a change

29 Immunity of arbitrator.

(1) An arbitrator is not liable for anything done or omitted in the discharge or purported discharge of his functions as arbitrator unless the act or omission is shown to have been in bad faith (and see section 24(5A) (immunity in respect of costs of proceedings for removal)). (2) Subsection (1) applies to an employee or agent of an arbitrator as it applies to the arbitrator himself. (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) An arbitrator’s resignation does not give rise to any liability for the arbitrator unless it is shown that the resignation was, in all the circumstances, unreasonable. (5) But subsection (4) is subject to— (a) agreement reached between the parties and the arbitrator as mentioned in section 25(1)(a); (b) an order made under section 25(3).

Propose a change

30 Competence of tribunal to rule on its own jurisdiction.

(1) Unless otherwise agreed by the parties, the arbitral tribunal may rule on its own substantive jurisdiction, that is, as to— (a) whether there is a valid arbitration agreement, (b) whether the tribunal is properly constituted, and (c) what matters have been submitted to arbitration in accordance with the arbitration agreement. (2) Any such ruling may be challenged by any available arbitral process of appeal or review or in accordance with the provisions of this Part.

Propose a change

31 Objection to substantive jurisdiction of tribunal.

(1) An objection that the arbitral tribunal lacks substantive jurisdiction at the outset of the proceedings must be raised by a party not later than the time he takes the first step in the proceedings to contest the merits of any matter in relation to which he challenges the tribunal’s jurisdiction. A party is not precluded from raising such an objection by the fact that he has appointed or participated in the appointment of an arbitrator. (2) Any objection during the course of the arbitral proceedings that the arbitral tribunal is exceeding its substantive jurisdiction must be made as soon as possible after the matter alleged to be beyond its jurisdiction is raised. (3) The arbitral tribunal may admit an objection later than the time specified in subsection (1) or (2) if it considers the delay justified. (4) Where an objection is duly taken to the tribunal’s substantive jurisdiction and the tribunal has power to rule on its own jurisdiction, it may— (a) rule on the matter in an award as to jurisdiction, or (b) deal with the objection in its award on the merits. If the parties agree which of these courses the tribunal should take, the tribunal shall proceed accordingly. (5) The tribunal may in any case, and shall if the parties so agree, stay proceedings whilst an application is made to the court under section 32 (determination of preliminary point of jurisdiction).

Propose a change

32 Determination of preliminary point of jurisdiction.

(1) The court may, on the application of a party to arbitral proceedings (upon notice to the other parties), determine any question as to the substantive jurisdiction of the tribunal. A party may lose the right to object (see section 73). (1A) An application under this section must not be considered to the extent that it is in respect of a question on which the tribunal has already ruled. (2) An application under this section shall not be considered unless— (a) it is made with the agreement in writing of all the other parties to the proceedings, or (b) it is made with the permission of the tribunal ... (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) Unless otherwise agreed by the parties, the arbitral tribunal may continue the arbitral proceedings and make an award while an application to the court under this section is pending. (5) Unless the court gives leave, no appeal lies from a decision of the court whether either condition specified in subsection (2) is met. (6) The decision of the court on the question of jurisdiction shall be treated as a judgment of the court for the purposes of an appeal. But no appeal lies without the leave of the court which shall not be given unless the court considers that the question involves a point of law which is one of general importance or is one which for some other special reason should be considered by the Court of Appeal.

Propose a change

33 General duty of the tribunal.

(1) The tribunal shall— (a) act fairly and impartially as between the parties, giving each party a reasonable opportunity of putting his case and dealing with that of his opponent, and (b) adopt procedures suitable to the circumstances of the particular case, avoiding unnecessary delay or expense, so as to provide a fair means for the resolution of the matters falling to be determined. (2) The tribunal shall comply with that general duty in conducting the arbitral proceedings, in its decisions on matters of procedure and evidence and in the exercise of all other powers conferred on it.

Propose a change

34 Procedural and evidential matters.

(1) It shall be for the tribunal to decide all procedural and evidential matters, subject to the right of the parties to agree any matter. (2) Procedural and evidential matters include— (a) when and where any part of the proceedings is to be held; (b) the language or languages to be used in the proceedings and whether translations of any relevant documents are to be supplied; (c) whether any and if so what form of written statements of claim and defence are to be used, when these should be supplied and the extent to which such statements can be later amended; (d) whether any and if so which documents or classes of documents should be disclosed between and produced by the parties and at what stage; (e) whether any and if so what questions should be put to and answered by the respective parties and when and in what form this should be done; (f) whether to apply strict rules of evidence (or any other rules) as to the admissibility, relevance or weight of any material (oral, written or other) sought to be tendered on any matters of fact or opinion, and the time, manner and form in which such material should be exchanged and presented; (g) whether and to what extent the tribunal should itself take the initiative in ascertaining the facts and the law; (h) whether and to what extent there should be oral or written evidence or submissions. (3) The tribunal may fix the time within which any directions given by it are to be complied with, and may if it thinks fit extend the time so fixed (whether or not it has expired).

Propose a change

35 Consolidation of proceedings and concurrent hearings.

(1) The parties are free to agree— (a) that the arbitral proceedings shall be consolidated with other arbitral proceedings, or (b) that concurrent hearings shall be held, on such terms as may be agreed. (2) Unless the parties agree to confer such power on the tribunal, the tribunal has no power to order consolidation of proceedings or concurrent hearings.

Propose a change

36 Legal or other representation.

Unless otherwise agreed by the parties, a party to arbitral proceedings may be represented in the proceedings by a lawyer or other person chosen by him.

Propose a change

37 Power to appoint experts, legal advisers or assessors.

(1) Unless otherwise agreed by the parties— (a) the tribunal may— (i) appoint experts or legal advisers to report to it and the parties, or (ii) appoint assessors to assist it on technical matters, and may allow any such expert, legal adviser or assessor to attend the proceedings; and (b) the parties shall be given a reasonable opportunity to comment on any information, opinion or advice offered by any such person. (2) The fees and expenses of an expert, legal adviser or assessor appointed by the tribunal for which the arbitrators are liable are expenses of the arbitrators for the purposes of this Part.

Propose a change

← Find another law